Browse Related Topics For:

Fiduciary Duty

620
ERISA
605
Breach of Duty
435
Retirement Plan
422
DOL
302
Investment Adviser
268
Board of Directors
238
Employee Benefits
209
401k
205
Benefit Plan Sponsors
187
SEC
180
Conflicts of Interest
155
SCOTUS
150
Shareholder Litigation
149
Best Interest Contract Exemptions
142
Shareholders
122
Class Action
120
Mergers
117
IRA
110
Fiduciary Rule
104
Derivative Suit
98
Corporate Counsel
82
Appeals
82
IRS
77
Trustees
76
Popular
74
Final Rules
73
Financial Institutions
72
Breach of Contract
72
Corporate Governance
72
Limited Liability Company (LLC)
72
Statute of Limitations
71
Business Judgment Rule
64
Broker-Dealer
64
Financial Adviser
63
Directors
63
FIfth Third Bancorp v Dudenhoeffer
62
Corporate Officers
61
ESOP
60
Dodd-Frank
60
Mutual Funds
58
Cybersecurity
58
Disclosure Requirements
58
Enforcement Actions
58
Insurance Industry
55
Controlling Stockholders
55
Insider Trading
55
Stock Drop Litigation
54
Tibble v Edison Int
54
Trump Administration
53
Duty of Loyalty
52
Beneficiaries
51
Acquisitions
51
Aiding and Abetting
51
Commercial Bankruptcy
51
Compliance
51
Excessive Fees
51
FINRA
51
Motion to Dismiss
51
Pensions
51
Trusts
48
Estate Planning
46
DE Supreme Court
46
Fraud
45
Executive Compensation
45
Standing
43
Best Interest Standard
43
Stocks
42
Investment Management
42
Retirement
41
Delaware General Corporation Law
41
Duty of Prudence
40
Affordable Care Act
40
Dismissals
40
Merger Agreements
37
Plan Administrators
37
Pleading Standards
35
Attorney-Client Privilege
35
Life Insurance
35
Personal Liability
35
UK
34
Securities Fraud
34
Settlement
34
Summary Judgment
33
Attorney's Fees
33
Banks
33
Employer Liability Issues
33
Health Insurance
33
Internal Revenue Code (IRC)
32
Bad Faith
32
Creditors
32
Fees
32
Financial Markets
32
Investors
31
Brokers
31
PTEs
31
Retirement Plan Providers
30
Confidential Information
30
Proposed Regulation
29
Data Breach
29
Duty of Care
29
Insolvency
29
Operating Agreements
29
Securities
28
Derivatives
28
TPAs
27
Bylaws
27
Damages
27
EU
27
Healthcare
27
Investment Funds
27
Personal Benefit
27
Professional Liability
27
Standard of Review
26
Forum Selection
26
Publicly-Traded Companies
26
Shareholder Votes
26
Wage and Hour
25
Banking Sector
25
Financial Services Industry
24
Class Certification
24
Investment
23
Digital Assets
23
Hedge Funds
23
Investment Company Act of 1940
23
Misrepresentation
23
Negligence
22
Arbitration
22
Books & Records
22
Disgorgement
22
Misappropriation
22
Oil & Gas
21
403(b) Plans
21
Demand Futility
21
Proxy Statements
21
Reversal
21
Revlon Standard
21
US Bancorp
20
Annuities
20
Burden of Proof
20
Shareholder Rights
20
Third-Party
20
US v Newman
20
Young Lawyers
19
Canada
19
DOJ
19
Illegal Tipping
19
Investment Advisers Act of 1940
19
Lenders
19
Minority Shareholders
19
New Legislation
19
Non-Profits
19
Partnerships
19
Preemption
19
Safe Harbors
18
Covenant of Good Faith and Fair Dealing
18
D&O Insurance
18
Entire Fairness Standard
18
Fee Disclosure
18
OCIE
18
Reporting Requirements
