Browse Related Topics For:

Hedge Funds

114
SEC
50
Insider Trading
48
Dodd-Frank
46
Private Equity
38
Securities
35
Compliance
34
Investment Adviser
34
Securities Fraud
29
Portfolio Managers
28
Enforcement Actions
28
Material Nonpublic Information
28
Volcker Rule
26
Enforcement
25
CFTC
25
Illegal Tipping
25
US v Newman
23
Banks
23
Private Equity Funds
19
Federal Reserve
19
Personal Benefit
18
EU
16
Derivatives
15
Fiduciary Duty
15
Investors
14
Investment Funds
14
Whistleblowers
13
FINRA
12
FDIC
12
Rule 10b-5
11
Financial Regulatory Reform
11
Fraud
11
Proprietary Trading
11
Reporting Requirements
10
Settlement
9
Asset Management
9
Banking Sector
9
DOJ
9
Investment Advisers Act of 1940
9
Investment Management
9
IRS
9
OCIE
8
ESMA
8
JOBS Act
7
AIFMD
7
China
7
FCPA
7
Fund Managers
7
Mutual Funds
7
OCC
7
Offshore Funds
7
Popular
6
Alternative Investment Funds
6
Broker-Dealer
6
Collateralized Debt Obligations
6
FATCA
6
General Solicitation
6
Retaliation
6
Whistleblower Awards
5
Audits
5
Chief Compliance Officers
5
Conflicts of Interest
5
Corporate Governance
5
Dell
5
Foreign Investment
5
FSOC
5
Liquidation
5
Nvidia
5
Ponzi Scheme
5
Private Investment Funds
5
Risk Management
5
Rule 506 Offerings
5
Shareholder Rights
5
Shareholders
4
Advertising
4
Anti-Retaliation Provisions
4
Board of Directors
4
Carried Interest
4
CFPB
4
Commodities
4
Covered Banking Entity
4
CPO
4
Disclosure Requirements
4
Disgorgement
4
Due Diligence
4
ERISA
4
Exemptions
4
Hostile Takeover
4
Income Taxes
4
Investigations
4
Market Making
4
Marketing
4
Misappropriation
4
NAIC
4
Pay-To-Play
4
Petition For Rehearing
4
Private Funds
4
Private Placements
4
Publicly-Traded Companies
4
Regulation D
4
Risk Assessment
4
SCOTUS
4
Securities Exchange Act
4
Securities Litigation
4
Shareholder Activism
4
Shareholder Litigation
4
Short Sales
4
SIFIs
4
Sovereign Debt
4
Stocks
4
Strategic Enforcement Plan
4
Swaps
4
Trust Preferred Securities
4
UK
4
Valuation
4
Venture Capital
3
Accredited Investors
3
Acquisitions
3
AIFM
3
Appeals
3
Asset Valuations
3
Basel Committee
3
Bear Sterns
3
Bernie Madoff
3
Bonds
3
Breach of Duty
3
Brokers
3
CCPs
3
Civil Monetary Penalty
3
Corporate Counsel
3
Criminal Prosecution
3
Custody Rule
3
Deferred Compensation
3
EMIR
3
En Banc Review
3
FCA
3
Financial Institutions
3
Foreign Official
3
Futures
3
Investment Company Act of 1940
3
Investment Fund Vehicles
3
IRC
3
Limited Partnerships
3
Loans
3
Managers
3
Money Laundering
3
Neither Admit Nor Deny Settlements
3
Pensions
3
Poison Pill
3
Raj Rajaratnam
3
Sanctions
3
Tax Reform
3
Technology
2
Allergan Inc
2
Alternative Investment Fund Managers Directive
2
Assignments
2
Auditors
2
Australia
2
Bank Holding Company Act
2
Banking Crisis
2
Basel III
2
Bribery
2
C-Suite Executives
2
Camp Draft
2
Canada
2
Capital Markets
2
Carried Interest Tax Rates
2
CEOs
2
Chapter 11
2
Class Action
2
