Browse Related Topics For:

Exemptions

111
SEC
63
CFTC
55
Dodd-Frank
54
FCC
47
TCPA
44
DOL
38
Disclosure Requirements
36
New Legislation
34
FLSA
33
Reporting Requirements
33
Wage and Hour
32
IRS
32
Proposed Regulation
31
ERISA
31
Investment Adviser
30
Prior Express Consent
29
CEQA
29
Employer Liability Issues
28
Broker-Dealer
28
Canada
28
Crowdfunding
28
Final Rules
28
Healthcare
28
Hiring & Firing
27
CFPB
27
EU
27
Registration Requirement
27
Robocalling
26
Financial Institutions
25
Securities
24
Affordable Care Act
24
Auto-Dialed Calls
23
Mortgages
23
Swaps
23
Text Messages
22
Religious Institutions
22
Securities Exchange Act
21
Compliance
21
Investors
21
Safe Harbors
20
Banking Sector
20
Job Applicants
20
Popular
19
Banks
19
Comment Period
19
Declaratory Rulings
19
JOBS Act
17
Corporate Counsel
17
Debt Collection
17
Employee Benefits
17
Environmental Impact Report (EIR)
17
EPA
17
Health Insurance
17
Income Taxes
17
Minimum Wage
17
Oil & Gas
17
UK
16
Background Checks
16
Federal Reserve
16
FTC
16
Hart-Scott-Rodino Act
16
Private Placements
16
Unpaid Overtime
15
FINRA
15
Proposed Legislation
15
Recordkeeping Requirements
15
Registration
15
Securities Act of 1933
15
Telemarketing
14
Accredited Investors
14
CTA
14
DOJ
14
Health Care Providers
14
Internal Revenue Code (IRC)
14
Investment Funds
14
Regulation D
14
Startups
13
Criminal Background Checks
13
Derivatives
13
Fiduciary Duty
13
FOIA
13
Investment Advisers Act of 1940
13
Investment Company Act of 1940
13
Manufacturers
13
Notice Requirements
13
NPRM
13
Over-Time
13
Property Tax
13
Prospectus
13
Revocation
13
Small Business
13
Tax Exemptions
12
CPO
12
Employee Rights
12
FDA
12
HIPAA
12
IRA
12
Licensing Rules
12
Local Ordinance
12
Preemption
12
Proposed Amendments
12
Transparency
12
Volcker Rule
11
Acquisitions
11
Amended Regulation
11
Commodities
11
Consumer Bankruptcy
11
Estate Tax
11
FDIC
11
Filing Requirements
11
NYSE
11
Real Estate Development
11
Retirement Plan
11
Truth in Lending Act (TILA)
11
Venture Capital
10
Capital Raising
10
Chemicals
10
Churches
10
Contraceptive Coverage Mandate
10
European Commission
10
Executive Compensation
10
HHS
10
Insurance Industry
10
Japan
10
Medical Devices
10
Mobile Devices
10
New Guidance
10
NFA
10
NYCHRL
10
OCC
10
Pending Legislation
10
Public Comment
10
SCOTUS
10
Threshold Requirements
9
Appeals
9
Credit Checks
9
Exempt-Employees
9
Federal Aviation Administration (FAA)
9
FERC
9
Financial Markets
9
Investment Management
9
Non-Profits
9
Penalties
9
Permits
9
Regulation Z
8
Amended Legislation
8
Ban the Box
8
Capital Formation
8
CMS
8
Conflicts of Interest
8
Deadlines
8
Department of Business Oversight
8
Derivatives Clearing Organizations
8
Drones
8
EMIR
8
Employer Group Health Plans
8
Fair Chance Act
8
FinCEN
8
Funding Portal
8
Pay Ratio
8
Regulation A
8
Rule 506 Offerings
8
U.S. Treasury
7
Alberta Securities Commission
7
Call Blocking
7
CEOs
7
Civil Monetary Penalty
7
Class Action
7
Companionship Exemptions
7
Credit History
7
Deferred Compensation
7
EEOC
7
Emerging Growth Companies
7
Exceptions
7
First Amendment
7
Foreign Nationals
7
Fraud
7
Hospitals
7
Jurisdiction
7
Licenses
7
