Browse Related Topics For:

Exemptions

108
SEC
60
CFTC
52
Dodd-Frank
50
FCC
47
TCPA
41
DOL
39
Disclosure Requirements
36
New Legislation
33
FLSA
33
Reporting Requirements
31
IRS
31
Proposed Regulation
30
CEQA
30
Investment Adviser
29
Employer Liability Issues
29
Wage and Hour
28
Prior Express Consent
27
Canada
27
Crowdfunding
27
ERISA
27
Healthcare
26
CFPB
26
Robocalling
25
EU
25
Final Rules
25
Hiring & Firing
25
Registration Requirement
24
Broker-Dealer
23
Auto-Dialed Calls
23
Financial Institutions
23
Text Messages
22
Securities
22
Swaps
21
Compliance
21
Investors
21
Mortgages
21
Securities Exchange Act
20
Affordable Care Act
20
Declaratory Rulings
20
Job Applicants
20
JOBS Act
20
Popular
20
Religious Institutions
19
Comment Period
19
Safe Harbors
17
Banking Sector
17
Debt Collection
17
Environmental Impact Report (EIR)
17
EPA
17
Income Taxes
17
Minimum Wage
17
Oil & Gas
16
Banks
16
Corporate Counsel
16
Federal Reserve
16
FINRA
16
FTC
16
Hart-Scott-Rodino Act
16
Proposed Legislation
16
Registration
16
UK
15
Background Checks
15
Private Placements
15
Recordkeeping Requirements
15
Securities Act of 1933
14
Accredited Investors
14
CTA
14
DOJ
14
Health Care Providers
14
Health Insurance
14
Regulation D
14
Telemarketing
14
Unpaid Overtime
13
Derivatives
13
Fiduciary Duty
13
FOIA
13
Internal Revenue Code (IRC)
13
NPRM
13
Property Tax
13
Prospectus
13
Revocation
13
Tax Exemptions
12
CPO
12
Employee Benefits
12
HIPAA
12
Investment Advisers Act of 1940
12
Investment Company Act of 1940
12
Investment Funds
12
IRA
12
Licensing Rules
12
Manufacturers
12
Notice Requirements
12
Proposed Amendments
12
Startups
12
Volcker Rule
11
Acquisitions
11
Amended Regulation
11
Consumer Bankruptcy
11
Criminal Background Checks
11
Estate Tax
11
New Guidance
11
NYSE
11
Over-Time
11
Real Estate Development
10
Chemicals
10
Commodities
10
Contraceptive Coverage Mandate
10
Employee Rights
10
Executive Compensation
10
FDA
10
HHS
10
Japan
10
Local Ordinance
10
NFA
10
NYCHRL
10
OCC
10
Small Business
10
Truth in Lending Act (TILA)
10
Venture Capital
9
Capital Raising
9
Churches
9
Credit Checks
9
FDIC
9
Federal Aviation Administration (FAA)
9
FERC
9
Filing Requirements
9
Investment Management
9
Mobile Devices
9
Pending Legislation
9
Preemption
9
Public Comment
9
Regulation A
9
Retirement Plan
8
Amended Legislation
8
Appeals
8
Call Blocking
8
CMS
8
Conflicts of Interest
8
Credit History
8
Deadlines
8
Drones
8
EMIR
8
European Commission
8
Exempt-Employees
8
FinCEN
8
Funding Portal
8
Insurance Industry
8
Non-Profits
8
Opt-Outs
8
Pay Ratio
8
Penalties
8
Permits
8
Regulation Z
8
Rule 506 Offerings
8
Threshold Requirements
8
Transparency
8
U.S. Treasury
7
Alberta Securities Commission
7
Ban the Box
7
CA Supreme Court
7
Capital Formation
7
CEOs
7
Civil Monetary Penalty
7
Class Action
7
Companionship Exemptions
7
Deferred Compensation
7
Department of Business Oversight
7
Derivatives Clearing Organizations
7
Emerging Growth Companies
