Legal updates for: 409A


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SEC Proposes Broadened Executive Compensation “Clawback” Rules

by McGuireWoods LLP on

... July 1, the SEC proposed rules requiring national security exchanges (such as NYSE and Nasdaq) to establish listing standards requiring publicly traded companies to adopt, comply with and disclose written clawback policies. The proposed rules would implement Section 954 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Act) and... more


The ERISA Litigation Newsletter - June 2015

by Proskauer Rose LLP on

...nges to the IRS determination letter program; an IRS Chief Counsel Memorandum clarifying the impact of correction of Section 409A failures; and recent case law on benefit claim exhaustion, ERISA stock drop claims in the Second Circuit, and the Third Circ... more




Facing Merger Challenges. In 5, 4, 3, 2, 1……

by Spilman Thomas & Battle, PLLC on

... few weeks ago, a writer for a banking magazine asked my top five challenges to a successful bank merger. That is a loaded question! The challenges to complete a merger agreement, the challenges to close the merger, and the challenges to make the merger a long-term success are all different. What stands in the way of successfully completing the... more












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