Browse Related Topics For:

Fiduciary Duty

593
ERISA
539
Breach of Duty
404
Retirement Plan
400
DOL
282
Investment Adviser
254
Board of Directors
217
Employee Benefits
199
401k
197
Benefit Plan Sponsors
178
SEC
171
Conflicts of Interest
154
SCOTUS
141
Shareholder Litigation
135
Shareholders
131
Best Interest Contract Exemptions
118
Class Action
114
IRA
112
Mergers
98
Derivative Suit
97
Corporate Counsel
93
Fiduciary Rule
76
Appeals
75
IRS
73
Final Rules
72
Trustees
71
Corporate Governance
71
Popular
70
Statute of Limitations
68
Business Judgment Rule
65
Limited Liability Company (LLC)
63
FIfth Third Bancorp v Dudenhoeffer
63
Financial Adviser
62
Broker-Dealer
61
Breach of Contract
59
Corporate Officers
59
Directors
59
Dodd-Frank
59
ESOP
57
Cybersecurity
56
Insurance Industry
56
Mutual Funds
55
Enforcement Actions
55
Stock Drop Litigation
53
Disclosure Requirements
52
Tibble v Edison Int
51
Beneficiaries
51
Compliance
51
Controlling Stockholders
51
Duty of Loyalty
51
Pensions
50
FINRA
50
Trump Administration
50
Trusts
48
Acquisitions
48
Excessive Fees
46
DE Supreme Court
46
Insider Trading
46
Motion to Dismiss
45
Aiding and Abetting
45
Commercial Bankruptcy
45
Executive Compensation
45
Financial Institutions
44
Best Interest Standard
44
Fraud
44
Standing
43
Estate Planning
42
Retirement
40
Duty of Prudence
39
Stocks
38
Affordable Care Act
38
Delaware General Corporation Law
38
Merger Agreements
37
Dismissals
36
Plan Administrators
36
Pleading Standards
34
Life Insurance
34
Personal Liability
33
Employer Liability Issues
33
Internal Revenue Code (IRC)
33
Settlement
32
Attorney's Fees
32
Attorney-Client Privilege
32
Investment Management
32
Investors
32
UK
31
Fees
31
PTEs
30
Bad Faith
30
Brokers
30
Creditors
30
Health Insurance
30
Proposed Regulation
30
Retirement Plan Providers
30
Summary Judgment
29
Banks
29
Financial Markets
28
Confidential Information
28
Data Breach
28
Derivatives
28
Financial Sector
28
Securities Fraud
27
Damages
27
Healthcare
27
Insolvency
27
Securities
27
Standard of Review
26
Bylaws
26
Duty of Care
26
EU
26
Professional Liability
26
TPAs
26
Wage and Hour
25
Investment Funds
25
Publicly-Traded Companies
25
Shareholder Votes
24
Class Certification
24
Investment
23
Investment Company Act of 1940
23
Misrepresentation
22
Digital Assets
22
Hedge Funds
22
Operating Agreements
21
Disgorgement
21
Misappropriation
21
Negligence
21
Proxy Statements
21
Revlon Standard
21
US Bancorp
20
Banking Sector
20
Books & Records
20
Burden of Proof
20
Demand Futility
20
Personal Benefit
20
Shareholder Rights
20
Young Lawyers
19
Annuities
19
DOJ
19
Forum Selection
19
Preemption
19
Safe Harbors
19
Third-Party
18
403(b) Plans
18
Arbitration
18
Fee Disclosure
18
Minority Shareholders
18
New Legislation
18
Non-Profits
18
OCIE
18
Oil & Gas
18
Third-Party Service Provider
18
Whistleblowers
17
CFPB
17
CFTC
17
Defined Benefit Plans
17