18
Securities Litigation
18
Third-Party Service Provider
18
Whistleblowers
17
CFPB
17
CFTC
17
Closely Held Businesses
17
Defined Benefit Plans
17
Defined Contribution Plans
17
Employer Group Health Plans
17
Fairness Standard
17
Good Faith
17
Municipal Advisers
17
Power of Attorney
17
Private Equity
17
Prohibited Transactions
17
Tippees
16
Appraisal
16
Attorney Malpractice
16
Chapter 11
16
Disclosure-Based Settlements
16
Fee-Shifting
16
Limited Partnerships
16
Preliminary Injunctions
16
Recordkeeping Requirements
15
Disability Benefits
15
Exculpatory Clauses
15
Hiring & Firing
15
Indemnification
15
Mortgages
15
Pleadings
15
Private Equity Funds
15
Securities Exchange Act
15
Self-Dealing
15
Social Media
15
Tortious Interference
15
Unjust Enrichment
14
Arbitration Agreements
14
Data Protection
14
Disclosure
14
Equitable Relief
14
Exemptions
14
FDIC
14
Loans
14
Material Nonpublic Information
14
MSRB
14
Risk Management
14
Scienter
14
Venture Capital
14
Wells Fargo
13
Data Security
13
Due Diligence
13
Duty to Monitor
13
Enforcement
13
Foreclosure
13
HIPAA
13
Jurisdiction
13
Proposed Legislation
13
RMBS
13
Section 36(b)
13
Shareholder Activism
13
Shareholder Approval
13
Trade Secrets
12
Amgen
12
Contract Terms
12
Debtors
12
Dirks v SEC
12
Family Businesses
12
Fifth Third Mortgage Company
12
HHS
12
Multiemployer Plan
12
Nasdaq
12
Penalties
12
Pharmaceutical Industry
12
Preferred Shares
12
Revenue Sharing
12
Startups
12
Universities
12
US v Salman
12
Waivers
12
Wills
11
Auditors
11
Audits
11
Cyber Attacks
11
Decedent Protection
11
Discovery
11
Duty to Disclose
11
EEOC
11
Executors
11
False Claims Act (FCA)
11
Federal Reserve
11
Going-Private Transactions
11
Health Care Providers
11
Independent Director
11
Legislative Agendas
11
Non-Compete Agreements
11
OCC
11
Personal Jurisdiction
11
Plan Participants
11
Punitive Damages
11
Statute of Repose
11
Subsidiaries
11
TX Supreme Court
11
Valuation
11
Wellness Programs
10
Abuse of Discretion
10
Acquisition Agreements
10
ADA
10
Bankruptcy Court
10
Business Litigation
10
Chapter 7
10
Civil Monetary Penalty
10
Corporate Dissolution
10
Criminal Prosecution
10
Denial of Benefits
10
Educational Institutions
10
FCPA
10
Financial Conduct Authority (FCA)
10
First Amendment
10
FLSA
10
Former Employee
10
Fund Managers
10
Gartenberg Factors
10
Hackers
10
Income Taxes
10
OSHA
10
Participant-Directed Plans
10
Presidential Elections
10
Putative Class Actions
10
Regulatory Oversight
10
Say-on-Pay
10
SIFMA
10
Tender Offers
10
Unfair or Deceptive Trade Practices
10
Verizon
9
Administrative Procedure Act
9
Administrative Proceedings
9
Anti-Money Laundering
9
Asset Management
9
Bankruptcy Code
9
Chief Compliance Officers
9
Common Stock
9
EBSA
9
Loss Causation
9
Managers
9
Money Market Funds
9
Mootness
9
Over-Time
9
Partnership Agreements
9
PBGC
9
Personally Identifiable Information
9
Petition for Writ of Certiorari
9
Policies and Procedures
9
Probate
9
Revocable Trusts
9
Securities Violations
9
Shareholders' Agreements
9
Swaps
9
Trulia
9
Unions
9
Yahoo!
