Legal updates for: FCPA

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A New Age of Transparency: U.S. Announces

by Pillsbury Winthrop Shaw Pittman LLP on

... May 11, 2016, the Financial Crimes Enforcement Network (FinCEN), a bureau of the U.S. Department of Treasury, published its final rule addressing Customer Due Diligence Requirements for Financial Institutions (CDD Rule). Among other requirements, the CDD Rule will require banks, brokers or dealers in securities, mutual funds, and futures... more

U.S. Market Entry Steps

by Arnall Golden Gregory LLP on

... Organizing a Legal Entity in the United States - 1. Product Evaluation and Adjustment for the U.S. Market - compliance with relevant regulatory requirements: Consumer Products Safety Commission (CPSC), Food and Drug Administration (FDA), professional licensing, Underwriters Laboratories (UL), etc. - hire permitting consultant(s) to... more

Joe Howell on the PCAOB, Audits and Compliance – Part I

by Thomas Fox on

... recently had the chance to visit with Joe Howell, the Executive Vice President (EVP) of Workiva LLC. Howell has been the Chief Financial Officer (CFO) of a number of public companies, mostly in the technology space, and some private companies, some of which went public. He is a co-founder of the SEC Professionals Group, which includes the folks... more

GHBER Tribute to Jay Martin

by Thomas Fox on

... Martin came on board with BHI in 2004, during its Foreign Corrupt Practices Act (FCPA) investigation culminating with its fine of $44 million. I distinctly remember the fine amount, assessed in 2007, because it... more