Defined Contribution Plans
17
Employer Group Health Plans
17
Entire Fairness Standard
17
Fairness Standard
17
Financial Services Industry
17
Investment Advisers Act of 1940
17
Lenders
17
Municipal Advisers
17
Reporting Requirements
17
Securities Litigation
16
Attorney Malpractice
16
Canada
16
Closely Held Businesses
16
Covenant of Good Faith and Fair Dealing
16
Disclosure-Based Settlements
16
Limited Partnerships
16
Partnerships
16
Preliminary Injunctions
16
Private Equity
16
Recordkeeping Requirements
16
Reversal
16
Tippees
15
Chapter 11
15
D&O Insurance
15
Fee-Shifting
15
Good Faith
15
Hiring & Firing
15
Indemnification
15
Mortgages
15
Pleadings
15
Power of Attorney
15
Private Equity Funds
15
Social Media
15
US v Newman
14
Appraisal
14
Data Protection
14
Disability Benefits
14
Disclosure
14
Loans
14
Material Nonpublic Information
14
MSRB
14
Securities Exchange Act
14
Self-Dealing
14
Unjust Enrichment
13
Data Security
13
Due Diligence
13
Duty to Monitor
13
Enforcement
13
Equitable Relief
13
Exculpatory Clauses
13
FDIC
13
Foreclosure
13
HIPAA
13
Risk Management
13
RMBS
13
Shareholder Activism
13
Wells Fargo
12
Amgen
12
Arbitration Agreements
12
Exemptions
12
Family Businesses
12
Fifth Third Mortgage Company
12
HHS
12
Jurisdiction
12
Proposed Legislation
12
Revenue Sharing
12
Scienter
12
Section 36(b)
12
Shareholder Approval
12
Tortious Interference
12
Trade Secrets
12
Universities
11
Auditors
11
Debtors
11
Discovery
11
Federal Reserve
11
Going-Private Transactions
11
Illegal Tipping
11
Independent Director
11
Multiemployer Plan
11
Nasdaq
11
Penalties
11
Prohibited Transactions
11
Startups
11
Statute of Repose
11
Valuation
11
Venture Capital
11
Wellness Programs
11
Wills
10
Abuse of Discretion
10
Acquisition Agreements
10
ADA
10
Audits
10
Bankruptcy Court
10
Civil Monetary Penalty
10
Criminal Prosecution
10
Cyber Attacks
10
Denial of Benefits
10
Duty to Disclose
10
EEOC
10
Executors
10
False Claims Act (FCA)
10
First Amendment
10
FLSA
10
Fund Managers
10
Health Care Providers
10
Income Taxes
10
Legislative Agendas
10
Non-Compete Agreements
10
OCC
10
OSHA
10
Participant-Directed Plans
10
Personal Jurisdiction
10
Plan Participants
10
Preferred Shares
10
Presidential Elections
10
Punitive Damages
10
Putative Class Actions
10
Say-on-Pay
10
SIFMA
10
Subsidiaries
10
Tender Offers
10
TX Supreme Court
10
Unfair or Deceptive Trade Practices
10
Waivers
9
Administrative Procedure Act
9
Anti-Money Laundering
9
Asset Management
9
Bankruptcy Code
9
Chapter 7
9
Chief Compliance Officers
9
Common Stock
9
Decedent Protection
9
EBSA
9
Educational Institutions
9
FCPA
9
Former Employee
9
Gartenberg Factors
9
Hackers
9
Loss Causation
9
Money Market Funds
9
Mootness
9
Over-Time
9
PBGC
9
Petition for Writ of Certiorari
9
Pharmaceutical Industry
9
Policies and Procedures
9
Probate
9
Revocable Trusts
9
Shareholders' Agreements
9
Swaps
9
Trulia
9
Unions
9
Verizon
9
Yahoo!