New Regulations
7
No-Action Letters
7
Opt-Outs
7
Private Equity
7
Public Offerings
7
Public Records
7
Real Estate Market
7
Shareholders
7
Telecommunications
7
Title VII
7
Unmanned Aircraft Systems
7
USCIS
7
Wages
7
White-Collar Exemptions
7
Withholding Tax
6
Aggregation Rules
6
Appraisal
6
Beneficiaries
6
Benefit Plan Sponsors
6
Biofuel
6
CA Supreme Court
6
Cell Phones
6
Commodities Exchange Act
6
Conditional Job Offers
6
Confidential Information
6
Corporate Officers
6
CPOs
6
Creditors
6
Debt Securities
6
DHS
6
Due Diligence
6
Employee Credit Checks
6
Employer Mandates
6
Enforcement Actions
6
Estate Planning
6
Financial Sector
6
Foreign Banks
6
H-1B
6
HMDA
6
Internet Service Providers (ISPs)
6
Lenders
6
Loans
6
Margin Requirements
6
Medicare
6
Mortgage Servicers
6
Offerings
6
OMB
6
Ontario Securities Commission (OSC)
6
Open Internet Rules
6
Prohibited Transactions
6
Reassigned Phone Numbers
6
Retailers
6
Rule 147
6
Section 409A
6
Students
6
Swap Dealers
6
Trade Secrets
6
Trump Administration
6
Visas
6
Wireless Devices
5
Advertising
5
American Taxpayer Relief Act
5
Antitrust Provisions
5
Beneficial Owner
5
Berkeley Hillside v City of Berkeley
5
Best Interest Contract Exemptions
5
Bipartisan Budget
5
Board of Directors
5
Brokers
5
Canadian Securities Administration
5
CEA
5
Church Plans
5
Condominiums
5
Consent
5
Construction Industry
5
Consumer Lenders
5
Copyright
5
Corporate Governance
5
Credit Discrimination
5
Credit Unions
5
Criminal Records
5
Data Breach
5
Data Privacy
5
Defined Benefit Plans
5
DMCA
5
Employment Discrimination
5
Energy Sector
5
Enforcement Guidance
5
European Securities and Markets Authority (ESMA)
5
Exclusions
5
Executive Orders
5
FCRA
5
Fees
5
Filing Fees
5
Financial Services Industry
5
Financial Statements
5
Finders
5
Foreclosure
5
Foreign Investment
5
Fund Managers
5
Groundwater
5
Hazardous Substances
5
Hedge Funds
5
Home Healthcare Workers
5
Human Rights
5
Inflation Adjustments
5
Institutional Investors
5
Investment
5
Legislative Agendas
5
McCarran-Ferguson Act
5
Medicaid
5
Minimum Salary
5
Mortgage Loan Originators
5
No-Action Relief
5
Non-Exempt Employees
5
OTC
5
Passive Activity
5
Personally Identifiable Information
5
Physicians
5
Private Sector
5
Proprietary Trading
5
Public Private Partnerships (P3s)
5
Public Schools
5
Rental Property
5
Required Documentation
5
Smartphones
5
Stocks
5
Toxic Substances Control Act (TSCA)
5
Transfer Taxes
5
Underwriting
5
VoIP
5
Waivers
4
AIFMD
4
American Bankers Association
4
ATDS
4
Bankruptcy Code
4
Barack Obama
4
Blue Sky Laws
4
Breach Notification Rule
4
Broadband
4
Building Permits
4
Categorical Exemptions
4
China
4
Clean Air Act
4
Commodity Pool
4
Common Carriers
4
Compensation Committee
4
Consumer Price Index
4
Corporate Issuers
4
Corporate Taxes
4
Counterparties
4
Data Collection
4
Discovery
4
Dual Citizenship
4
Early Stage Companies
4
EDGAR
4
Educational Institutions
4
Equal Protection
4
European Court of Justice (ECJ)
4
Financial Services Committee
4
Fiscal Cliff
4
Food Labeling
4
Food Manufacturers
4
General Solicitation
4
Generation-Skipping Transfer
4
Gift Tax
4
Gift-Tax Exemption
4
Gramm-Leach-Blilely Act
4
