Browse Related Topics For:

Alternative Investment Fund Managers Directive

208
EU
124
AIFM
124
ESMA
56
Financial Conduct Authority (FCA)
54
Investment Funds
53
UCITS
47
UK
40
SEC
31
Alternative Investment Funds
31
EEA
31
Fund Managers
30
Asset Management
27
EMIR
26
CFTC
25
European Commission
23
Disclosure Requirements
22
Compliance
22
Marketing
20
Investment Adviser
20
Investors
19
Remuneration
19
Reporting Requirements
18
Private Placements
17
FINRA
16
Banks
15
Financial Institutions
15
Financial Markets
15
Foreign Investment
15
Investment Management
13
Derivatives
13
Dodd-Frank
13
Financial Regulatory Reform
13
Hedge Funds
13
Swaps
12
Federal Reserve
12
MiFID
12
MiFID II
12
Private Equity
11
Foreign Banks
10
Broker-Dealer
10
European Banking Authority
10
FATCA
10
Luxembourg
10
Risk Management
10
RMBS
9
OTC
9
Rating Agencies
9
Transparency
8
AIF
8
AIFS
8
Banking Sector
8
Capital Markets
8
Capital Requirements
8
Cross-Border
8
EU Passport
8
Hong Kong
8
Private Equity Funds
7
Commodities
7
EBA
7
Enforcement Actions
7
Ireland
7
Memorandum of Understanding
7
Singapore
6
Central Bank of Ireland
6
CFPB
6
CPO
6
Cybersecurity
6
FDIC
6
Financial Services Authority
6
ISDA
6
Money Market Funds
6
OCIE
6
Partnerships
6
Securities
6
Securitization
6
Security-Based Swaps
6
Venture Capital
5
Alternative Investment Fund Managers Directive
5
CCPs
5
Conflicts of Interest
5
CTA
5
False Claims Act (FCA)
5
FSOC
5
IOSCO
5
Jurisdiction
5
NFA
5
OCC
5
Risk Retention
5
Shadow Banking
4
AML/CFT
4
Audits
4
Australia
4
Basel III
4
Benchmarks
4
Business Taxes
4
Capital Markets Union
4
CBOE
4
Chief Compliance Officers
4
China
4
Cross-Border Transactions
4
Dark Pool
4
Deadlines
4
EIOPA
4
ESRB
4
Exemptions
4
FHFA
4
Financial Transaction Tax
4
FinCEN
4
FSB
4
Germany
4
HMRC
4
Income Taxes
4
Insider Trading
4
Insurance Industry
4
Investor Protection
4
Loans
4
Member State
4
Mutual Funds
4
National Private Placement Regimes (NPPR)
4
New Regulations
4
PRA
4
Private Funds
4
Regulatory Standards
4
Sanctions
4
SEC Examination Priorities
4
Securities Fraud
4
Stress Tests
4
Volcker Rule
3
ASIC
3
Bank of America
3
Basel Committee
3
Board of Directors
3
BRRD
3
CME
3
Commercial Bankruptcy
3
Commodity Pool
3
CPOs
3
CRD IV Directive
3
Crowdfunding
3
Depository Institutions
3
Disclosure
3
Due Diligence
3
Emerging Growth Companies
3
Enforcement
3
ETFs
3
EU Directive
3
European Central Bank
3
Final Rules
3
Fixing America’s Surface Transportation Act (FAST Act)
3
Form PF
3
France
3
General Solicitation
3
HM Treasury
3
Investment Companies
3
IRS
3
Italy
3
JOBS Act
3
JPMorgan Chase
3
Market Participants
3
Middle East
3
Moody's
3
Mortgages
3
Motion to Dismiss
3
New Legislation
3
No-Action Relief
3
Passports
3
Payment Systems
3
Proxy Voting Guidelines
3
Registration
3
Regulatory Agenda
3
REIT
3
