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Top Ten Mistakes Made by Departing Employees

by Fisher & Phillips LLP on

...Recently, I wrote about the top ten things a company should do when an employee resigns to join a competitor. But what about the flip side of that coin? What mistakes should be avoided by departing employees and the firms that hire them? Here are ten things to keep in mind...... more



SEC Issues Guidance on Personal Securities Transactions Reporting

by Proskauer Rose LLP on

... June 26, 2015, the Securities and Exchange Commission (SEC) issued a guidance update on Rule 204A-1 of the Investment Advisers Act of 1940 (Advisers Act). Rule 204A-1 requires, among other things, certain advisory personnel of a registered investment adviser to report their personal securities transactions to the adviser. This update clarifies... more







NY BitLicense Update: 45 Days to Apply

by Pillsbury Winthrop Shaw Pittman LLP on

... almost a year of discourse and revision, New York’s Department of Financial Services’ final “BitLicense” regulation has been published in the New York State Register and an application has been made available. This client alert provides a brief summary of who must apply, the application process and ongoing compliance... more




New York City Restricts Use Of Criminal Records In Hiring Giving Job Applicants a “Fair Chance” at Employment

by Genova Burns LLC on

... expected, on June 29, 2015, New York City Mayor Bill de Blasio signed into law the Fair Chance Act (Intro. No. 318-A), making New York City the latest jurisdiction to prohibit employers from conducting pre-offer criminal background checks when hiring. The new law prohibits private employers who operate in New York City with four or more employees,... more


The Financial Report - Volume 4, No. 12 • June 2015 (Global)

by DLA Piper on

... and Analysis - Golf fans were captivated by the US Open played at Chambers Bay, a public course overlooking Puget Sound in Washington state, which concluded on Sunday. The Wall Street Journal’s sports writer, Jason Gay, observed that the course “looked more like a dinosaur excavation/future water-slide theme park than a... more



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