7
Employee Credit Checks
7
Employer Group Health Plans
7
Fair Chance Act
7
Financial Markets
7
First Amendment
7
Fraud
7
Hospitals
7
Jurisdiction
7
Licenses
7
Medical Devices
7
New Regulations
7
No-Action Letters
7
Private Equity
7
Public Offerings
7
Public Records
7
Real Estate Market
7
Reassigned Phone Numbers
7
SCOTUS
7
Shareholders
7
Telecommunications
7
Unmanned Aircraft Systems
7
Wages
7
Wireless Devices
7
Withholding Tax
6
Advertising
6
Appraisal
6
Beneficiaries
6
Benefit Plan Sponsors
6
Biofuel
6
Commodities Exchange Act
6
Condominiums
6
Confidential Information
6
Corporate Officers
6
CPOs
6
Credit Discrimination
6
Debt Securities
6
Due Diligence
6
Employer Mandates
6
Enforcement Actions
6
Estate Planning
6
Exceptions
6
Foreign Banks
6
Lenders
6
Loans
6
Margin Requirements
6
Medicare
6
Ontario Securities Commission (OSC)
6
Rule 147
6
Section 409A
6
Smartphones
6
Students
6
Swap Dealers
6
Title VII
6
Trade Secrets
6
White-Collar Exemptions
5
American Taxpayer Relief Act
5
Antitrust Provisions
5
Beneficial Owner
5
Berkeley Hillside v City of Berkeley
5
Best Interest Contract Exemptions
5
Bipartisan Budget
5
Board of Directors
5
Brokers
5
Canadian Securities Administration
5
Categorical Exemptions
5
CEA
5
Cell Phones
5
Conditional Job Offers
5
Consent
5
Construction Industry
5
Consumer Lenders
5
Consumer Price Index
5
Corporate Governance
5
Creditors
5
Data Breach
5
Data Privacy
5
EEOC
5
Energy Sector
5
Enforcement Guidance
5
European Securities and Markets Authority (ESMA)
5
Exclusions
5
FCRA
5
Fees
5
Filing Fees
5
Financial Statements
5
Foreclosure
5
Foreign Investment
5
Groundwater
5
Hazardous Substances
5
Hedge Funds
5
HMDA
5
Home Healthcare Workers
5
Human Rights
5
Inflation Adjustments
5
Institutional Investors
5
Legislative Agendas
5
Medicaid
5
Mortgage Loan Originators
5
Mortgage Servicers
5
No-Action Relief
5
Non-Exempt Employees
5
Offerings
5
OTC
5
Passive Activity
5
Personally Identifiable Information
5
Physicians
5
Private Sector
5
Prohibited Transactions
5
Proprietary Trading
5
Public Schools
5
Rental Property
5
Required Documentation
5
Retailers
5
Stocks
5
Toxic Substances Control Act (TSCA)
5
Transfer Taxes
5
Visas
5
VoIP
4
AIFMD
4
Bankruptcy Code
4
Barack Obama
4
Blue Sky Laws
4
Breach Notification Rule
4
Building Permits
4
China
4
Clean Air Act
4
Commodity Pool
4
Common Carriers
4
Compensation Committee
4
Contractors
4
Copyright
4
Corporate Issuers
4
Corporate Taxes
4
Counterparties
4
Criminal Records
4
Data Collection
4
Defined Benefit Plans
4
Discovery
4
DMCA
4
Early Stage Companies
4
EDGAR
4
Educational Institutions
4
Employment Discrimination
4
Equal Protection
4
European Court of Justice (ECJ)
4
Financial Sector
4
Financial Services Committee
4
Financial Services Industry
4
Finders
4
Fiscal Cliff
4
Food Labeling
4
Food Manufacturers
4
Fund Managers
4
General Solicitation
4
Generation-Skipping Transfer
4
Gift Tax
4
Gift-Tax Exemption
4
Greenhouse Gas Emissions