Retail Market
3
Ring-Fencing
3
S&P
3
SIFIs
3
Spain
3
Sub-advisers
3
Swap Dealers
3
Switzerland
3
Virtual Currency
3
Wages
3
Whistleblowers
2
Affiliates
2
ALFI
2
Algorithmic Trading
2
AMF
2
Anti-Money Laundering
2
Arbitration Agreements
2
Asia
2
Asset Stripping
2
BEPS
2
Bernie Madoff
2
Bonds
2
Breach of Duty
2
Canada
2
Capital Formation
2
Clearing Agencies
2
Collateralized Loan Obligations
2
Collective Investment Schemes
2
Consultation
2
Cooperation Initiative
2
Corporate Professional Investors
2
Corporate Taxes
2
Credit Cards
2
Credit Ratings
2
CSSF
2
CTFC
2
DOJ
2
ELTIF
2
ERISA
2
Export Controls
2
Federal Savings Associations
2
Fees
2
Fiduciary Duty
2
Financial Instruments
2
Fines
2
FINMA
2
Fitch
2
FOIA
2
Foreign Affiliates
2
Form ADV
2
Fraud
2
Freddie Mac
2
FSMA
2
Hong Kong Securities and Futures Commission (HKSFC)
2
Hong Kong Stock Exchange
2
Intergovernmental Agreements
2
International Harmonization
2
Investment Advisers Act of 1940
2
ISS
2
Japan
2
Lenders
2
Libor
2
Limited Partnerships
2
Major Swap Participants
2
Mandatory Clearing Requirements
2
Market Abuse
2
Money Laundering
2
Mortgage-Backed Securities
2
Nasdaq
2
Netherlands
2
No-Action Letters
2
Notice Requirements
2
OECD
2
Outsourcing
2
Pay-To-Play
2
Penalties
2
Policies and Procedures
2
Popular
2
Portfolio Managers
2
Private Investment Funds
2
Profits
2
Proposed Legislation
2
Proposed Regulation
2
Prospectus
2
Qualified Mortgage Rule
2
Real Estate Investments
2
Referendums
2
Regulation A
2
Regulation Technical Standards (RTS)
2
Required Documentation
2
Reserved Alternative Investment Funds (RAIF)
2
Risk Assessment
2
Risk Mitigation
2
Russia
2
Safe Harbors
2
Securities Litigation
2
Senior Managers Insurers Regime (SMIR)
2
SFC
2
Small Credit Institutions
2
SMEs
2
Social Media Policy
2
Solvency II
2
Spoofing
2
Stamp Taxes
2
Structured Financial Products
2
Sunshine Act
2
Supervision
2
Surveys
2
Swap Clearing
2
Technical Standards
2
Third-Party
2
Tick Size
2
U.S. Treasury
2
UK Brexit
2
United States
2
VAT
2
Wash Trades
2
Wells Fargo
2
Withholding Tax
1
Accountants
1
Accredited Investors
1
AFG
1
AIG
1
AIMA
1
Anheuser-Busch
1
Annual Reports
1
Anti-Competitive
1
Antitrust Litigation
1
Applications
1
Arbitration
1
Article 9
1
Asia Pacific
1
Asset Diversification
1
Asset Freeze
1
Asset-Backed Securities
1
Asset-Based Lending
1
Attorney Generals
1
Attorney's Fees
1
Austria
1
BaFin
1
Bailout
1
Bank Holding Company Act
1
Bank of England
1
Bank Secrecy Act
1
Banking Reform
1
BATS Exchange
1
Bearer Shares
1
Belgium
1
BIS
1
Bitcoin
1
Blue Sky Laws
1
Borrowers
1
Breach of Warranty
1
Broken Windows
1
Business Entities
1
C-Suite Executives
1
Canadian Securities Administration
1
Capital Gains
1
Capital Raising
1
Capital Rules
1
Carried Interest
1
CCO
1
CFOs
1
Chapter 11
1
Citigroup
1
Class Action
1
Closed-End Funds