8
Administrative Proceedings
8
Broker Commissions
8
Business Litigation
8
Collective Bargaining
8
Comment Period
8
Corporate Charters
8
Corporate Dissolution
8
Debt Collection
8
Distribution Rules
8
Dole Food
8
Due Process
8
Equity Compensation
8
FinCEN
8
FSOC
8
Injunctions
8
Injunctive Relief
8
Investment Companies
8
IPO
8
JPMorgan Chase
8
LLC Agreements
8
Medicaid
8
Notice Requirements
8
Partnership Agreements
8
Personally Identifiable Information
8
Registered Investment Advisors
8
Regulatory Oversight
8
Reimbursements
8
Reinsurance
8
RICO
8
RULLCA
8
Sanctions
8
Sarbanes-Oxley
8
Securities Violations
8
Stock Purchase Agreement
8
U.S. Treasury
8
White-Collar Exemptions
7
ALJ
7
Bank of America
7
BSA/AML
7
Business Court Division
7
Buy-Out Agreements
7
Caremark claim
7
CEOs
7
Certiorari
7
China
7
CMS
7
Contract Terms
7
Corporate Executives
7
Email
7
Employee Stock Purchase Plans
7
Estate Tax
7
Exclusive Forum
7
Fair Market Value
7
Financial Conduct Authority (FCA)
7
Forfeiture
7
Gross Negligence
7
Health Savings Accounts
7
Hospitals
7
Independent Directors
7
Liability Insurance
7
Mary Jo White
7
Medicare
7
Minimum Salary
7
New Guidance
7
Pay Ratio
7
Pension Funds
7
Plan Documents
7
Private Funds
7
Real Estate Market
7
Southern California Edison
7
Standard of Care
7
Stock Options
7
UK Brexit
7
Unfair Competition
6
Appraisal Rights
6
Articles of Incorporation
6
Bank of New York (BNY) Mellon
6
Bank Secrecy Act
6
Beneficiary Designations
6
Bonds
6
Bribery
6
Business Formation
6
Cadillac Tax
6
Change in Control
6
Confidentiality Agreements
6
Cyber Crimes
6
Cyber Insurance
6
Data Privacy
6
Dell
6
Deutsche Bank
6
Dirks v SEC
6
Divorce
6
Employer Mandates
6
Employment Contract
6
Energy Sector
6
European Securities and Markets Authority (ESMA)
6
Exceptions
6
Facebook
6
Failure To Disclose
6
Failure To State A Claim
6
FDA
6
Field Assistance Bulletins
6
Foreign Banks
6
Home Depot
6
Incentives
6
IRA Rollovers
6
Irrevocable Trusts
6
Joint Venture
6
Liquidation
6
Managers
6
Mandatory Arbitration Clauses
6
Master Limited Partnerships
6
Merrill Lynch
6
Mismanagement
6
Moench Presumption
6
NAIC
6
NLRB
6
NY Supreme Court
6
Omissions
6
Prejudgment Interest
6
Private Right of Action
6
Proposed Amendments
6
Prudent Investor Rule
6
Qualified Retirement Plans
6
Ratification
6
Receivership
6
Religious Institutions
6
Remand
6
Remedies
6
Restructuring
6
SLUSA
6
Small Business
6
Spouses
6
Summary Plan Description
6
Supplemental Disclosures
6
Tax Liability
6
Transparency
6
US v Salman
6
Vesting
6
Wal-Mart
5
Agents
5
Arm's Length Principle
5
Asset Diversification
5
Australia
5
Borrowers
5
Business Continuity Plans
5
C-Suite Executives
5
CA Supreme Court
5
Change of Ownership
5
Charles Schwab
5
Choice of Entity
5
COBRA
5
Community Banks
5
Confidential Communications
5
Constructive Trusts
5
Contract Drafting
5
Corwin Doctrine
5
Cross-Border Transactions
5
CT Supreme Court
5
Declaratory Judgments
5
Defalcation Exception
5
Determination Letter
