A recent opinion of U.S. District Judge Jed Rakoff considering remote tippee liability may be influencing some government charging decisions. Judge Rakoff's November 14, 2012 opinion addressed what prosecutors must show about a…more
Crowdfunding emerged in 2005, allowing enterpreneurs to solicit capital from anyone with internet access. The model has since exploded, but not without some obstacles. Because some types of crowdfunding promise or offer a…more
The SEC's whistleblower rules award company whistleblowers a percentage of the penalty paid to the SEC based on information received from the whistleblower. In this article, first published in The FCPA Report in July 2012,…more
How defense counsel interact with SEC Enforcement staff can have significant consequences for their clients. Mismanaged interactions have the potential for making matters worse, with outsized consequences for the reputations and…more
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