8
ALJ
8
Beneficiary Designations
8
Bribery
8
Broker Commissions
8
China
8
Collective Bargaining
8
Comment Period
8
Corporate Charters
8
Debt Collection
8
Distribution Rules
8
Dole Food
8
Due Process
8
Email
8
Employee Stock Purchase Plans
8
Employment Contract
8
Energy Sector
8
Equity Compensation
8
Estate Tax
8
Fair Market Value
8
FinCEN
8
FSOC
8
Injunctions
8
Injunctive Relief
8
Investment Companies
8
IPO
8
JPMorgan Chase
8
Jury Instructions
8
Liability Insurance
8
LLC Agreements
8
Medicaid
8
Motion to Compel
8
Notice Requirements
8
Plan Documents
8
Registered Investment Advisors
8
Reimbursements
8
Reinsurance
8
Remand
8
RICO
8
RULLCA
8
Sanctions
8
Sarbanes-Oxley
8
Stock Purchase Agreement
8
U.S. Treasury
8
UK Brexit
8
White-Collar Exemptions
7
Articles of Incorporation
7
Automotive Industry
7
Bank of America
7
BSA/AML
7
Business Court Division
7
Buy-Out Agreements
7
Caremark claim
7
CEOs
7
Certiorari
7
CMS
7
Commercial Loans
7
Corporate Executives
7
Cyber Crimes
7
Cyber Insurance
7
Employer Mandates
7
Exclusive Forum
7
Failure To State A Claim
7
Field Assistance Bulletins
7
Forfeiture
7
Gross Negligence
7
Health Savings Accounts
7
Hospitals
7
Independent Directors
7
Liquidation
7
Martoma
7
Mary Jo White
7
Medicare
7
Members
7
Minimum Salary
7
Mismanagement
7
New Guidance
7
NLRB
7
OMB
7
Pay Ratio
7
Pension Funds
7
Private Funds
7
Private Right of Action
7
Real Estate Market
7
Section 220 Request
7
Southern California Edison
7
Standard of Care
7
Stock Options
7
Summary Plan Description
7
Unfair Competition
6
Appraisal Rights
6
Australia
6
Bank of New York (BNY) Mellon
6
Bank Secrecy Act
6
Bonds
6
Business Formation
6
Cadillac Tax
6
Change in Control
6
Confidentiality Agreements
6
Constructive Trusts
6
Contract Drafting
6
Corwin Doctrine
6
Cross-Border Transactions
6
Data Privacy
6
Dell
6
Determination Letter
6
Deutsche Bank
6
Divorce
6
Duty to Defend
6
European Securities and Markets Authority (ESMA)
6
Evidence
6
Exceptions
6
Facebook
6
Failure To Disclose
6
FDA
6
Foreign Banks
6
Home Depot
6
Incentives
6
Interest Rates
6
IRA Rollovers
6
Irrevocable Trusts
6
Joint Employers
6
Joint Venture
6
Mandatory Arbitration Clauses
6
Master Limited Partnerships
6
Merrill Lynch
6
Moench Presumption
6
NAIC
6
NC Supreme Court
6
Negligent Misrepresentation
6
Non-Solicitation Agreements
6
NY Supreme Court
6
Omissions
6
Patents
6
Physicians
6
Prejudgment Interest
6
Proposed Amendments
6
Prudent Investor Rule
6
Qualified Retirement Plans
6
Ratification
6
Receivership
6
Religious Institutions
6
Remedies
6
Restructuring
6
Rule 23
6
Sellers
6
Severance Agreements
6
SLUSA
6
Small Business
6
Special Relationship
6
Spouses
6
Supplemental Disclosures
6
Tax Liability
6
Technology Sector
6
Transparency
6
Uniform Trust Code
6
Vesting
6
Wal-Mart
5
Aetna
5
Agents
5
Arbitrary and Capricious
5
Arm's Length Principle
5
Article III
5
Asset Diversification
5
Best Practices
5
Borrowers
5
Business Continuity Plans
5
Buyers
5
C-Suite Executives
5
CA Supreme Court
5
Change of Ownership
5
Charles Schwab
5
Choice of Entity
5
Clawbacks
5
COBRA
5
Community Banks
5
Confidential Communications
5
Corporate Sales Transactions
5
Corruption
5