Greenhouse Gas Emissions
4
Home Health Care
4
Housing Developers
4
Immigration Reform
4
Insolvency
4
Interest Payments
4
Interstate Commerce
4
Investment Companies
4
Land-Use Permits
4
Major Swap Participants
4
MassDEP
4
Mediation
4
Mergers
4
Mitigation
4
NASAA
4
Nasdaq
4
National Futures Association
4
New Amendments
4
Non-Compete Agreements
4
Offering Documents
4
OSHA
4
Pensions
4
Pharmaceutical Industry
4
Policies and Procedures
4
Prescription Drugs
4
Private Offerings
4
Public Records Act
4
Publicly-Traded Companies
4
Reasonable Accommodation
4
Regulation M
4
Regulation S-K
4
Regulatory Oversight
4
REIT
4
Residential Real Estate Market
4
Rule 144A
4
Rule 506(c)
4
Sales & Use Tax
4
Same-Sex Marriage
4
Security-Based Swaps
4
Shareholder Approval
4
Stock Options
4
Tax Credits
4
Tax Returns
4
Texting
4
Trade Options
4
Travel Ban
4
UCITS
4
Urban Planning & Development
4
Virtual Currency
4
Visa Caps
4
Water Supplies
4
Young Lawyers
3
21st Century Cures Act
3
501(c)(3)
3
Administrative Procedure Act
3
Affirmative Defenses
3
Affordable Housing
3
Anti-Money Laundering
3
Antitrust Violations
3
Asset-Backed Securities
3
Australia
3
Baseball
3
Biotechnology
3
Bipartisan Budget Act
3
Bitcoin
3
Bonds
3
Boy Scouts
3
Breach of Contract
3
Broadband Internet Access Services (BIAS)
3
Broadcasting
3
Capital Gains
3
Capital Markets
3
Capital Requirements Regulation (CRR)
3
Charitable Donations
3
Charitable Organizations
3
Clinical Trials
3
Collective Actions
3
Collective Bargaining
3
Commercial Bankruptcy
3
Commercial Leases
3
Commercial Loans
3
Commercial Use
3
Commodity Broker
3
Competition
3
Construction Project
3
Consumer Financial Products
3
Consumer Product Safety Commission (CPSC)
3
Contraceptives
3
Covered Funds
3
Cross-Border
3
Cross-Border Transactions
3
Cybersecurity
3
Dealers
3
Debt
3
Disclosure
3
Discrimination
3
Dividends
3
Domestic Workers
3
Employment Contract
3
Encryption
3
Endangered Species Act (ESA)
3
Enforcement
3
Equity Securities
3
Excise Tax
3
Farms
3
Faxes
3
FCMs
3
Federal Power Act
3
FICA Taxes
3
Financial Instruments
3
Financial Regulatory Reform
3
Food Safety
3
Form 10-K
3
Form D Filing
3
FSOC
3
Gender Discrimination
3
Germany
3
GMO
3
Government Agencies
3
Healthcare Reform
3
High Net-Worth
3
Higher-Priced Mortgage Loans
3
Home Health Agencies
3
Hong Kong
3
Hospice
3
Hydropower
3
Identity Theft
3
ILSA
3
Inheritance
3
Insurance Block Exemption Regulation (IBER)
3
Interest Rates
3
International Travel
3
Investment Portfolios
3
ISOs
3
Japan FSA
3
Jerry Brown
3
Job Ads
3
Labor Code
3
Lawful Permanent Residents
3
LGBT
3
Listing Standards
3
Mandatory Clearing Requirements
3
Market Manipulation
3
Market Participants
3
Marketing
3
Median Employee
3
MLB
3
Mobile Apps
3
Mortgage Lenders
3
Motion to Dismiss
3
Mutual Funds
3
Native American Issues
3
Non-Immigrant Visas
3
Notice and Comment
3
Notifications
3
OIG
3
Patents
3
Pay-To-Play
3
Personal Data
3
Personal Property
3
Pipelines
3
Position Limits
3
Pre-Merger Filing Requirements
3
Premerger Notifications
3
Private Investment Funds
3
Process Safety Management
3
Proposition 65
3
Proxy Advisors
3
PTEs
3
Qualified Retirement Plans
