Browse Related Topics For:

Alternative Investment Fund Managers Directive European Securities and Markets Authority

97
EU
44
AIFM
27
UCITS
22
EMIR
22
Financial Conduct Authority (FCA)
18
European Commission
18
SEC
15
Alternative Investment Funds
15
CFTC
15
Investment Funds
14
Asset Management
14
Financial Markets
12
Derivatives
11
Remuneration
11
UK
10
Disclosure Requirements
10
Financial Institutions
10
Reporting Requirements
9
Banks
9
FINRA
8
EEA
8
Investment Management
8
Marketing
8
MiFID
8
Swaps
7
Broker-Dealer
7
Capital Markets
7
Dodd-Frank
7
EBA
7
European Banking Authority
7
Hong Kong
7
MiFID II
7
OTC
7
Singapore
6
Banking Sector
6
Capital Requirements
6
Commodities
6
Compliance
6
EU Passport
6
Federal Reserve
6
Financial Regulatory Reform
6
Hedge Funds
6
Investors
6
Memorandum of Understanding
6
Private Placements
6
Rating Agencies
6
Risk Management
6
RMBS
5
AIF
5
Alternative Investment Fund Managers Directive
5
Foreign Banks
5
Fund Managers
5
Investment Adviser
4
CCPs
4
CFPB
4
Cross-Border
4
Cross-Border Transactions
4
CTA
4
Dark Pool
4
EIOPA
4
Enforcement Actions
4
ESRB
4
IOSCO
4
ISDA
4
Money Market Funds
4
Sanctions
4
Securities
4
Shadow Banking
4
Stress Tests
3
AML/CFT
3
ASIC
3
Australia
3
Basel III
3
Benchmarks
3
CBOE
3
CME
3
False Claims Act (FCA)
3
FDIC
3
Financial Services Authority
3
Financial Transaction Tax
3
Foreign Investment
3
FSOC
3
Investor Protection
3
JPMorgan Chase
3
Jurisdiction
3
Luxembourg
3
Market Participants
3
Moody's
3
Motion to Dismiss
3
National Private Placement Regimes (NPPR)
3
NFA
3
OCC
3
OCIE
3
PRA
3
Private Equity
3
Security-Based Swaps
3
Switzerland
3
Transparency
3
Virtual Currency
2
Bank of America
2
Bonds
2
BRRD
2
Canada
2
Central Bank of Ireland
2
China
2
Commercial Bankruptcy
2
Cooperation Initiative
2
Corporate Professional Investors
2
CPO
2
CPOs
2
Credit Cards
2
Crowdfunding
2
CTFC
2
Depository Institutions
2
Disclosure
2
Due Diligence
2
ELTIF
2
Emerging Growth Companies
2
Enforcement
2
ETFs
2
EU Directive
2
European Central Bank
2
Exemptions
2
FATCA
2
Federal Savings Associations
2
FHFA
2
FINMA
2
FOIA
2
Fraud
2
FSB
2
HM Treasury
2
Hong Kong Securities and Futures Commission (HKSFC)
2
Insurance Industry
2
ISS
2
Japan
2
Libor
2
Loans
2
Mandatory Clearing Requirements
2
Middle East
2
Money Laundering
2
Mortgage-Backed Securities
2
Mortgages
2
Nasdaq
2
Netherlands
2
Payment Systems
2
Regulatory Standards
2
Ring-Fencing
2
Risk Assessment
2
Risk Mitigation
2
Risk Retention
2
S&P
2
Securities Fraud
2
Securitization
2
Small Credit Institutions
2
SMEs
2
Solvency II
2
Spain
2
Spoofing
2
Structured Financial Products
2
Swap Clearing
2
Technical Standards
2
Tick Size
2
U.S. Treasury
2
United States
2
Venture Capital
2
Volcker Rule
2
Wash Trades
2
Wells Fargo
1
Accountants
1
Accredited Investors
1
AIFS
1
AIG
1
ALFI
1
Algorithmic Trading
1
AMF
1
Anheuser-Busch
1
Anti-Money Laundering
1
Antitrust Litigation
1
Arbitration
1
Arbitration Agreements
1
Article 9
1
Asia
1
Asia Pacific
1
Asset Diversification
1
Asset Freeze
1
Asset-Backed Securities
1
Asset-Based Lending
1
Attorney Generals
1
Attorney's Fees
1
Audits
1
Austria
1
BaFin
1
Bailout
1
Bank of England
1
Basel Committee
1
BATS Exchange
1
BEPS
1
Bernie Madoff
1
BIS
1
Borrowers
1
Breach of Duty
1
Breach of Warranty
1
C-Suite Executives
1
Canadian Securities Administration
1
Capital Formation
1
Capital Markets Union
1
Capital Raising
1
Capital Rules
1
Carried Interest
1
CCO
1
CFOs
1
Chapter 11
1
Citigroup
1
Clearing Agencies
1
Closed-End Funds
1
CME NYMEX
1
Co-Investment Rights
1
Code of Conduct
1
Collateralized Debt Obligations
1
Color Marks
1
Commodity Pool
1
Competition Authorities
1
CONSOB
1
Consultation
1
Consumer Financial Products
1
Consumer Reporting Agencies
1
COOs
1
Counterparty Risk
1
Covered Banking Entity
1
Covered Funds
1
Cramdown
1
CRD IV Directive
1
Credit Checks