CT Supreme Court
5
Declaratory Judgments
5
Defalcation Exception
5
Defense Strategies
5
Delays
5
Dissolution
5
Employer Contributions
5
Escrow Accounts
5
Exchange-Traded Products
5
Excise Tax
5
Fair Pay and Safe Workplaces
5
FCRA
5
Fifth Amendment
5
Form 5500
5
Form ADV
5
Fraudulent Transfers
5
Free Speech
5
General Partnerships
5
GINA
5
Governance Standards
5
Guidance Update
5
Hong Kong
5
Human Resources Professionals
5
Incentive Compensation
5
Initial Public Offerings
5
Insurance Litigation
5
Internal Controls
5
Internal Investigations
5
Investment Fraud
5
Investor Protection
5
Jury Verdicts
5
Kickbacks
5
Lehman Brothers
5
Leveraged Buyout
5
Membership Interest
5
Mental Health
5
Montanile v Board of Trustees
5
Multi-Employer Pensions
5
NYSE
5
Obama Administration
5
OFAC
5
Parent Corporation
5
Passwords
5
Pending Legislation
5
Prescription Drugs
5
Presidential Memorandum
5
Proxy Put
5
Proxy Voting Guidelines
5
Public Comment
5
Public Disclosure
5
Public Pension
5
Public Policy
5
Rebuttable Presumptions
5
Regulation A
5
Regulatory Reform
5
Representations and Warranties
5
Reservation of Rights
5
Restitution
5
Restrictive Covenants
5
Retaliation
5
RJ Reynolds
5
Same-Sex Marriage
5
SEC Examination Priorities
5
Section 75-1.1
5
Securities Act of 1933
5
Security-Based Swaps
5
Self-Funded Health Plans
5
Service Agreements
5
Shareholder Demands
5
SIFIs
5
Solicitation
5
Solicitor General
5
Standstill Agreements
5
Stress Tests
5
Subject Matter Jurisdiction
5
Subrogation
5
Target
5
Target Company
5
Tippers
5
Title Insurance
5
Transfer of Assets
5
UFADAA
5
Valeant
5
Venue
5
Virtual Currency
5
Warranties
5
White Collar Crimes
5
Workplace Safety
5
Written Agreements
4
Accountants
4
Actual or Constructive Knowledge
4
Amended Complaints
4
Amgen v Harris
4
Annual Meeting
4
Anthem Insurance
4
Anti-SLAPP
4
Antitrust Investigations
4
Appointments Clause
4
Arbitrators
4
Asset Valuations
4
Auction
4
AXA Equitable Life
4
Blue Cross
4
Brokerage Accounts
4
Business Court
4
Business Taxes
4
Buyouts
4
C&J Energy
4
CalPERS
4
CalSTRS
4
Capital Markets
4
Cease and Desist Orders
4
Choice-of-Law
4
Citigroup
4
Class Action Arbitration Waivers
4
Collateral Estoppel
4
Collective Bargaining Agreements (CBA)
4
Colleges
4
Commercial Court
4
Commercial General Liability Policies
4
Commercial Leases
4
Compensation Committee
4
Complex Corporate Transactions
4
Constitutional Challenges
4
Consumer Bankruptcy
4
Consumer Financial Products
4
Contract Disputes
4
Contract Interpretation
4
Contract Negotiations
4
Contractors
4
Corporate Liability
4
Corporate Taxes
4
Corporate Veil
4
Credit Cards
4
Custodians
4
Deferred Compensation
4
Delaware Limited Liability Company Act
4
Disability
4
Dischargeable Debts
4
Disclaimers
4
Disclosure Settlement
4
Dismissal With Prejudice
4
Disqualification
4
Earn-Outs
4
EMIR
4
Equitable Estoppel
4
Equitable Surcharge
4
Estate Claims
4
ETFs
4
Ethics
4
Executive Orders
4
FDCPA
4
Federal Arbitration Act
4
Federal Contractors
4
Fiduciary Exception
4
FinTech
4
Florida
4
Foreign Corporations
4
Foreign Investment
4
General Partner
4
Health Plan Sponsors
4
Healthcare Reform
4
Homeowners Association (HOA)
4
Hostile Takeover
4