3
Regulatory Standards
3
Reimbursements
3
Request For Information
3
Restaurant Industry
3
Risk Management
3
Rule 504
3
SBA
3
SBIC
3
Screening Procedures
3
Severance Pay
3
Software
3
Sovereign Debt
3
SSM Periods
3
Standard of Review
3
Standing
3
State and Local Government
3
Tariffs
3
Third-Party Agents
3
Third-Party Risk
3
Title IV
3
Transacting Intrastate Business
3
UAE
3
Universities
3
USDA
3
Utilities Sector
3
VAT
3
Whistleblowers
3
Wifi
3
Wireless Industry
3
XBRL Filing Requirements
2
Ability-to-Repay
2
Accountants
2
ADA
2
Adverse Employment Action
2
Advocate Health Care v Stapleton
2
Affiliates
2
Air Pollution
2
Annual Filings
2
Annual Reports
2
Anti-Corruption
2
Anti-Discrimination Policies
2
Antitrust Litigation
2
Applications
2
ASIC
2
Asset Management
2
Attorney Generals
2
Attorney's Fees
2
Bank Holding Company
2
Beer
2
Biometric Information
2
Books & Records
2
Borrowers
2
Breweries
2
Burden of Proof
2
Business Associates
2
C-Suite Executives
2
CAN-SPAM Act
2
Capital Requirements
2
Cars
2
CCPs
2
CDIs
2
Certificate of Need
2
Certifications
2
CFPA
2
Change in Control
2
Chapter 7
2
Clark v. Rameker
2
Classification
2
Clergy Members
2
Collateralized Loan Obligations
2
Colleges
2
Commerce Clause
2
Commercial Insurance Policies
2
Commercial Paper
2
Commission on Human Rights
2
Community Banks
2
Compelling Governmental Interest
2
Conflict Mineral Rules
2
Congressional Investigations & Hearings
2
Connected Cars
2
Conservation
2
Consumer Reports
2
Contractors
2
Conversion
2
Copyright Infringement
2
Corporations Code
2
Covered Banking Entity
2
Covered Entities
2
Covered Transactions
2
Credit Cards
2
Credit Reports
2
Criminal Prosecution
2
Cryptocurrency
2
Currency Exchange
2
Customer Due Diligence (CDD)
2
Cyber Threats
2
Damages
2
Data Protection
2
Data Security
2
Debtors
2
Defend Trade Secrets Act (DTSA)
2
Delinquent Borrowers
2
Delivery Drivers
2
Department of Defense (DOD)
2
Department of Education
2
Department of Revenue
2
Department of Transportation (DOT)
2
DIFC
2
Disability Benefits
2
Divorce
2
Do Not Call List
2
DOGGR
2
DOMA
2
DSIO
2
EBSA
2
ECON
2
EHR
2
Electricity
2
End-Users
2
Energy Market
2
Entertainment Industry
2
Environmental Assessments
2
Environmental Policies
2
Escrow Accounts
2
Establishment Clause
2
Exigent Circumstances
2
Expatriates
2
Fast-Food Industry
2
FBAR
2
FDA Approval
2
Federal Contractors
2
Federal Loans
2
Federal Student Loans
2
FEHA
2
FHFA
2
Fiduciary Rule
2
Filing Deadlines
2
Final Guidance
2
Financial Adviser
2
Financial Instruments and Exchange Act of Japan (FIEA)
2
Financial Transactions
2
FinTech
2
Fire-Retardant Clothing
2
Fixing America’s Surface Transportation Act (FAST Act)
2
FMLA
2
Foreign Investment Fund
2
Foreign Issuers
2
Form 990
2
Form SD
2
Fourteenth Amendment
2
Fracking
2
France
2
Free Speech
2
Full-Time Employees
2
Futures
2
Gender Identity
2
GINA
2
Good Faith
2
Government Entities
2
Governor Baker
2
Groundwater Management Plan
2
Guidance Update
2
Hackers
2
Halifax Hospital
2
Harassment
2
Health Insurance Exchanges
2
Health Savings Accounts
2
Healthcare Costs
2
HOEPA
2
HRA
2
Hydrocarbons
2
IFRS
2
Importers
2
Independent Contractors