1
CMBS
1
CME NYMEX
1
Co-Investment Rights
1
Code of Conduct
1
Collateralized Debt Obligations
1
Color Marks
1
Commercial Real Estate Market
1
Commodities Exchange Act
1
Common Reporting Standard (CRS)
1
Companies Act
1
Companies Ordinance
1
Competition Authorities
1
Confidentiality Agreements
1
CONSOB
1
Consumer Financial Products
1
Consumer Reporting Agencies
1
Contract Disputes
1
Cooperative Agreements
1
COOs
1
Corporate Counsel
1
Corporate Governance
1
Corporate Restructuring
1
Counterparty Risk
1
Covered Banking Entity
1
Covered Bonds
1
Covered Funds
1
Cramdown
1
Credit Checks
1
Credit Suisse
1
Creditors
1
Cross-Selling
1
Cyber Attacks
1
Data Protection
1
DBRS
1
DCMs
1
Debt
1
Debt Collection
1
Debt Enforcement & Recovery Act (DERA)
1
Debt Securities
1
Debtor-Creditor
1
Default
1
Defend Trade Secrets Act
1
Derivative Suit
1
Detroit
1
Deutsche Bank
1
Dispute Resolution
1
Disruptive Trading Practices
1
Distressed Debt
1
Dividends
1
DOMA
1
DSIO
1
ECOA
1
ECON
1
Economic Development
1
EDGAR
1
EFTA
1
EFTs
1
EHR
1
Employer Group Health Plans
1
End-Users
1
Entertainment Industry
1
Equity Markets
1
ESA
1
ESA Listings
1
EU Central Securities Depository Directive
1
EU Council of Ministers
1
EU Transparency Directive
1
Euro
1
European Court of Justice (ECJ)
1
European Securities and Markets Authority
1
EuVECA
1
Excessive Fees
1
Exchange-Traded Products
1
Exclusions
1
Exclusive Jurisdiction
1
Executive Compensation
1
Extensions
1
Failure To Disclose
1
Fair Lending
1
Fannie Mae
1
Fashion Design
1
FATF
1
FBAR
1
FCMs
1
FCRA
1
FDCPA
1
Federal Trademark Register
1
FERC
1
FFI
1
FICC
1
FICC Market Standards Board (FMSB)
1
Filing Deadlines
1
Filing Requirements
1
Financial Adviser
1
Financial Crisis
1
Financial Products
1
Financial Services Industry
1
Financial Statements
1
FIRB
1
FIRPTA
1
FIRREA
1
Foreign Bank Accounts
1
Foreign Branches of U.S. Banks
1
Foreign Direct Investment
1
Foreign Entities
1
Foreign Exchanges
1
Foreign Jurisdictions
1
Foreign Markets
1
Form F-1
1
Form S-1
1
Forum
1
Forum Selection
1
Forward Contracts
1
FPC
1
Free Trade Agreement
1
FTCA
1
Funding
1
Futures
1
FX Forwards
1
G-SIB
1
G-SII
1
G20
1
Gambling
1
Gaming
1
Glass Lewis
1
Global Systemically Important Financial Institutions (GSIFI)
1
Goldman Sachs
1
Government Investigations
1
Grace Period
1
Handbooks
1
Harmonization Rules
1
Healthcare
1
Hedges
1
HHS
1
High Frequency Trading
1
HMDA
1
HOEPA
1
Hostile Takeover
1
HSBC
1
HUD
1
ICAV
1
ICE
1
IFRS
1
Illegal Tipping
1
Incentive Compensation
1
Indemnity Agreements
1
Inducements
1
Information Reports
1
Information Sharing
1
Insolvency
1
Institutional Investors
1
Interest Rate Swaps
1
Internal Controls
1
Internal Investigations
1
International Remittance Transfers
1
International Tax Issues
1
Investment
1
Investment Company Act of 1940
1
