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Alternative Investment Fund Managers Directive Regulatory Standards

Treasury proposes new disciplinary powers

by Dentons on

Treasury has published draft legislation extending PRA’s and FCA’s disciplinary powers. The changes ensure that relevant powers extend to both PRA and FCA and give FCA new powers in respect of individuals who have knowingly...more

UCITS V Directive—Overview and Practical Implications

by K&L Gates LLP on

Changes to the UCITS Directive (known as “UCITS V”) were published in the Official Journal of the European Union and came into force on 17 September 2014. EU Member States are required to transpose UCITS V into national law...more

Governance & Securities Law Focus: Europe Edition - July 2015

by Shearman & Sterling LLP on

In this issue: - Financial Reporting: Commission Delegated Regulations on Equivalence of Certain Third Country National GAAPs to IFRS - Proxy Advisers: ESMA Consultation on Best Practise Principles for Voting...more

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