Thomas Fox
Compliance Evangelist

Contact
Share
Info
11152 Westheimer
Ste. 742
Houston, TX 77042, United States
Phone: 832-744-0264
Areas of Practice
  • Business Organizations
  • Commercial Law & Contracts
  • Energy & Utilities
  • International Law & Trade
  • Securities Law
Badges

This Week in FCPA-Episode 69, for the week ending September 22, the Apples and Honey Edition [Video]

Jay and I return for a wide-ranging discussion on some of the top compliance and ethics related stories, including:   1. Telia settles massive FCPA enforcement action. 2. New concerns about money laundering in Venezuela for…more
 /  Business Organizations, Finance & Banking, International Law & Trade, Securities Law

The Telia FCPA Resolution, Part I

While the resolution of the Telia Company (Telia) Foreign Corrupt Practices Act (FCPA) matter has long been awaited, the results announced yesterday by the Department of Justice (DOJ) and Securities and Exchange Commission (SEC)…more
 /  Commercial Law & Contracts, International Law & Trade

Day 15 of One Month of Innovation in Compliance-Structural Innovation [Video]

Innovation can come in various forms for an organization. Innovation can appear in a structural form. You can move compliance more deeply into your organization with new or different structures. One I have seen have success is a…more
 /  Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law

Compliance Lessons From Burner Phones

Hunter S. Thompson once said that when the going gets weird, the weird turn pro. It turns out that amateurs can get weird too. The University of Mississippi football program, which is under a self-imposed postseason ban and is…more
 /  Commercial Law & Contracts, International Law & Trade

Everything Compliance-Episode 18, the Post Harvey Edition, Part II [Video]

The top compliance roundtable podcast is back with a wealth of new topics. 1. Matt Kelly considers the current state of the SEC and what he sees for changes by SEC Chairman Jay Clayton. 2. Mike Volkov opens with the…more
 /  Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law

Day 14 of Innovation in Compliance-Putting Compliance at the Center of Business Strategy [Video]

Another innovation is to put your compliance program at the center of corporate strategy. An article in the Harvard Business Review (HBR) by Frank Cespedes, entitled “Putting Sales at the Center of Strategy”, discussed how to…more
 /  Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law

Farewell to a Repo Man and Using Laconic Persuasion as a CCO

The life of a Repo Man is always intense… That was one of the greatest lines from one of the greatest movies from one of the greatest laconic actors of all time. Of course it was Harry Dean Stanton who died over the weekend…more
 /  Commercial Law & Contracts, International Law & Trade

Day 10 Of Innovation in Compliance-Improvisation in Compliance [Video]

How can you change the perceptions around compliance in your organization? With the Justice Department requirement, set out in the Evaluation of Corporate Compliance Programs, to more fully operationalize your compliance…more
 /  Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law

Compliance into the Weeds-Episode 54, Report from TEC 2017 [Video]

In this episode, Matt Kelly returns to his journalism roots with a live report from TEC 2017, the Workiva user conference. We discuss some of the hot topics at the conference including possible repeal or modification of SOX…more
 /  Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law

Eisinger and Pelletier Talk About The Chickenshit Club

Yesterday I posted a book review of Jesse Eisinger’s book The Chickenshit Club. I also posted a podcast of an interview I did with Eisinger and Paul Pelletier, a partner at Pepper Hamilton, who was a source in the book. The both…more
 /  Commercial Law & Contracts

Day 12 of One Month of Innovation in Compliance-Real Time v. Right Time Monitoring [Video]

If it is not clear already this month, innovation does not simply come from a technical or even service perspective but can improve your compliance program from a wide variety of perspectives. We have considered a variety of…more
 /  Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law

Compliance Man Goes Global-Episode 1 [Video]

I welcome you to a new series entitled Compliance Man Goes Global podcast of Compliance Report-International Edition. I am joined by Tim Khasanov-Batirov, a compliance practitioner who focuses on high risk markets for 17 years…more
 /  Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law

FCPA Compliance Report-Episode 349-Eisinger and Pelletier on The Chickenshit Club [Video]

In this episode I visit with Jesse Eisinger, author of The Chickenshit Club and Paul Pelletier, one of his key sources…more
 /  Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law

Book Review: The Chickenshit Club

To my mind the most significant and important book that every Chief Compliance Officer (CCO), General Counsel (GC) and compliance practitioner needs to read is The Chickenshit Club by Pulitzer Prize winning journalist Jesse…more
 /  Commercial Law & Contracts, International Law & Trade

Day 11 of One Month of Innovation in Compliance-OODA Feedback Loop [Video]

Alistair Croll draws on military theory to illustrate his concept of a feedback loop. It is the OODA loop, which stands for observe, orient, decide and act. This comes from military strategist John Boyd who realized that combat…more
 /  Business Organizations, Family Law, International Law & Trade, Science, Computers, & Technology, Securities Law
Showing 1-15 of 2388 Results
/
View per page
Page: of 160
This profile may constitute attorney advertising. Prior results do not guarantee a similar outcome. Any correspondence with this profile holder does not constitute a client/attorney relationship. Neither the content on this profile nor transmissions between you and the profile holder through this profile are intended to provide legal or other advice or to create an attorney-client relationship.

"My best business intelligence,
in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up using*

Already signed up? Log in here

*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
*With LinkedIn, you don't need to create a separate login to manage your free JD Supra account, and we can make suggestions based on your needs and interests. We will not post anything on LinkedIn in your name. Or, sign up using your email address.