Browse Related Topics For:

Alternative Investment Fund Managers Directive European Union

99
European Securities and Markets Authority (ESMA)
98
AIFM
39
UCITS
36
Investment Funds
34
Financial Conduct Authority (FCA)
31
UK
26
EMIR
25
Alternative Investment Funds
25
EEA
25
Fund Managers
25
SEC
24
European Commission
23
Asset Management
20
Disclosure Requirements
18
CFTC
17
Marketing
16
Private Placements
16
Reporting Requirements
14
Compliance
14
Remuneration
13
Investment Adviser
13
Investors
12
FINRA
12
MiFID II
11
Financial Regulatory Reform
11
Foreign Investment
10
Banks
10
Derivatives
10
Financial Institutions
10
Foreign Banks
10
Hedge Funds
10
Private Equity
9
Federal Reserve
9
Financial Markets
9
MiFID
8
Broker-Dealer
8
Capital Markets
8
Dodd-Frank
8
Risk Management
7
Banking Sector
7
European Banking Authority
7
Hong Kong
7
RMBS
7
Swaps
7
Transparency
6
Commodities
6
Cross-Border
6
EU Passport
6
Investment Management
6
Memorandum of Understanding
5
AIF
5
Capital Requirements
5
CCPs
5
CFPB
5
FATCA
5
Financial Services Authority
5
FSOC
5
Luxembourg
5
OTC
5
Private Equity Funds
5
Rating Agencies
5
Shadow Banking
5
Singapore
4
Alternative Investment Fund Managers Directive
4
AML-CTF
4
Audits
4
Australia
4
Benchmarks
4
Capital Markets Union
4
CTA
4
EBA
4
EIOPA
4
Enforcement Actions
4
Exemptions
4
Jurisdiction
4
Member State
4
Mutual Funds
4
National Private Placement Regimes (NPPR)
4
NFA
4
Partnerships
4
Securities
4
Securitization
4
Venture Capital
3
AIFS
3
Basel III
3
China
3
CME
3
Conflicts of Interest
3
CPO
3
CRD IV Directive
3
Dark Pool
3
Enforcement
3
ESRB
3
EU Directive
3
European Central Bank
3
FDIC
3
Financial Transaction Tax
3
FinCEN
3
Form PF
3
FSB
3
Insurance Industry
3
Investor Protection
3
IOSCO
3
ISDA
3
JPMorgan Chase
3
Middle East
3
Mortgages
3
Motion to Dismiss
3
New Legislation
3
No-Action Relief
3
OCC
3
OCIE
3
PRA
3
Registration
3
Ring-Fencing
3
S&P
3
Sanctions
3
Securities Fraud
3
SIFIs
3
Switzerland
3
Virtual Currency
3
Volcker Rule
3
Wages
2
Arbitration Agreements
2
Asia
2
ASIC
2
Asset Stripping
2
BEPS
2
Bonds
2
Breach of Duty
2
BRRD
2
Canada
2
CBOE
2
Chief Compliance Officers
2
Commodity Pool
2
Corporate Professional Investors
2
CPOs
2
Credit Cards
2
Credit Ratings
2
Cross-Border Transactions
2
Crowdfunding
2
CTFC
2
Cybersecurity
2
Deadlines
2
Disclosure
2
Due Diligence
2
Emerging Growth Companies
2
ETFs
2
False Claims Act (FCA)
2
Fees
2
FHFA
2
Fiduciary Duty
2
Final Rules
2
Financial Instruments
2
Fines
2
FOIA
2
Fraud
2
Germany
2
HM Treasury
2
HMRC
2
Hong Kong Securities and Futures Commission (HKSFC)
2
Income Taxes
2
Insider Trading
2
International Harmonization
2
Investment Advisers Act of 1940
2
Investment Companies
2
Ireland
2
IRS
2
Italy
2
Japan
2
Libor
2
Loans
2
Market Abuse
2
Market Participants
2
Money Laundering
2
Money Market Funds
2
Moody's
2
Mortgage-Backed Securities
2
Nasdaq
2
Netherlands
2
Pay-To-Play
2
Payment Systems
2
Penalties
2
Pension Schemes
2
Popular
2
Private Funds
2
Private Investment Funds
2
Profits
2
Proposed Legislation
2
Prospectus
2
Referendums
2
Regulatory Standards
2
REIT
2
Required Documentation