5
Duty to Defend
5
Employer Contributions
5
Evidence
5
Exchange-Traded Products
5
Excise Tax
5
Fair Pay and Safe Workplaces
5
FCRA
5
Fifth Amendment
5
Form 5500
5
Form ADV
5
Forum Selection Clause
5
Fraudulent Transfers
5
Free Speech
5
General Partnerships
5
GINA
5
Governance Standards
5
Guidance Update
5
Hong Kong
5
Incentive Compensation
5
Initial Public Offerings
5
Insurance Litigation
5
Interest Rates
5
Internal Controls
5
Investment Fraud
5
Investor Protection
5
Joint Employers
5
Jury Verdicts
5
Kickbacks
5
Lehman Brothers
5
Leveraged Buyout
5
Members
5
Mental Health
5
Montanile v Board of Trustees
5
Motion to Compel
5
NC Supreme Court
5
Negligent Misrepresentation
5
Non-Solicitation Agreements
5
NYSE
5
Obama Administration
5
OFAC
5
OMB
5
Passwords
5
Patents
5
Pending Legislation
5
Physicians
5
Prescription Drugs
5
Proxy Put
5
Proxy Voting Guidelines
5
Public Disclosure
5
Public Pension
5
Public Policy
5
Rebuttable Presumptions
5
Regulation A
5
Representations and Warranties
5
Reservation of Rights
5
Retaliation
5
RJ Reynolds
5
Rule 23
5
Same-Sex Marriage
5
SEC Examination Priorities
5
Section 220 Request
5
Section 75-1.1
5
Securities Act of 1933
5
Security-Based Swaps
5
Self-Funded Health Plans
5
Sellers
5
Service Agreements
5
Severance Agreements
5
Shareholder Demands
5
SIFIs
5
Solicitor General
5
Standstill Agreements
5
Subject Matter Jurisdiction
5
Subrogation
5
Target
5
Target Company
5
Technology Sector
5
Title Insurance
5
UFADAA
5
Uniform Trust Code
5
Valeant
5
Virtual Currency
5
Warranties
5
Workplace Safety
4
Accountants
4
Actual or Constructive Knowledge
4
Aetna
4
Amended Complaints
4
Amgen v Harris
4
Annual Meeting
4
Anthem Insurance
4
Anti-SLAPP
4
Appointments Clause
4
Arbitrary and Capricious
4
Arbitrators
4
Article III
4
Asset Valuations
4
AXA Equitable Life
4
Best Practices
4
Blue Cross
4
Brokerage Accounts
4
Business Court
4
Business Taxes
4
Buyers
4
Buyouts
4
C&J Energy
4
CalPERS
4
CalSTRS
4
Capital Markets
4
Cease and Desist Orders
4
Citigroup
4
Clawbacks
4
Collateral Estoppel
4
Collective Bargaining Agreements (CBA)
4
Colleges
4
Commercial General Liability Policies
4
Compensation Committee
4
Complex Corporate Transactions
4
Constitutional Challenges
4
Consumer Bankruptcy
4
Consumer Financial Products
4
Contract Disputes
4
Contract Interpretation
4
Contract Negotiations
4
Contractors
4
Corporate Liability
4
Corporate Sales Transactions
4
Corporate Taxes
4
Corporate Veil
4
Corruption
4
Credit Cards
4
Custodians
4
Deferred Compensation
4
Delaware Limited Liability Company Act
4
Disability
4
Dischargeable Debts
4
Disclosure Settlement
4
Dismissal With Prejudice
4
Disqualification
4
Dissolution
4
Earn-Outs
4
EMIR
4
Equitable Surcharge
4
Escrow Accounts
4
Estate Claims
4
ETFs
4
Ethics
4
Executive Orders
4
FDCPA
4
Federal Arbitration Act
4
Fiduciary Exception
4
FinTech
4
Florida
4
Foreign Corporations
4
General Partner
4
Health Plan Sponsors
4
Human Resources Professionals
4