4
H-1B
4
Home Health Care
4
Housing Developers
4
Interest Payments
4
Interstate Commerce
4
Investment
4
Land-Use Permits
4
MassDEP
4
McCarran-Ferguson Act
4
Mediation
4
Mergers
4
Minimum Salary
4
Mitigation
4
NASAA
4
Nasdaq
4
National Futures Association
4
New Amendments
4
Non-Compete Agreements
4
Offering Documents
4
OSHA
4
Policies and Procedures
4
Private Offerings
4
Public Private Partnerships (P3s)
4
Public Records Act
4
Publicly-Traded Companies
4
Reasonable Accommodation
4
Regulation M
4
Regulation S-K
4
Residential Real Estate Market
4
Rule 506(c)
4
Sales & Use Tax
4
Same-Sex Marriage
4
Shareholder Approval
4
Stock Options
4
Tax Credits
4
Texting
4
Trade Options
4
UCITS
4
Underwriting
4
Urban Planning & Development
4
Virtual Currency
4
Water Supplies
4
Young Lawyers
3
501(c)(3)
3
Administrative Procedure Act
3
Affordable Housing
3
Aggregation Rules
3
American Bankers Association
3
Anti-Money Laundering
3
Antitrust Violations
3
Asset-Backed Securities
3
ATDS
3
Attorney Generals
3
Attorney's Fees
3
Baseball
3
Biotechnology
3
Bipartisan Budget Act
3
Bitcoin
3
Boy Scouts
3
Breach of Contract
3
Broadcasting
3
Capital Gains
3
Capital Markets
3
Capital Requirements Regulation (CRR)
3
Charitable Donations
3
Charitable Organizations
3
Clinical Trials
3
Collective Actions
3
Collective Bargaining
3
Commercial Bankruptcy
3
Commercial Leases
3
Commercial Loans
3
Commercial Use
3
Commission on Human Rights
3
Commodity Broker
3
Competition
3
Construction Project
3
Consumer Financial Products
3
Consumer Product Safety Commission (CPSC)
3
Contraceptives
3
Covered Funds
3
Credit Unions
3
Cross-Border
3
Cross-Border Transactions
3
Cybersecurity
3
Dealers
3
Deposit Accounts
3
Disclosure
3
Discrimination
3
Dividends
3
Domestic Workers
3
EIPA
3
Employment Contract
3
Encryption
3
Endangered Species Act (ESA)
3
Enforcement
3
Equity Securities
3
Federal Power Act
3
FICA Taxes
3
Financial Instruments
3
Financial Regulatory Reform
3
Food Safety
3
Form 10-K
3
Form D Filing
3
Gender Discrimination
3
Germany
3
GMO
3
Government Agencies
3
Gramm-Leach-Blilely Act
3
High Net-Worth
3
Higher-Priced Mortgage Loans
3
Home Health Agencies
3
Hong Kong
3
Hospice
3
Hydropower
3
Identity Theft
3
ILSA
3
Inheritance
3
Interest Rates
3
Internet Service Providers (ISPs)
3
Investment Companies
3
Investment Portfolios
3
ISOs
3
Japan FSA
3
Jerry Brown
3
Job Ads
3
Labor Code
3
LGBT
3
Listing Standards
3
Major Swap Participants
3
Mandatory Clearing Requirements
3
Market Manipulation
3
Marketing
3
Median Employee
3
MLB
3
Mobile Apps
3
Mortgage Lenders
3
Motion to Dismiss
3
Mutual Funds
3
Native American Issues
3
Notice and Comment
3
Notifications
3
OIG
3
OMB
3
Open Internet Rules
3
Patents
3
Pay-To-Play
3
Personal Data
3
Pharmaceutical Industry
3
Pipelines
3
Pre-Merger Filing Requirements
3
Premerger Notifications
3
Prescription Drugs
3
Private Investment Funds
3
Process Safety Management
3
Proposition 65
3
Proxy Advisors