2
Informed Consent
2
Infringement
2
Integra
2
Interim Rule
2
Internal Investigations
2
Internet
2
IOSCO
2
IRB
2
Job Offers
2
Land Developers
2
Landlords
2
Law Enforcement
2
Legal Entities
2
Library of Congress
2
Loan Servicer
2
Market Making
2
Meaningful Use
2
Medical Leave
2
Medical Research
2
Memorandum of Understanding
2
Merck
2
Mexico
2
MiFID II
2
Misclassification
2
Model Rules
2
Money Transfer
2
Mortgage Bankers Association
2
Mortgage Brokers
2
Mortgage Servicing Rules
2
Multinationals
2
Municipal Bonds
2
Municipalities
2
NAICS
2
Natural Gas
2
Net Investment Income
2
Non-US Entities
2
Nonbank Firms
2
NTIA
2
OCIE
2
Offshore Funds
2
Oil Spills
2
Paid Leave
2
Part-Time Employees
2
Payment Systems
2
PBGC
2
PCAOB
2
Pension Funds
2
Pension Schemes
2
Personal Information Protection Act
2
Pharmacies
2
Physician Fee Schedule
2
Pilots
2
Police
2
Political Contributions
2
Portability
2
Posting Requirements
2
Prayer
2
Premarket Approval Applications
2
Preponderance of the Evidence
2
Privacy Laws
2
Private Equity Funds
2
Private Letter Rulings
2
Private Right of Action
2
Product Labels
2
Property Owners
2
Proxy Voting Guidelines
2
PRP
2
Public Charities
2
Public Disclosure
2
Public Employees
2
Public Meetings
2
Public Projects
2
Qualified Institutional Buyers
2
Qualified Mortgage Rule
2
Qualified Small Employer Health Reimbursement Plan (QSEHRAs)
2
RAISE Act
2
Real Estate Brokers
2
Real Estate Investments
2
Real Estate Transfers
2
Refugees
2
Registered Investment Advisors
2
Regulation C
2
Regulation S
2
Regulation SCI
2
Religion
2
Religious Discrimination
2
Religious Freedom Restoration Act
2
Repeal
2
Residency Status
2
Resource Extraction
2
Retail Workers
2
Retirement
2
Reversal
2
Risk Assessment
2
Risk Retention
2
RLUIPA
2
RMBS
2
RTO
2
Rule 15B9-1
2
Rule 506
2
Russia
2
Sales Commissions
2
Sales Tax
2
Salespersons
2
Sanctions
2
Scientific Research
2
Section 5
2
Securities Act
2
Securities Regulation
2
Securitization
2
SEFs
2
Self-Insured Health Plans
2
Settlement Agreements
2
Sexual Orientation Discrimination
2
SFC
2
Shareholder Activism
2
Shareholder Proposals
2
Sierra Club
2
SIFIs
2
Singapore
2
Single Family Housing
2
SIP
2
Skilled-Care Providers
2
Sovereign Immunity
2
Sports
2
Spouses
2
State Budgets
2
State Data Breach Notification Statutes
2
Statute of Limitations
2
STEM
2
Stock Appreciation Rights
2
Subsidiaries
2
Subsidies
2
Summary Judgment
2
Sunshine Act
2
Swap Execution Facilities
2
Tax Exempt Entities
2
Teachers
2
Technology Sector
2
Technology Transfer Agreements
2
The Clayton Act
2
The Common Rule
2
Third-Party
2
TILA-RESPA Integrated Disclosure Rule (TRID)
2
Toronto Stock Exchange
2
Trade Associations
2
Trade Restrictions
2
Trademarks
2
Transgender
2
Trucking Industry
2
Trusts
2
TSX Venture Exchange
2
TTB
2
Turkey
2
Underground Injection Wells
2
Unfair or Deceptive Trade Practices
2
Unsolicited Phone Calls
2
Usury
2
Vacated
2
Value-Added Tax
2
Vessels
2
Veterans
2
Visa Waiver Program
2
Volunteers
2
Voting Securities
2
WA Supreme Court
2
Waiting Periods
2
Wal-Mart
2
Warning Labels
2
Water
2
Wellness Programs
2
Whistleblower Protection Policies
2
Written Consent
2
Yahoo!