Indemnification Clauses
4
Independent Boards
4
Industry Examinations
4
Inside Information
4
Insurance Agents
4
Intentional Infliction of Emotional Distress
4
Internet
4
Intra-Family Loans
4
Inversion
4
Investment Portfolios
4
IOSCO
4
ISS
4
Legal Fees
4
LGBT
4
Listing Standards
4
Litigation Strategies
4
LLPs
4
Marketing
4
Meals-Gifts-and Entertainment Rules
4
Medical Marijuana
4
Mental Health Parity Rule
4
Mineral Leases
4
Minimum Wage
4
Morgan Stanley
4
Mortgage Lenders
4
Motion for Summary Judgment
4
Motion To Stay
4
NLRA
4
Non-Public Information
4
NYDFS
4
OIG
4
Out of Network Provider
4
Overpayment
4
Pay or Play
4
Payday Loans
4
PCAOB
4
Pension Benefits Act
4
PHI
4
Policy Limits
4
Portfolio Managers
4
Principal Transaction Exemption
4
Proxy Access
4
Purchase Agreement
4
QDRO
4
Quid Pro Quo
4
Regulatory Standards
4
REIT
4
Removal
4
Reorganizations
4
Repeal
4
Restricted Stocks
4
Retained Asset Accounts
4
Revlon
4
Risk Assessment
4
Sale of Assets
4
Section 162(m)
4
Section 409A
4
Shareholder Proposals
4
Singapore
4
Spinoffs
4
Split of Authority
4
Stark Law
4
State Law Claims
4
Summary of Benefits and Coverage
4
Surviving Spouse
4
Tax Credits
4
Tax Exemptions
4
Tax Returns
4
TCPA
4
Tesla
4
Transaction Fees
4
Truth in Lending Act (TILA)
4
Vendors
4
Walgreens
4
WARN Act
4
Websites
4
Whistleblower Awards
4
Whistleblower Protection Policies
4
Wire Fraud
4
Withdrawal Liability
4
Workplace Injury
4
Zillow
3
Accredited Investors
3
Administrative Appointments
3
Affidavits
3
Affirmative Defenses
3
Amended Legislation
3
American Rule
3
Annual Reports
3
Anti-Assignment Clauses
3
Anti-Retaliation Provisions
3
Appropriations Bill
3
Arbitration Awards
3
ASIC
3
Audit Committee
3
B Corporation
3
Bank Holding Company
3
Basel Committee
3
Beneficial Owner
3
Berkshire Hathaway
3
Big Data
3
Bitcoin
3
Blue Shield
3
Board of Trustees
3
Boeing
3
Burwell v Hobby Lobby
3
Business Advice
3
Business Valuations
3
C-Corporation
3
Capital Formation
3
Captive Insurance Company
3
Carve Out Provisions
3
Causation
3
Cause of Action Accrual
3
Chamber of Commerce
3
Charitable Trusts
3
Churches
3
CIGNA
3
CIGNA v Amara
3
Claim Denial Letters
3
Coercion
3
Commercial Insurance Policies
3
Compensation & Benefits
3
Compensation Agreements
3
Competition
3
Conservators
3
Construction Contracts
3
Consultants
3
Contraceptive Coverage Mandate
3
Corporate Restructuring
3
Corporate Social Responsibility
3
Covered Entities
3
Covered Transactions
3
Credit Agreements
3
Cyber Threats
3
Debtors-in-Possession
3
Disability Insurance
3
Discrimination
3
Disney
3
Divestment
3
Document Productions
3
EBA
3
Economic Loss Doctrine
3
Economically Targeted Investments
3
Elder Issues
3
Electronically Stored Information
3
Employee Contributions
3
Employment Discrimination
3
Engagement Letters
3
Exhaustion Doctrine
3
Expert Testimony
3
False Statements
3
Federal Rule 12(b)(6)
3
FICA Taxes
3
Fidelity Investments
3
Filing Requirements
3
Financial Statements
3
FIRREA
3
Food Manufacturers
3
Form N-Cen
3
Form N-PORT
3
Former Employer
3
Fraud-on-the-Market
3
Fraudulent Concealment
3
FTC
3
Fund Sponsors
3
Gender-Based Pay Discrimination
3
Gobeille v Liberty Mutual Insurance Com.