Independent Boards
4
Industry Examinations
4
Inside Information
4
Insurance Agents
4
Internal Investigations
4
Internet
4
Inversion
4
Investment Portfolios
4
ISS
4
Legal Fees
4
LGBT
4
Listing Standards
4
LLPs
4
Marketing
4
Meals-Gifts-and Entertainment Rules
4
Medical Marijuana
4
Membership Interest
4
Mental Health Parity Rule
4
Mineral Leases
4
Minimum Wage
4
Morgan Stanley
4
Motion for Summary Judgment
4
Motion To Stay
4
Multi-Employer Pensions
4
NLRA
4
Non-Public Information
4
NYDFS
4
OIG
4
Out of Network Provider
4
Overpayment
4
Parent Corporation
4
Pay or Play
4
Payday Loans
4
Pension Benefits Act
4
PHI
4
Policy Limits
4
Portfolio Managers
4
Presidential Memorandum
4
Public Comment
4
QDRO
4
Quid Pro Quo
4
Regulatory Reform
4
Regulatory Standards
4
Removal
4
Restitution
4
Restricted Stocks
4
Restrictive Covenants
4
Retained Asset Accounts
4
Revlon
4
Risk Assessment
4
Sale of Assets
4
Section 162(m)
4
Section 409A
4
Shareholder Proposals
4
Solicitation
4
Split of Authority
4
Stark Law
4
Stress Tests
4
Surviving Spouse
4
Tax Credits
4
Tax Returns
4
TCPA
4
Tesla
4
Tippers
4
Transaction Fees
4
Truth in Lending Act (TILA)
4
Vendors
4
Venue
4
Walgreens
4
Whistleblower Awards
4
Whistleblower Protection Policies
4
White Collar Crimes
4
Wire Fraud
4
Withdrawal Liability
4
Workplace Injury
4
Zillow
3
Accredited Investors
3
Affidavits
3
Affirmative Defenses
3
American Rule
3
Anti-Retaliation Provisions
3
Antitrust Investigations
3
Appropriations Bill
3
ASIC
3
Auction
3
Audit Committee
3
Auto Manufacturers
3
Automotive Industry
3
B Corporation
3
Bank Holding Company
3
Basel Committee
3
Beneficial Owner
3
Berkshire Hathaway
3
Big Data
3
Bitcoin
3
Blue Shield
3
Boeing
3
Burwell v Hobby Lobby
3
Business Advice
3
Business Valuations
3
C-Corporation
3
Capital Formation
3
Captive Insurance Company
3
Causation
3
Cause of Action Accrual
3
Chamber of Commerce
3
Charitable Trusts
3
Choice-of-Law
3
Churches
3
CIGNA
3
CIGNA v Amara
3
Claim Denial Letters
3
Class Action Arbitration Waivers
3
Coercion
3
Commercial Leases
3
Commercial Loans
3
Compensation Agreements
3
Competition
3
Conservators
3
Construction Contracts
3
Consultants
3
Contraceptive Coverage Mandate
3
Covered Entities
3
Covered Transactions
3
Credit Agreements
3
Cyber Threats
3
Defense Strategies
3
Delays
3
Disability Insurance
3
Disclaimers
3
Discrimination
3
Divestment
3
Document Productions
3
EBA
3
Economic Loss Doctrine
3
Economically Targeted Investments
3
Employee Contributions
3
Employment Discrimination
3
Engagement Letters
3
Equitable Estoppel
3
Expert Testimony
3
False Statements
3
Federal Contractors
3
Federal Rule 12(b)(6)
3
FICA Taxes
3
Fidelity Investments
3
Fiduciary Liability
3
Filing Requirements
3
Financial Statements
3
FIRREA
3
Food Manufacturers
3
Foreign Investment
3
Form N-Cen
3
Form N-PORT
3
Former Employer
3
Fraud-on-the-Market
3
Fraudulent Concealment
3
Fund Sponsors
3
Gender-Based Pay Discrimination
3
Gobeille v Liberty Mutual Insurance Com.
