NAVEX Global

2014 Hotline Benchmarking Toolkit eBook.

In This Presentation: • What’s Happening With Call Volume? • The Repeat Reporter Story • Allegation Categories Remarkably Consistent • The Decline of the Anonymous Reporter? • Substantiation Rate Gets…more

| Commercial Law & Contracts

Interviewing in the Context of Workplace Investigations

As an ethics and compliance professional and investigator, I have been intrigued by the recent media coverage of wrongful convictions. Also, the stories reminded me of a fascinating article in the New Yorker magazine a few…more

| Business Organizations, Labor & Employment Law

Exhibit A: The Perils of Outdated Policies

Well structured, updated policies can be a first line of defense against employment related litigation and regulatory investigations. However, an organization’s policies can quickly turn from defensive tactic to litigation aid…more

| Commercial Law & Contracts, Labor & Employment Law, International Law &...

Key Trends, Issues and Best Practices in Compliance

Last year, we realized that, in spite of all the research that reputable organizations publish about compliance and the practice of compliance, there was some key information about the current state of our industry and key…more

| Commercial Law & Contracts

Compliance Communicator - February 2014

MEMO TO MANAGERS - Making the Most of Our Code of Conduct - As you know, the company has a number of ethics and compliance resources in place to ensure that everyone understands our expectations and standards…more

| Commercial Law & Contracts

JSYK - Wow Best Training Ever! - CUL8R

Last week, the Wall Street Journal featured an article on companies that are enlisting employees who are identified as “influencers” – “employees who are particularly well-connected and trusted by their peers” – to help “come…more

| Commercial Law & Contracts, Labor & Employment Law

You Collect Conflict of Interest Disclosures – Then What?

It has become industry best practice to collect conflict of interest disclosures. Usually, organizational codes of conduct require all employees to disclose any potential conflicts of interest (COIs) they may have with their…more

| Commercial Law & Contracts, Labor & Employment Law

Ethics & Compliance: Our Give and Take with the Government

Last year, the U. S. Securities and Exchange Commission (SEC) indicated that it would be looking for additional ways to support the work of Ethics and Compliance Officers. Their stance came in part as a result of the Johns case…more

| Commercial Law & Contracts, Securities Law

2014 Trends: #10 Expanding Use of DPAs and NPAs

The day has arrived. Today we’ll cover our last trend to watch in 2014: DPA and NPA use expanding. Since they were first used in 2000, the U.S. DOJ has disclosed 257 Deferred Prosecution Agreements (DPAs) and Non-Prosecution…more

| Commercial Law & Contracts, Criminal Law, International Law & Trade,...

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