3
PTEs
3
Qualified Retirement Plans
3
Regulatory Oversight
3
Regulatory Standards
3
Reimbursements
3
REIT
3
Request For Information
3
Risk Management
3
Rule 144A
3
Rule 504
3
Security-Based Swaps
3
Severance Pay
3
Software
3
Sovereign Debt
3
SSM Periods
3
Standard of Review
3
Tariffs
3
Tax Returns
3
Third-Party Agents
3
Third-Party Risk
3
Title IV
3
Transacting Intrastate Business
3
USCIS
3
USDA
3
Utilities Sector
3
VAT
3
Visa Caps
3
Waivers
3
Whistleblowers
3
Wifi
3
XBRL Filing Requirements
2
Ability-to-Repay
2
Accountants
2
ADA
2
Adverse Employment Action
2
Affiliates
2
Affirmative Defenses
2
Air Pollution
2
Annual Filings
2
Annual Reports
2
Anti-Corruption
2
Anti-Discrimination Policies
2
Antitrust Litigation
2
Applications
2
Asset Management
2
Biometric Information
2
Bonds
2
Books & Records
2
Borrowers
2
Broadband
2
Burden of Proof
2
Business Associates
2
C-Suite Executives
2
CAN-SPAM Act
2
Cars
2
CCPs
2
CDIs
2
Certificate of Need
2
Certifications
2
CFPA
2
Change in Control
2
Chapter 7
2
Church Plans
2
Clark v. Rameker
2
Classification
2
Clergy Members
2
Collateralized Loan Obligations
2
Commerce Clause
2
Commercial Insurance Policies
2
Commercial Paper
2
Community Banks
2
Compelling Governmental Interest
2
Conflict Mineral Rules
2
Congressional Investigations & Hearings
2
Conservation
2
Consumer Reports
2
Conversion
2
Copyright Infringement
2
Covered Banking Entity
2
Covered Entities
2
Covered Transactions
2
Credit Cards
2
Credit Reports
2
Cryptocurrency
2
Currency Exchange
2
Customer Due Diligence (CDD)
2
Cyber Threats
2
Damages
2
Data Protection
2
Data Security
2
Debt
2
Defend Trade Secrets Act (DTSA)
2
Delinquent Borrowers
2
Department of Defense (DOD)
2
Department of Education
2
Department of Revenue
2
Department of Transportation (DOT)
2
DHS
2
Do Not Call List
2
DOGGR
2
DOMA
2
DSIO
2
EBSA
2
ECON
2
EHR
2
Electricity
2
End-Users
2
Energy Market
2
Entertainment Industry
2
Environmental Assessments
2
Environmental Policies
2
Escrow Accounts
2
Establishment Clause
2
Exigent Circumstances
2
Expatriates
2
Farms
2
Faxes
2
FBAR
2
Federal Contractors
2
Federal Loans
2
Federal Student Loans
2
FHFA
2
Filing Deadlines
2
Final Guidance
2
Financial Adviser
2
Financial Instruments and Exchange Act of Japan (FIEA)
2
Financial Transactions
2
Fire-Retardant Clothing
2
Fixing America’s Surface Transportation Act (FAST Act)
2
FMLA
2
Foreign Investment Fund
2
Foreign Issuers
2
Foreign Nationals
2
Form 990
2
Form SD
2
Fourteenth Amendment
2
Fracking
2
France
2
Free Speech
2
FSOC
2
Full-Time Employees
2
Gender Identity
2
GINA
2
Good Faith
2
Government Entities
2
Governor Baker
2
Groundwater Management Plan
2
Guidance Update
2
Hackers
2
Halifax Hospital
2
Harassment
2
Health Insurance Exchanges
2
Health Savings Accounts
2
Healthcare Costs
2
Healthcare Reform
2
HOEPA
2
Hydrocarbons
2
IFRS
2
Importers
2
Independent Contractors
2
Informed Consent
2
Infringement
2
Insolvency
2
Integra
2
Interim Rule