1
Credit Ratings
1
Credit Suisse
1
Creditors
1
Cross-Selling
1
Cybersecurity
1
Data Protection
1
DCMs
1
Debt Collection
1
Debt Enforcement & Recovery Act (DERA)
1
Defend Trade Secrets Act
1
Derivative Suit
1
Detroit
1
Deutsche Bank
1
Dispute Resolution
1
Disruptive Trading Practices
1
Distressed Debt
1
DOJ
1
DSIO
1
ECOA
1
ECON
1
EDGAR
1
EFTs
1
EHR
1
End-Users
1
Entertainment Industry
1
Equity Markets
1
ESA
1
EU Central Securities Depository Directive
1
EU Council of Ministers
1
EU Transparency Directive
1
Euro
1
European Court of Justice (ECJ)
1
Exchange-Traded Products
1
Executive Compensation
1
Fair Lending
1
Fannie Mae
1
Fashion Design
1
FCMs
1
FCRA
1
FDCPA
1
Federal Trademark Register
1
Fees
1
FERC
1
FICC
1
FICC Market Standards Board (FMSB)
1
Fiduciary Duty
1
Final Rules
1
Financial Crisis
1
Financial Instruments
1
FinCEN
1
Fines
1
FIRREA
1
Fixing America’s Surface Transportation Act (FAST Act)
1
Foreign Branches of U.S. Banks
1
Foreign Entities
1
Foreign Exchanges
1
Foreign Jurisdictions
1
Forum Selection
1
Forward Contracts
1
France
1
Freddie Mac
1
Funding
1
Futures
1
FX Forwards
1
G-SII
1
G20
1
Gambling
1
Gaming
1
Germany
1
Glass Lewis
1
Goldman Sachs
1
Grace Period
1
Harmonization Rules
1
Healthcare
1
Hedges
1
HMDA
1
HOEPA
1
Hostile Takeover
1
HSBC
1
ICE
1
IFRS
1
Incentive Compensation
1
Indemnity Agreements
1
Information Sharing
1
Insider Trading
1
Insolvency
1
Institutional Investors
1
Interest Rate Swaps
1
Intergovernmental Agreements
1
Internal Controls
1
Internal Investigations
1
International Harmonization
1
Investment
1
Investment Advisers Act of 1940
1
Investment Companies
1
Investment Company Act of 1940
1
Investment Portfolios
1
Iran Sanctions
1
Ireland
1
Italy
1
Joint Comprehensive Plan of Action (JCPOA)
1
Legal Entity Identifiers
1
Lehman Brothers
1
Lenders
1
Lending
1
Leveraged Loans
1
Liquidation
1
Liquidity Risk Management Rule
1
Loan Transfers
1
Logos
1
Madden v Midland Funding
1
Major Swap Participants
1
Management Companies
1
Market Abuse
1
Market Making
1
Market Manipulation
1
Mary Jo White
1
Media
1
Member State
1
Midland Funding
1
MiFIR
1
Military Service Members
1
Morgan Stanley
1
Mortgage Loan Servicing Standards
1
Mortgage Servicing Rules
1
Municipal Advisers
1
Municipal Bankruptcy
1
Mutual Funds
1
NCUA
1
No-Action Letters
1
No-Action Relief
1
North America
1
Notice Requirements
1
Novation
1
NRSRO
1
OECD
1
Online Banking
1
Online Platforms
1
Ontario Securities Commission
1
Originators
1
Passports
1
Pay Ratio
1
Pay-To-Play
1
Personal Liability
1
PHI
1
Popular
1
Portfolio Managers
1
Prepaid Payment Products
1
Privacy Laws
1
Privacy Notice Rule
1
Private Equity Funds
1
Private Investment Funds
1
Proportionality
1
Proposed Legislation
1
Proposed Standards
1
Proprietary Trading
1
Prospectus
1
Proxy Season
1
Proxy Voting Guidelines
1
Prudential Standards
1
PSLRA
1
Puerto Rico
1
Qualified Mortgage Rule
1
Rare Earth Metals
1
Redemption Agreement
1
Regulation A
1
Regulation SCI
1
Regulation Technical Standards (RTS)
1
Regulatory Agenda
1
REIT
1
Remittance Transfer Rule
1
Repurchases
1
Required Documentation
1
Resource Extraction
1
Retail Market
1
RTS
1
Rule 15B9-1
1
Rule 2210
1
Rulemaking Process
1
Russia
1
Safe Harbors
1
Saudi Arabia
1
Scienter
1
Securities Litigation
1
SEFs
1
Senior Managers
1
Senior Managers Insurers Regime (SMIR)
1
Settlement
1
SFC
1
Short Sales
1
SIFIs
1
Social Media
1
Sovereign Debt
1
Sports
1
Stand-Alone SBSDs
1
Stock Exchange
1
Stocks
1
Sunshine Act
1
Supervision
1
Supervisors
1
Swap Execution Facilities
1
Telehealth
1
Third Country Entities
1
TILA-RESPA Integrated Disclosure Rule (TRID)
1
TRACE
1
Trade Market Abuse
1
Trade Repositories
1
Trade Secrets
1
Trademark Litigation
1
Trademarks
1
Truth in Lending Act (TILA)
1
UBS
1
UDAAP
1
United Arab Emirates
1
Valuation
1
Wages
1
Whistleblowers
1
Wire Transfers