This newsletter provides an overview of some of the main financial services regulatory developments in the UK and EU from the period 1 January 2013 to 1 June 2013.
Banking and Prudential Supervision Basel 3/Capital...more
In this issue:
- FINRA Proposes Rule Change that Would Require Reporting OTC Equity Transactions Within 10 Seconds
- FINRA Offers Changes to Proposed Rules Governing Markups, Commissions and Fees
- CFTC Permits...more