2
Retail Market
2
Risk Assessment
2
Risk Retention
2
Russia
2
Security-Based Swaps
2
Senior Managers Insurers Regime (SMIR)
2
SFC
2
Small Credit Institutions
2
SMEs
2
Solvency II
2
Spain
2
Spoofing
2
Stress Tests
2
Structured Financial Products
2
Sub-advisers
2
Sunshine Act
2
Technical Standards
2
Third-Party
2
UK Brexit
2
United States
2
VAT
2
Wash Trades
2
Wells Fargo
2
Whistleblowers
2
Withholding Tax
1
Accountants
1
Accredited Investors
1
AFG
1
AIG
1
ALFI
1
Anheuser-Busch
1
Annual Reports
1
Antitrust Litigation
1
Applications
1
Arbitration
1
Article 9
1
Asia Pacific
1
Asset Freeze
1
Asset-Backed Securities
1
Asset-Based Lending
1
Attorney Generals
1
Austria
1
BaFin
1
Bailout
1
Bank Holding Company Act
1
Bank of America
1
Bank of England
1
Banking Reform
1
Basel Committee
1
BATS Exchange
1
Bernie Madoff
1
Board of Directors
1
Breach of Warranty
1
Business Taxes
1
Canadian Securities Administration
1
Capital Formation
1
Capital Gains
1
Capital Raising
1
Capital Rules
1
Carried Interest
1
Central Bank of Ireland
1
CFOs
1
Citigroup
1
Clearing Agencies
1
CMBS
1
CME NYMEX
1
Co-Investment Rights
1
Code of Conduct
1
Collateralized Loan Obligations
1
Collective Investment Schemes
1
Color Marks
1
Commercial Bankruptcy
1
Commercial Real Estate Market
1
Commodities Exchange Act
1
Competition Authorities
1
Confidentiality Agreements
1
CONSOB
1
Consultation
1
Consumer Financial Products
1
Consumer Reporting Agencies
1
Contract Disputes
1
Cooperation Initiative
1
Cooperative Agreements
1
COOs
1
Corporate Counsel
1
Corporate Governance
1
Corporate Restructuring
1
Corporate Taxes
1
Counterparty Risk
1
Covered Banking Entity
1
Covered Bonds
1
Covered Funds
1
Credit Checks
1
Credit Suisse
1
Creditors
1
Cross-Selling
1
Cyber Attacks
1
Data Protection
1
DCMs
1
Debt
1
Debt Collection
1
Debt Enforcement & Recovery Act (DERA)
1
Debt Securities
1
Debtor-Creditor
1
Default
1
Defend Trade Secrets Act (DTSA)
1
Depository Institutions
1
Derivative Suit
1
Detroit
1
Deutsche Bank
1
Dispute Resolution
1
Disruptive Trading Practices
1
Distressed Debt
1
Dividends
1
DSIO
1
ECOA
1
Economic Development
1
EDGAR
1
EFTA
1
EFTs
1
EHR
1
ELTIF
1
Employer Group Health Plans
1
Endangered Species Act (ESA)
1
Entertainment Industry
1
Equity Markets
1
ERISA
1
ESA Listings
1
EU Central Securities Depository Directive
1
EU Council of Ministers
1
EU Transparency Directive
1
European Court of Justice (ECJ)
1
EuVECA
1
Excessive Fees
1
Exchange-Traded Products
1
Exclusions
1
Executive Compensation
1
Extensions
1
Failure To Disclose
1
Fair Lending
1
Fashion Design
1
FATF
1
FBAR
1
FCRA
1
FDCPA
1
Federal Savings Associations
1
Federal Trademark Register
1
FERC
1
FICC
1
FICC Market Standards Board (FMSB)
1
Filing Requirements
1
Financial Adviser
1
Financial Crisis
1
Financial Products
1
Financial Services Industry
1
Financial Statements
1
FIRB
1
FIRPTA
1
Fitch
1
Fixing America’s Surface Transportation Act (FAST Act)
1
Foreign Branches of U.S. Banks
1
Foreign Direct Investment
1
Foreign Exchanges
1
Foreign Jurisdictions
1
Foreign Markets
1
Form ADV
1
Forum Selection
1
Forward Contracts
1
FPC
1