Investment Fund Vehicles
1
Investment Partnerships
1
Investment Portfolios
1
Iran Sanctions
1
ISDA Master Agreement
1
Joint Comprehensive Plan of Action (JCPOA)
1
Legal Entity Identifiers
1
Lehman Brothers
1
Lending
1
Leveraged Loans
1
Licenses
1
Limited Liability Partnerships
1
Liquidation
1
Liquidity Risk Management Rule
1
LLPs
1
Loan Transfers
1
Logos
1
Lost Profits
1
Madden v Midland Funding
1
Management Companies
1
Managers
1
Margin Requirements
1
Market Making
1
Market Manipulation
1
Mary Jo White
1
Meals-Gifts-and Entertainment Rules
1
Media
1
Members
1
Mergers
1
Midland Funding
1
MiFIR
1
Military Service Members
1
Modification
1
Morgan Stanley
1
Mortgage Loan Servicing Standards
1
Mortgage REITS
1
Mortgage Servicing Rules
1
MREL
1
MSRB
1
Municipal Advisers
1
Municipal Bankruptcy
1
National Futures Association
1
NAV
1
NCUA
1
New Amendments
1
New Guidance
1
Non-GAAP Financial Measures
1
North America
1
Notifications
1
Novation
1
NRSRO
1
Offshore Funds
1
Oil & Gas
1
Online Banking
1
Online Platforms
1
Ontario Securities Commission
1
Originators
1
Patriot Act
1
Pay Ratio
1
Pending Legislation
1
Pension Schemes
1
Personal Liability
1
Pharmaceutical Industry
1
PHI
1
Poland
1
Pooled Investment Vehicles
1
Prepaid Payment Products
1
Privacy Laws
1
Privacy Notice Rule
1
Privacy Policy
1
Proportionality
1
Proposed Amendments
1
Proposed Standards
1
Proprietary Trading
1
Proxy Season
1
Prudential Standards
1
PSLRA
1
Public Offerings
1
Puerto Rico
1
Rare Earth Metals
1
Reaffirmation
1
Rebates
1
Recordkeeping Requirements
1
Redemption Agreement
1
Registered Investment Advisors
1
Regulation D
1
Regulation M
1
Regulation SCI
1
Regulation SHO
1
Regulation Z
1
Remittance Transfer Rule
1
Repurchases
1
Resource Extraction
1
Restructuring
1
Risk Capital
1
Roundtable
1
RQFII
1
RTS
1
Rule 15B9-1
1
Rule 2210
1
Rule 506 Offerings
1
Rulemaking Process
1
Saudi Arabia
1
SBIC
1
Scienter
1
SCOTUS
1
Section 36(b)
1
Securities Exchange Act
1
SEFs
1
Senior Managers
1
Settlement
1
Short Sales
1
Social Entrepreneurship
1
Social Media
1
Sovereign Debt
1
Special Purpose Vehicles
1
Sports
1
SPVs
1
Stamp Duty Land Tax
1
Stand-Alone SBSDs
1
State-Owned Enterprises
1
Stock Connect
1
Stock Exchange
1
Stocks
1
Structured Finance
1
Supervisors
1
Swap Data Repositories
1
Swap Execution Facilities
1
Swing Pricing
1
Tax Planning
1
Tax Reform
1
Tax-Residency Certificate
1
Telehealth
1
Third Country Entities
1
TILA-RESPA Integrated Disclosure Rule (TRID)
1
TLAC
1
TRACE
1
Trade Market Abuse
1
Trade Repositories
1
Trade Secrets
1
Trademark Litigation
1
Trademarks
1
Transaction Fees
1
Treasury
1
Trustees
1
Truth in Lending Act (TILA)
1
TUPE
1
UBS
1
UDAAP
1
Ukraine
1
United Arab Emirates
1
US v Salman
1
Valuation
1
Value-Added Tax
1
Websites
1
Wire Transfers
1
Written Agreements
1
Young Lawyers