2
Internal Investigations
2
IOSCO
2
IRB
2
Job Offers
2
Land Developers
2
Landlords
2
Law Enforcement
2
Legal Entities
2
Loan Servicer
2
Market Making
2
Market Participants
2
Meaningful Use
2
Medical Leave
2
Medical Research
2
Memorandum of Understanding
2
Merck
2
Mexico
2
MiFID II
2
Misclassification
2
Model Rules
2
Money Transfer
2
Mortgage Brokers
2
Mortgage Servicing Rules
2
Multinationals
2
Municipal Bonds
2
Municipalities
2
NAICS
2
Natural Gas
2
Net Investment Income
2
Non-US Entities
2
Nonbank Firms
2
NTIA
2
OCIE
2
Offshore Funds
2
Oil Spills
2
Paid Leave
2
Payment Systems
2
PCAOB
2
Pension Funds
2
Pension Schemes
2
Personal Information Protection Act
2
Personal Property
2
Pharmacies
2
Physician Fee Schedule
2
Pilots
2
Police
2
Political Campaigns
2
Political Contributions
2
Portability
2
Prayer
2
Preponderance of the Evidence
2
Prevailing Wages
2
Privacy Laws
2
Private Equity Funds
2
Private Letter Rulings
2
Private Right of Action
2
Product Labels
2
Property Owners
2
Proxy Voting Guidelines
2
PRP
2
Public Charities
2
Public Disclosure
2
Public Employees
2
Public Meetings
2
Public Officials
2
Public Projects
2
Qualified Mortgage Rule
2
RAISE Act
2
Real Estate Brokers
2
Real Estate Investments
2
Real Estate Transfers
2
Registered Investment Advisors
2
Regulation SCI
2
Religion
2
Religious Discrimination
2
Religious Freedom Restoration Act
2
Repeal
2
Residency Status
2
Resource Extraction
2
Restaurant Industry
2
Retirement
2
Reversal
2
Risk Assessment
2
Risk Retention
2
RLUIPA
2
RMBS
2
RTO
2
Rule 15B9-1
2
Rule 506
2
Russia
2
Sales Commissions
2
Sales Tax
2
Salespersons
2
Sanctions
2
SBA
2
SBIC
2
Scientific Research
2
Screening Procedures
2
Securities Regulation
2
Securitization
2
SEFs
2
Self-Insured Health Plans
2
Settlement Agreements
2
Sexual Orientation Discrimination
2
SFC
2
Shareholder Activism
2
Shareholder Proposals
2
Sierra Club
2
Singapore
2
Single Family Housing
2
SIP
2
Skilled-Care Providers
2
Sovereign Immunity
2
Sports
2
Spouses
2
Standing
2
State and Local Government
2
State Budgets
2
State Data Breach Notification Statutes
2
Statute of Limitations
2
Stock Appreciation Rights
2
Subsidiaries
2
Subsidies
2
Summary Judgment
2
Sunshine Act
2
Swap Execution Facilities
2
Tax Exempt Entities
2
Teachers
2
Technology Sector
2
Technology Transfer Agreements
2
The Clayton Act
2
The Common Rule
2
Third-Party
2
TILA-RESPA Integrated Disclosure Rule (TRID)
2
Toronto Stock Exchange
2
Trade Associations
2
Trade Restrictions
2
Trademarks
2
Transgender
2
Trucking Industry
2
Trusts
2
TSX Venture Exchange
2
Underground Injection Wells
2
Unfair or Deceptive Trade Practices
2
Universities
2
Unsolicited Phone Calls
2
Usury
2
Value-Added Tax
2
Vessels
2
Volunteers
2
Voting Securities
2
WA Supreme Court
2
Wage Garnishment
2
Waiting Periods
2
Wal-Mart
2
Warning Labels
2
Warranties
2
Water
2
Wellness Programs
2
Whistleblower Protection Policies
2
Wireless Industry
2
Written Consent
2
Yahoo!