France
1
Freddie Mac
1
Funding
1
Futures
1
FX Forwards
1
G-SIB
1
G-SII
1
Gambling
1
Gaming
1
General Solicitation
1
Global Systemically Important Financial Institutions (GSIFI)
1
Goldman Sachs
1
Grace Period
1
Handbooks
1
Harmonization Rules
1
Healthcare
1
Hedges
1
HHS
1
High Frequency Trading
1
HMDA
1
HOEPA
1
Hong Kong Stock Exchange
1
HSBC
1
ICAV
1
ICE
1
IFRS
1
Illegal Tipping
1
Incentive Compensation
1
Indemnity Agreements
1
Inducements
1
Insolvency
1
Interest Rate Swaps
1
Intergovernmental Agreements
1
Internal Controls
1
Internal Investigations
1
International Remittance Transfers
1
International Tax Issues
1
Investment
1
Investment Company Act of 1940
1
Investment Portfolios
1
Iran Sanctions
1
ISDA Master Agreement
1
ISS
1
JOBS Act
1
Joint Comprehensive Plan of Action (JCPOA)
1
Legal Entity Identifiers
1
Lehman Brothers
1
Lenders
1
Leveraged Loans
1
Licenses
1
Limited Liability Partnerships
1
Limited Partnerships
1
Liquidation
1
Liquidity Risk Management Rule
1
LLPs
1
Loan Origination Funds
1
Loan Transfers
1
Logos
1
Lost Profits
1
Madden v Midland Funding
1
Mandatory Clearing Requirements
1
Market Manipulation
1
Mary Jo White
1
Meals-Gifts-and Entertainment Rules
1
Media
1
Members
1
Mergers
1
MiFIR
1
Morgan Stanley
1
Mortgage Loan Servicing Standards
1
Mortgage Servicing Rules
1
MREL
1
Municipal Bankruptcy
1
National Futures Association
1
NCUA
1
New Regulations
1
No-Action Letters
1
North America
1
Notice Requirements
1
Notifications
1
Novation
1
NRSRO
1
OECD
1
Online Banking
1
Online Platforms
1
Ontario Securities Commission (OSC)
1
Originators
1
Outsourcing
1
Passports
1
Pay Ratio
1
Personal Liability
1
PHI
1
Poland
1
Pooled Investment Vehicles
1
Portfolio Managers
1
Privacy Laws
1
Privacy Notice Rule
1
Privacy Policy
1
Proportionality
1
Proposed Amendments
1
Proposed Regulation
1
Proprietary Trading
1
Prudential Standards
1
PSLRA
1
Public Offerings
1
Puerto Rico
1
Qualified Mortgage Rule
1
Rare Earth Metals
1
Reaffirmation
1
Real Estate Investments
1
Rebates
1
Recordkeeping Requirements
1
Redemption Agreement
1
Registered Investment Advisors
1
Regulation D
1
Regulation SCI
1
Regulation Technical Standards (RTS)
1
Regulatory Agenda
1
Remittance Transfer Rule
1
Repurchases
1
Restructuring
1
Risk Mitigation
1
Roundtable
1
RQFII
1
RTS
1
Rule 2210
1
Rule 506 Offerings
1
Safe Harbors
1
Saudi Arabia
1
SBIC
1
Scienter
1
SCOTUS
1
SEC Examination Priorities
1
Section 36(b)
1
Securities Litigation
1
SEFs
1
Senior Managers
1
Settlement
1
Short Sales
1
Social Entrepreneurship
1
Social Media
1
Sovereign Debt
1
Special Purpose Vehicles
1
Sports
1
Stamp Taxes
1
Stand-Alone SBSDs
1
State-Owned Enterprises
1
Stocks
1
Structured Finance
1
Supervision
1
Surveys
1
Swap Clearing
1
Swap Execution Facilities
1
Tax Planning
1
Telehealth
1
Tick Size
1
TILA-RESPA Integrated Disclosure Rule (TRID)
1
TLAC
1
TRACE
1
Trade Agreements
1
Trade Repositories
1
Trade Secrets
1
Trademark Litigation
1
Trademarks
1
Truth in Lending Act (TILA)
1
TUPE
1
U.S. Treasury
1
UDAAP
1
Ukraine
1
United Arab Emirates
1
Valuation
1
Value-Added Tax
1
Websites
1
Wire Transfers
1
Young Lawyers