Board of Trustees

News & Analysis as of

SEC Charges Adviser and Portfolio Manager with Misrepresentations to Money Market Fund Board and Rule 2a-7 Violations

The SEC issued an Order (the “Order”) instituting administrative and cease-and-desist proceedings against Ambassador Capital Management, LLC (the “Adviser”) and the portfolio manager (the “Portfolio Manager”) for a prime...more

SEC Targets Another Fund Board in Recent Enforcement Case

The U.S. Securities and Exchange Commission (“SEC”) recently issued an Order Instituting Proceedings (“Order”) against the administrator and compliance services provider, as well as current and former members of the boards of...more

Higher Education Oversight and Governance: Role of a College Board of Trustees  [Video]

Effective governance and oversight is a critical function for college and university boards of trustees. Recent scandals at prestigious universities, at least one of which resulted in significant sanctions and monetary...more

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