Thomas Fox

Supply Chain as a Source of Compliance Innovation

On this day we celebrate the greatest upset in the history of the NCAA Basketball Tournament, when Villanova beat Georgetown for the 1985 national championship. Georgetown was the defending national champion and had beaten…more
| Commercial Law & Contracts, International Law & Trade

FCPA Compliance and Ethics Report-Episode 145-SEC Enforcement of the FCPA, Part II [Video]

In this episode which is Part II of my look at SEC enforcement of the FCPA, I consider whether profit disgorgement is available to the SEC in a strict liability enforcement action of violation of internal controls…more
| Commercial Law & Contracts, Finance & Banking, Mergers & Acquisitions, International Law & Trade, Securities Law

Do Your Executives Have (Compensation) Skin in the Game?

This year marks the 150th anniversary of the ascent of the most famous mountain in Europe, the Matterhorn. On Bastille Day, in 1865, four British climbers and three guides were the first climbers to reach the summit. In an…more
| Commercial Law & Contracts, International Law & Trade, Securities Law

Compensation Incentives in a Best Practices Compliance Program

One of the areas that many companies have not paid as much attention to in their Foreign Corrupt Practices Act (FCPA) anti-corruption compliance programs is compensation. However the Department of Justice (DOJ) and Securities…more
| Commercial Law & Contracts, International Law & Trade, Securities Law

Compliance Programs under the Brazilian Clean Companies Act

According to the World Bank, Brazil is the world’s seventh wealthiest economy, with a Gross Domestic Product (GDP) of US$ 2.253 trillion in 2012. On the other hand, Brazil is ranked 69th out of 175 countries in Transparency…more
| Commercial Law & Contracts, International Law & Trade

The Power of Positive Thinking

Wrapping up this week’s communication series, I am reminded of my own personal flaws… and I can be my own worst enemy. Nothing you’ve read these past few days should be surprising to you, but I hope they have served as a…more
| Commercial Law & Contracts

FCPA Compliance and Ethics Report-Episode 144-SEC Enforcement of the FCPA, Part I [Video]

In this episode I begin a two-part exploration of the differences between the Securities and Exchange Commission enforcement of the FCPA from the Department of Justice enforcement…more
| Commercial Law & Contracts, Finance & Banking, International Law & Trade, Mergers & Acquisitions, Securities Law

Emotional Intelligence and Mindfulness

Ed. Note-I am on Spring Break this week. The Two Tough Cookies graciously agreed to once again provide a week of guest posts.  Remember when I said many “leaders” either aren’t aware, or don’t care, to take a few extra…more
| Commercial Law & Contracts

Appreciative Inquiry and Servant-Leadership

So, you have done your cultural assessment, you have identified gaps that need to be addressed in terms of change, and you’re ready to take action. The first tool we’ll explore with you is known as Appreciative Inquiry (AI). The…more
| Commercial Law & Contracts

Trust in the Balance

This tough Cookie is grateful to have been asked to submit some articles for Tom Fox while he visits with his daughter during Spring Break. When I pondered what would be an appropriate topic for the week, immediately…more
| Commercial Law & Contracts

Miss Marple Short Stories and SEC Enforcement of the FCPA, Part V – Final Thoughts

I conclude my week of exploration of Agatha Christie’s Miss Marple short stories and the Securities and Exchange Commission’s (SEC) enforcement of the Foreign Corrupt Practices Act (FCPA) by reviewing some of the new things I’ve…more
| Commercial Law & Contracts, International Law & Trade, Securities Law

FCPA Compliance and Ethics Report-Episode 142-Reflections on the Goodyear FCPA Enforcement Action [Video]

In this episode I take a deep dive into the Goodyear FCPA enforcement action. I review the underlying allegations and the lessons learned for the compliance practitioner…more
| Commercial Law & Contracts, Finance & Banking, Mergers & Acquisitions, International Law & Trade, Securities Law

Ingots of Gold & SEC FCPA Enforcement – Communication – Part IV

Today I want to use the Christie’s story Ingots of Gold as an introduction to some of the regular communications that the Securities and Exchange Commission (SEC) representatives frequently provide in public forums, regarding…more
| Commercial Law & Contracts, International Law & Trade, Securities Law

The Blue Geranium – SEC Enforcement of the FCPA – Part III

In Christie’s The Blue Geranium a difficult and cantankerous semi-invalid wife is looked after by a succession of nurses. They changed regularly, unable to cope with their patient, with one exception Nurse Copling who somehow…more
| Commercial Law & Contracts, International Law & Trade, Securities Law

The Companion and SEC Enforcement of the FCPA – Part II

I will use Agatha Christie’s short story The Companion as the introduction to today’s blog post. This story, related by one of the Tuesday story-telling group of detective aficionados, Dr. Lloyd, and is about two people who are…more
| Administrative Law, Business Organizations, Commercial Law & Contracts, International Law & Trade, Securities Law
Showing 1-15 of 1255 Results
|
View per page
Page: of 84
Contact

11152 Westheimer Ste. 742
Houston, TX 77042, United States

  • 832-744-0264

Areas of Practice
  • Alternative Dispute Resolution (ADR)
  • Energy & Utilities
  • International Law & Trade
Badges
Verified
Number of Attorneys

Sole Practitioner

This profile may constitute attorney advertising. Prior results do not guarantee a similar outcome. Any correspondence with this profile holder does not constitute a client/attorney relationship. Neither the content on this profile nor transmissions between you and the profile holder through this profile are intended to provide legal or other advice or to create an attorney-client relationship.

All the intelligence you need, in one easy email:

Great! Your first step to building an email digest of JD Supra authors and topics. Log in with LinkedIn so we can start sending your digest...

Sign up for your custom alerts now, using LinkedIn ›

* With LinkedIn, you don't need to create a separate login to manage your free JD Supra account, and we can make suggestions based on your needs and interests. We will not post anything on LinkedIn in your name.
×