Orrick - Structured Finance Group

European Parliament Publishes Provisional Version of Resolution It Has Adopted on Its 2016 Report on Banking Union

The European Parliament has published a draft of the text of the resolution it has adopted on its annual report on banking union. The Parliament’s resolution is divided into themes, these being resolution, supervision and…more
| Finance & Banking, International Law & Trade

Rating Agency Developments

On February 15, 2017, DBRS issued a report entitled North American Single-Asset/Single-Borrower Methodology. On February 15, 2017, DBRS issued a report entitled DBRS Commercial Real Estate Property Analysis Criteria…more
| Finance & Banking, Real Estate - Commercial, Securities Law

Vladis Dombrovskis Gives Speech on the International Financial System

The European Commission has published a speech given by Vladis Dombrovskis, European Commissioner for Financial Stability, Services and Capital Markets Union, on February 10, 2017. Amid general concerns about the state of both…more
| Finance & Banking, International Law & Trade

New York Department of Financial Services Promulgates First-in-the-Nation State Cybersecurity Regulation

On February 16, 2017, the New York Department of Financial Institutions (“DFS“) promulgated a regulation that requires “Covered Entities” to establish and maintain a cybersecurity program designed to protect consumers and the…more
| Finance & Banking, Privacy, Science, Computers, & Technology

Office of Compliance Inspections and Examinations Issues Risk Alert on the Five Most Frequent Compliance Topics Identified in Examinations of Investment Advisers

On February 7, 2017, the Office of Compliance Inspections and Examinations of the Securities and Exchange Commission (OCIE) published a Risk Alert listing of the five compliance topics most frequently identified in deficiency…more
| Finance & Banking, Securities Law

ESMA Issues Report on Distributed Ledger Technology

On February 7, 2017, the European Securities and Markets Authority (“ESMA“) published a report regarding distributed ledger technology (“DLT“). DLT is a developing technology that has the potential to significantly alter…more
| International Law & Trade, Securities Law

CFTC Issues Time-Limited No-Action Relief for Aggregation Notice Filings for Position Limits

On February 6, 2017, the U.S. Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight issued a time-limited no-action letter providing relief for notice filing failures that relied on certain aggregation…more
| Business Organizations, Finance & Banking, Securities Law

Rating Agency Developments

On February 8, 2017, Fitch updated its rating criteria for U.S. municipal short-term debt. Report. On February 8, 2017, Fitch updated its criteria assumptions for analyzing securities backed by UK residential mortgage…more
| Finance & Banking, Real Estate - Commercial, Securities Law

Bank of Tokyo-Mitsubishi UFJ and MUFG Securities Fined by PRA

On February 9, 2017, the Prudential Regulation Authority (“PRA“) issued a notice imposing fines of £17.75m and £8.925m on Bank of Tokyo-Mitsubishi UFJ (“BTMU“) and MUFG Securities EMEA (“MUFG“), respectively, for failing to be…more
| Finance & Banking, International Law & Trade, Securities Law

ESMA Publishes Guide on Major Holdings Notifications

On February 3, 2017, a guide was published by ESMA that looked at major holdings notifications under the Transparency Directive. The Transparency Directive established a minimum level of information that needed to be provided to…more
| Finance & Banking, International Law & Trade

European Commission to Publish Legislative Proposal to Revise the Regulation on OTC Derivatives, Central Counterparties and Trade Repositories (“EMIR”)

On January 31, 2017, the European Commission published a speech by Valdis Dombrovskis, Commission Vice President, on finance for growth in manufacturing. The speech included the Commission’s recent review of EMIR, the…more
| Finance & Banking, International Law & Trade

The Financial Services Aspects of the Brexit White Paper

On February 2, 2017, the Department for Exiting the European Union, the department of the UK government tasked with extricating the UK from the EU, published a white paper on the UK’s exit from and new partnership with the EU…more
| Finance & Banking, International Law & Trade

Rating Agency Developments

On January 31, 2017, Moody’s updated its U.S. RMBS surveillance methodology. Report. On January 31, 2017, Moody’s updated its rating methodology for rated issuers in the telecommunications service provider industry…more
| Business Organizations, Finance & Banking, Securities Law

The OCC Publishes Final Rule Adjusting Civil Money Penalties for Inflation

On January 27, 2017, the Office of the Comptroller of the Currency (the “OCC“) published a final rule amending its rules of practice and procedure for national banks and in adjudicatory proceedings for federal savings…more
| Finance & Banking

Final Rule Revising the Capital Plan and Stress Test Rules

On January 31, 2017, the Federal Reserve Board (the “Board“) adopted a final rule that revises the capital plan and stress test rules for (i) bank holding companies with $50 billion or more in total consolidated assets and (ii)…more
| Finance & Banking
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Contact

The Orrick Building
405 Howard Street
San Francisco, CA 94105-2669, United States

Contact: Katharine Crost , Chair of the Structured Finance Group

  • 415-773-5700
  • 415 773 5972

Areas of Practice
  • Commercial Law & Contracts
  • Finance & Banking
  • International Law & Trade
  • Litigation
  • Mergers & Acquisitions
  • Real Estate
  • Securities Law
Locations
Other U.S. Locations
  • California
  • D.C.
  • New York
  • Oregon
  • Washington
Other Countries
  • China
  • France
  • Germany
  • Hong Kong
  • Italy
  • Japan
  • Russia
  • Taiwan
  • United Kingdom
Number of Attorneys

50-100 Attorneys

This profile may constitute attorney advertising. Prior results do not guarantee a similar outcome. Any correspondence with this profile holder does not constitute a client/attorney relationship. Neither the content on this profile nor transmissions between you and the profile holder through this profile are intended to provide legal or other advice or to create an attorney-client relationship.

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