2
Year-End Planning
1
21st Century Cures Initiative
1
501(c)(4)
1
510(k) RTA
1
Abortion
1
Accounting
1
Accreditation
1
ACLU
1
Acquittals
1
Actual Injuries
1
Ad Valorem Tax
1
Adjudicatory Process
1
Adjustable-Rate Mortgage
1
Adjustment of Status
1
ADLT
1
Administrative Authority
1
Administrative Hearings
1
Administrative Interpretation
1
Admissibility
1
Adverse Action
1
Advisory Contracts
1
Advisory Opinions
1
Advocate General
1
Affiliated-Business Arrangements
1
AFR
1
Agricultural Workers
1
AIF
1
AIFM
1
AIFS
1
Air Cargo
1
Air Carriers
1
Air Traffic Control Systems
1
Airlines
1
Airports
1
Airspace
1
Alternative Fee Arrangements
1
Alternative Investment Funds
1
American Airlines
1
American Bar Association (ABA)
1
Amicus Briefs
1
Amtrak
1
ANDA
1
Annual Regulatory Fees
1
Annuities
1
Anti-Bribery
1
Anti-Doping Issues
1
Anti-Harassment Policies
1
Anti-Kickback Statute
1
Anti-Retaliation Provisions
1
Anticompetitive Agreements
1
Antitrust Division
1
Antitrust Immunity
1
Antitrust Standing
1
Apportionment
1
Arbitration
1
Arbitration Awards
1
Arrangement and Promotion
1
Article III
1
Asia
1
Asset Diversification
1
Asset Stripping
1
Assignments
1
Assisted Living Facility
1
ASTM
1
ASX Listing Rules
1
AT&T
1
AT&T Mobility
1
Athletes
1
Attorney-Client Privilege
1
Audit Committee
1
Audited Financial Statements
1
Auditors
1
Auto Manufacturers
1
Automotive Industry
1
Aviation Industry
1
B-1
1
Bad Actors
1
Baker Hughes
1
Ballast Water Management
1
Ballot Measures
1
Bank Fraud
1
Bank Holding Company Act
1
Bank Notes
1
Bank Secrecy Act
1
Bankruptcy Preferences
1
Barclays
1
Bay Area Air Quality Management District
1
BCBS
1
Benchmarks
1
Bernie Madoff
1
Best Interest Standard
1
Best Practices
1
Bi-Partison Balanced Budget Act (BBA)
1
Bicycles
1
Billboards
1
Bioengineering
1
BitLicense
1
Blogs
1
Blue Laws
1
Board of Education
1
Bona Fide Hedging
1
Bonuses
1
Bravo-Fernandez v United States
1
Bribery
1
BRRD
1
BSA/AML
1
Bureau of Labor Statistics
1
Burwell v Hobby Lobby
1
Business Advice
1
Business Development Companies
1
Business Income
1
Business Ownership
1
Business Privilege
1
Business Taxes
1
Buy America
1
C&DIs
1
Cable Television Providers
1
Cadillac Tax
1
CalPERS
1
Capital Contributions
1
Capital Markets Union
1
Capital Rules
1
Carried Interest
1
Carve Out Provisions
1
Catholic Church
1
Cell Towers
1
Center for Biological Diversity
1
CEQA Reform
1
Certificate of Exemption
1
Certificates of Compliance
1
Certificates of Occupancy
1
Certiorari
1
CFATS
1
CFCs