3
Golden Leash Arrangements
3
Goldman Sachs
3
Google
3
Government Investigations
3
GRATs
3
Halliburton v Erica P. John Fund
3
Heirs
3
HSBC
3
Impartiality
3
In Pari Delicto
3
Indalex
3
Indemnity Agreements
3
Indictments
3
Inheritance
3
Inspection Rights
3
Insurance Brokers
3
Intellectual Property Protection
3
International Litigation
3
Investment Banks
3
Irreparable Harm
3
ISDA
3
Jerry Brown
3
Joint and Several Liability
3
Judicial Review
3
Justifiable Reliance
3
Kodak
3
Labor Law Violations
3
Liens
3
Limited Liability Act
3
Limited Liability Partnerships
3
Limited Partnership Agreements
3
Liquidity
3
Litigation Fees & Costs
3
Loan Agreements
3
Lockheed Martin
3
M&G Polymers v Tackett
3
Management Fees
3
Managing Members
3
Manufacturers
3
Marriage
3
Medical Malpractice
3
Mexico
3
Misclassification
3
Mortgage Servicers
3
Native American Issues
3
Netflix
3
New Amendments
3
NIST
3
NPRM
3
NRSRO
3
Omnicare
3
Ontario Securities Commission (OSC)
3
Opt-Outs
3
OVDP
3
Oversight Committee
3
Patent Litigation
3
Pay-for-Performance
3
Persuader Rules
3
Pipelines
3
Ponzi Scheme
3
Preponderance of the Evidence
3
Presidential Nominations
3
Private Investment Funds
3
Probate Code
3
Professional Negligence
3
Property Insurance
3
Prospectus
3
Proxy Advisors
3
Public Benefit Corporation
3
Qualified Benefit Plans
3
Qui Tam
3
Real Estate Transactions
3
Real Estate Transfers
3
Referendums
3
Registration Statement
3
Regulation D
3
Regulatory Agenda
3
Request For Information
3
Rescission
3
Retail Investors
3
Reverse Triangular Mergers
3
RI Supreme Court
3
Risk Mitigation
3
Roth IRA
3
S-Corporation
3
Sales Commissions
3
Section 404
3
Section 510
3
Service Contracts
3
Settlement Agreements
3
Settlement Offer
3
Severance Pay
3
Short-Form Mergers
3
Sick Leave
3
Silica
3
Sovereign Immunity
3
Special Committees
3
State and Local Government
3
Stock Float
3
Stock Markets
3
Stock Sale Agreements
3
Stock-for-Stock Merger
3
Structured Financial Products
3
Subcontractors
3
Subprime Mortgages
3
Successors
3
Sun Capital Partners
3
Swap Dealers
3
Swap Execution Facilities
3
Swiss Banks
3
Tax Deductions
3
Tax Exempt Entities
3
Telecommunications
3
Termination
3
TILA-RESPA Integrated Disclosure Rule (TRID)
3
Title VII
3
TRO
3
Trust Distributions
3
Trust Protector Actions
3
Unconscionable Contracts
3
Unenforceable Contract Terms
3
Uniform Commercial Code (UCC)
3
Union Elections
3
Vacated
3
Vanguard
3
Variable Annuities
3
Vested Benefits
3
Void and Unenforceable
3
Volcker Rule
3
Waste
3
Willful Misconduct
2
501(c)(3)
2
AARP
2
ACOs
2
Acquisition Finance
2
Actual Damages
2
Actual Injuries
2
Actual Malice
2
Administrative Authority
2
Administrative Interpretation
2
Admissibility
2
Advertising
2
Affirmative Action
2
AFR
2
Age Discrimination
2
AIFMD
2
AIG
2
Aircraft Sales
2
Alimony
2
Allergan Inc
2
Allocation of Funds
2
Alternative Payment Models (APM)
2
Ambiguous
2
American Bankers Association
2
Antitrust Provisions
2
Arbitrage
2
Argentina
2
Arms Length Transactions
2
Asia
2
Asset Seizure
2
Asset-Backed Securities
2
Assignees
2
Assignments
2
Attorney Generals
2
Auto Insurance
2
Avon
2
Background Checks
2
Bailout
2
Balance Sheets
2
Bank Accounts