2
Year-End Planning
1
501(c)(4)
1
Abortion
1
Accounting
1
Accreditation
1
ACLU
1
Ad Valorem Tax
1
Adjudicatory Process
1
Adjustable-Rate Mortgage
1
Adjustment of Status
1
ADLT
1
Administrative Authority
1
Administrative Hearings
1
Administrative Interpretation
1
Admissibility
1
Adverse Action
1
Advisory Contracts
1
Advisory Opinions
1
Advocate General
1
Affiliated-Business Arrangements
1
AFR
1
Agricultural Workers
1
AIF
1
AIFM
1
AIFS
1
Air Cargo
1
Air Carriers
1
Air Traffic Control Systems
1
Airlines
1
Airports
1
Airspace
1
Alternative Fee Arrangements
1
Alternative Investment Funds
1
American Airlines
1
American Bar Association (ABA)
1
Amicus Briefs
1
Amtrak
1
ANDA
1
Annual Regulatory Fees
1
Anti-Bribery
1
Anti-Doping Issues
1
Anti-Harassment Policies
1
Anti-Kickback Statute
1
Antitrust Division
1
Antitrust Standing
1
Apportionment
1
Arbitration
1
Arbitration Awards
1
Arrangement and Promotion
1
Asia
1
ASIC
1
Asset Diversification
1
Asset Stripping
1
Assignments
1
Assisted Living Facility
1
ASTM
1
ASX Listing Rules
1
AT&T
1
AT&T Mobility
1
Athletes
1
Attorney-Client Privilege
1
Audit Committee
1
Audited Financial Statements
1
Auditors
1
Australia
1
Auto Manufacturers
1
Automotive Industry
1
Aviation Industry
1
Back Pay
1
Bad Actors
1
Baker Hughes
1
Ballast Water Management
1
Ballot Measures
1
Bank Fraud
1
Bank Holding Company
1
Bank Holding Company Act
1
Bank Notes
1
Bank Secrecy Act
1
Bankruptcy Preferences
1
Barclays
1
Bay Area Air Quality Management District
1
BCBS
1
Beer
1
Benchmarks
1
Bernie Madoff
1
Best Interest Standard
1
Best Practices
1
Bi-Partison Balanced Budget Act (BBA)
1
Bicycles
1
Billboards
1
Bioengineering
1
BitLicense
1
Blogs
1
Board of Education
1
Bona Fide Hedging
1
Bonuses
1
Breweries
1
Bribery
1
BRRD
1
BSA/AML
1
Bureau of Labor Statistics
1
Burwell v Hobby Lobby
1
Business Advice
1
Business Development Companies
1
Business Income
1
Business Ownership
1
Business Privilege
1
Business Taxes
1
Buy America
1
Cable Television Providers
1
Cadillac Tax
1
CalPERS
1
Capital Contributions
1
Capital Markets Union
1
Capital Requirements
1
Capital Rules
1
Carried Interest
1
Carve Out Provisions
1
Catholic Church
1
Cell Towers
1
Center for Biological Diversity
1
CEQA Reform
1
Certificate of Exemption
1
Certificates of Compliance
1
Certificates of Occupancy
1
CFATS
1
CFCs
1
CFDA
1
CFOs
1
CFPOA
1
Change in Ownership
1
Change of Control
1
Charitable Remainder Trust
1
Charitable Trusts
1
Charter Schools
1
Check Cashing
1
Chemical Safety Board
1
Chevron
1
Chief Compliance Officers
1
Child Abuse
1
CHIP
1
CIA
1
Citations
1
Citizenship and Immigration Canada (CIC)
1
City of San Jose
1
Civil Code
1
Civil Penalty Fund
1
Civil Unions
1
CJEU
1
Class Certification
1
Clean Air Act Violations
1
Clean Water Act
1
Clearing Agencies
1
CLFS
1
CLIA
1
Clinical Laboratories
1
Clinical Laboratory Testing
1
Closed-End Funds
1
CMBS
1
Coaches
1
Code of Conduct
1
COLA
1
Collateral
1
Collateralized Debt Obligations
1
Collection Agencies
1
Collective Bargaining Agreements (CBA)
1
Colleges
1
Commercial End-User Exception
1
Commercial General Liability Policies
1
Commercial Real Estate Contracts
1
Commercial Real Estate Market
1
Commercial Speech
1
Commercial Truck Drivers
1
Commodity Futures Contracts
1
Commodity Interest
1
Common Stock
1
Community Development Entities
1
Compensation & Benefits
1
Compensatory Damages
1
Complaint Procedures
1
Condition Precedent
1
Conditional Offers
1
Condominium Act
1
Congressional Budget Office
1
Connected Cars
1
Consideration
1
Constitutional Amendment
1
Construction Site