NAVEX Global

6000 Meadows Road Suite 200
Lake Oswego, OR 97035 , United States

  • 866-297-0224
  • 971-250-4125

Speak Up or Pay Up: Lessons from GM

The now infamous General Motors mea culpa, which followed the automotive giant’s recall of almost six million cars, has brought the importance of a “speak up culture” front and center. As part of the company’s long road to…more

Anti-Retaliation Provisions, Automobile Recall, Compliance, Corporate Culture, Corporate Governance

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NAVEX Global 2014 Training Benchmarking Report Webinar: Top Takeaways & Questions

We recently hosted a webinar, “Priorities, Practices and Trends in Training” to discuss the findings from our NAVEX Global 2014 Ethics and Compliance Training Benchmark Report. Some of the key findings from the report,…more

Benchmarks, Best Management Practices, Chief Compliance Officers, Employer Liability Issues, Ethics

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What’s In Your Code?

“Too legalistic.” “Boring.” “Hard to understand.” “Just a CYA for the company.” These are all real comments my Advisory Services team members and I have heard from employees at hundreds of organizations with relation to their…more

Best Management Practices, Chief Compliance Officers, Code of Conduct, Employer Liability Issues, Ethics

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An Ounce of Fraud Prevention Is Worth Trillions of Dollars

A recent study, Report to the Nations on Occupational Fraud and Abuse: 2014 Global Fraud Study from the Association of Certified Fraud Examiners (ACFE) analyzed nearly 1,500 cases of occupational fraud as reported the Certified…more

Chief Compliance Officers, Compliance, Fraud, Fraud and Abuse

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Three Ethics & Compliance Program Insights You Can’t Afford to Miss

In the first half of this year, I interviewed and conducted focus groups with hundreds of line employees, professionals and managers on four continents and—regardless of country, culture or industry—three themes came up again…more

Best Management Practices, Corporate Culture, Employer Liability Issues, Ethics

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NAVEX Global 2014 Training Benchmarking Report Webinar: Top Takeaways & Questions

We recently hosted a webinar, “Priorities, Practices and Trends in Training” to discuss the findings from our NAVEX Global 2014 Ethics and Compliance Training Benchmark Report. Some of the key findings from the report,…more

Benchmarks, Best Management Practices, Chief Compliance Officers, Employer Liability Issues, Ethics

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What Do CNIL’s New Guidelines Mean for Hotline Reporting Programmes?

Earlier this year, the French data protection regulatory authority (“Commission Nationale de L'informatique” or “CNIL”) significantly broadened the scope of the matters it allows whistleblowers to report through a hotline under…more

CNIL, Cybersecurity, Data Protection, Whistleblower Hotlines, Whistleblowers

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Defining, Enforcing and Preventing Conduct Risk

An international focus on defining, preventing, and understanding the concept of “conduct risk” has become problematic for financial services organisations in the UK and beyond—in part because the term is not yet clearly…more

Conduct Risk, Corporate Governance, Corporate Social Responsibility, FCA, OECD

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By the Numbers: Spotting Trends in New Hotline/Helpline Survey Results

This week, the Society of Corporate Compliance and Ethics (SCCE) and the Health Care Compliance Association (HCCA) released the findings from their 2014 Helpline Calls and Incident Reports Whistleblower survey. The survey was…more

Chief Compliance Officers, Compliance, Ethics, Hotlines, Whistleblowers

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2014 Hotline Benchmarking Toolkit eBook.

In This Presentation: • What’s Happening With Call Volume? • The Repeat Reporter Story • Allegation Categories Remarkably Consistent • The Decline of the Anonymous Reporter? • Substantiation Rate Gets…more

Benchmarks, Hotlines

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Failure to Plan is Planning to Fail: Keys To Raising Employee Awareness of Ethics & Compliance Programs

Between sessions at last week’s Practicing Law Institute conference in New York, I had several conversations with compliance officers about their ethics and compliance program challenges. The common theme among the challenges…more

Chief Compliance Officers, Compliance, Corporate Culture, Ethics, Training

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Anti-Corruption Efforts to the North and South

What do Canada and Brazil have in common? If you said, “recent aggressive ramp up in anti-corruption efforts,” you’d be right. But what makes this all the more interesting is that these efforts are largely being driven by…more

Anti-Corruption, Bribery, Canada, CFPOA, Compliance

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Fauxtroversy: Combining or Separating GC and CCO Roles?

I’ve watched for several years now the supposed controversy regarding the requirement of separating the general counsel and chief compliance officer roles. The arguments against combining the roles have ranged from a single…more

Chief Compliance Officers, Compliance, Corporate Culture

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An Ounce of Prevention in M&A Due Diligence

During a merger or acquisition, usually there is at least some leadership recognition that: - the cultural fit of the two (or more) companies is important - that the ethical climate of the organizations needs to…more

Acquisitions, Compliance, Corporate Culture, Due Diligence, Ethics

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Bussing v. COR Clearing LLC: What Retaliation Protections Are Whistleblowers Entitled To?

U.S. courts continue to disagree about the extent and coverage of protections from retaliation for “whistleblowers” under the Dodd-Frank Act. Contrary to SEC rules and other District courts, in the 2013 Asadi case, the 5th…more

Appeals, Chief Compliance Officers, Dodd-Frank, Employer Liability Issues, FINRA

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Growing Challenge: Managing Third Parties within the Banking Industry

The challenge of managing third party relationships has expanded within the banking industry. In guidance issued last year by the Office of the Comptroller of the Currency (OCC), the scope of such relations has grown to include…more

OCC, Third-Party Risk

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Areas of Practice
  • Case Management
  • Document Management
  • Ethics & Compliance
  • Information & Data
  • Investigation Services
  • Software & Technology
  • Training & Education
Locations
Other U.S. Locations
  • California
  • Idaho
  • North Carolina
  • Oregon
Other Countries
  • United Kingdom
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