3
Golden Leash Arrangements
3
Goldman Sachs
3
Google
3
Government Investigations
3
Halliburton v Erica P. John Fund
3
Healthcare Reform
3
Heirs
3
Hostile Takeover
3
HSBC
3
Impartiality
3
In Pari Delicto
3
Indalex
3
Indemnity Agreements
3
Indictments
3
Inheritance
3
Insurance Brokers
3
Intentional Infliction of Emotional Distress
3
Intra-Family Loans
3
Investment Banks
3
IOSCO
3
Irreparable Harm
3
ISDA
3
Jerry Brown
3
Joint and Several Liability
3
Judicial Review
3
Justifiable Reliance
3
Kodak
3
Labor Law Violations
3
Liens
3
Limited Liability Act
3
Limited Liability Partnerships
3
Limited Partnership Agreements
3
Liquidity
3
Litigation Fees & Costs
3
Lockheed Martin
3
M&G Polymers v Tackett
3
Marriage
3
Mexico
3
Misclassification
3
Mortgage Lenders
3
Mortgage Servicers
3
Native American Issues
3
New Amendments
3
NIST
3
NPRM
3
NRSRO
3
Omnicare
3
Ontario Securities Commission (OSC)
3
Opt-Outs
3
OVDP
3
Oversight Committee
3
Pay-for-Performance
3
PCAOB
3
Persuader Rules
3
Preponderance of the Evidence
3
Presidential Nominations
3
Private Investment Funds
3
Professional Negligence
3
Property Insurance
3
Prospectus
3
Proxy Access
3
Proxy Advisors
3
Public Benefit Corporation
3
Purchase Agreement
3
Qualified Benefit Plans
3
Qui Tam
3
Real Estate Transactions
3
Real Estate Transfers
3
Referendums
3
Registration Statement
3
Regulation D
3
Regulatory Agenda
3
REIT
3
Reorganizations
3
Repeal
3
Rescission
3
Retail Investors
3
Reverse Triangular Mergers
3
RI Supreme Court
3
Risk Mitigation
3
Roth IRA
3
S-Corporation
3
Section 404
3
Section 510
3
Service Contracts
3
Settlement Agreements
3
Settlement Offer
3
Sick Leave
3
Silica
3
Singapore
3
Sovereign Immunity
3
Special Committees
3
Spinoffs
3
State Law Claims
3
Stock Float
3
Stock Markets
3
Stock Sale Agreements
3
Stock-for-Stock Merger
3
Structured Financial Products
3
Subcontractors
3
Subprime Mortgages
3
Successors
3
Summary of Benefits and Coverage
3
Sun Capital Partners
3
Swap Dealers
3
Swap Execution Facilities
3
Swiss Banks
3
Tax Deductions
3
Tax Exempt Entities
3
Tax Exemptions
3
Telecommunications
3
Termination
3
TILA-RESPA Integrated Disclosure Rule (TRID)
3
Title VII
3
Transfer of Assets
3
TRO
3
Trust Distributions
3
Trust Protector Actions
3
Uniform Commercial Code (UCC)
3
Union Elections
3
Vacated
3
Vanguard
3
Variable Annuities
3
Vested Benefits
3
Void and Unenforceable
3
Volcker Rule
3
WARN Act
3
Waste
3
Websites
3
Willful Misconduct
2
AARP
2
ACOs
2
Acquisition Finance
2
Actual Damages
2
Actual Injuries
2
Actual Malice
2
Administrative Appointments
2
Administrative Authority
2
Administrative Interpretation
2
Admissibility
2
Advertising
2
Affirmative Action
2
AFR
2
Age Discrimination
2
AIFMD
2
AIG
2
Aircraft Sales
2
Alimony
2
Allergan Inc
2
Allocation of Funds
2
Alternative Payment Models (APM)
2
Amended Legislation
2
American Bankers Association
2
Annual Reports
2
Anti-Assignment Clauses
2
Antitrust Provisions
2
Arbitrage
2
Arbitration Awards
2
Argentina
2
Arms Length Transactions
2
Asia
2
Asset Seizure
2
Asset-Backed Securities
2
Assignees
2
Assignments
2
Attorney Generals
2
Auto Insurance
2
Avon
2
Background Checks
2
Bailout
2
Balance Sheets
2
Bank Accounts
2
Bank of England
2
Barclays
2
Bear Sterns
2
Benchmarking
2
Benchmarks
2
Benefit Plan Reimbursements
2
BitLicense
2
Blacklist
2
BlackRock
2
Board of Trustees
2
Bonuses
2
Breach Notification Rule
2
Breach of Implied Contract
2
Browning-Ferris Industries of California Inc.
2
Burden-Shifting
2
Business Associates
2
Business Conduct Standards
2
Business Development
2
Business Development Companies
2
Business Entities
2
Business Opportunities
2
CAFA
2
Capital Contributions
2
Capital Raising
2
Capital Requirements
2
Capital Rules
2
Car Accident
2
Carve Out Provisions
2
CCPs
2
Celera
2
Certificates of Incorporation
2
CFIUS
2
CFOs
2
CFPA
2
Chadbourne & Parke LLP v Troice
2
Charter Communications
2
Chevron
2
Chevron Deference
2
Child Support
2
CHIP