CME
2
Collateralized Loan Obligations
2
Commodity Pool
2
Compensation & Benefits
2
Conflict Mineral Rules
2
Construction Industry
2
Contract Drafting
2
Corporate Taxes
2
Cybersecurity
2
D&O Insurance
2
Deadlines
2
Debt
2
Debt Restructuring
2
Deferred Prosecution Agreements
2
Ethics
2
European Banking Authority
2
FBOs
2
FCMs
2
Feeder Funds
2
Filing Requirements
2
Final Rules
2
Financial Instruments
2
Financial Markets
2
FinCEN
2
Fines
2
First Amendment
2
Foreign Banks
2
FSB
2
GAAP
2
GAO
2
Hedges
2
Herballife
2
High Frequency Trading
2
Injunctions
2
Institutional Investment
2
Insurance Companies
2
Internal Controls
2
IOSCO
2
Jury Trial
2
Lenders
2
Leveraged Loans
2
Market Participants
2
Mary Jo White
2
Misrepresentation
2
Municipal Advisers
2
NDAA
2
New Regulations
2
Non-Enforcement
2
Nonbank Firms
2
Offshore Companies
2
OSC
2
OTC
2
Partnerships
2
PCAOB
2
Penalties
2
Personal Liability
2
Professional Liability
2
Proposed Legislation
2
Proxy Advisors
2
Rating Agencies
2
Recordkeeping Requirements
2
Rule 144A
2
SAC Capital
2
Safe Harbors
2
SAR
2
SBA
2
Section 10(b)
2
Section 457A
2
Securities Act of 1933
2
Securitization
2
Social Media
2
Sothebys
2
Startups
2
Stock Repurchases
2
STTR
2
Swap Dealers
2
Takeover Agreement
2
Target Company
2
Third Point
2
Tiger Asia Management
2
Trade Secrets
2
U.S. Treasury
2
UCITS
2
Venture Funding
2
White Collar Crimes
1
10b5-1 Plans
1
Accelerators
1
Accounting Controls
1
Acquittals
1
Activist Hedge Funds
1
Administrative Appointments
1
Administrative Hearings
1
Advisory Contracts
1
Affordable Care Act
1
Agents
1
ALJ
1
Alstom
1
American Airlines
1
American Bankers Association
1
American Taxpayer Relief Act
1
Amgen Inc. v Connecticut Retirement Plans
1
Ancestry.com
1
Andrew Cuomo
1
Annual Meeting
1
Annuities
1
Anonymity
1
Anti-Corruption
1
Antitrust Litigation
1
Antonin Scalia
1
Appearance Policy
1
Apple
1
Appraisal
1
Arbitrage
1
Asset Protection
1
Asset-Backed Securities
1
Assignees
1
Audited Financial Statements
1
Avon
1
Bank Holding Company
1
Bank of America
1
BEA
1
Beneficiaries
1
Big-Boy Letters
1
Biotechnology
1
Bitcoin
1
Bitcoins
1
BOLI
1
Bonuses
1
Borrowers
1
Brazil
1
Breach of Contract
1
Business Development Companies
1
Business Formation
1
Business Judgment Rule
1
Business Litigation
1
Buyback Programs
1
Buyouts
1
BVI Business Companies
1
C&DIs
1
Capital Estimation Tool
1
Capital Gains
1
Captive Insurance Company
1
Casualty Insurance
1
Causation
1
Chapter 13
1
Charitable Trusts
1
Charles Schwab
1
Citadel
1
Citigroup
1
Class Action Arbitration Waivers
1
Class Certification
1
Class of Stock
1
Clearing Agencies
1
CoC
1
Code of Conduct
1
Collateral
1
Comcast
1
Commercial Bankruptcy
1
Commercial Paper
1
Commercial Real Estate Contracts
1
Commodity Sale Agreements
1
Community Banks
1
Complex Financial Products
1
Construction Project
1
Consumer Bankruptcy
1
Copyright
1
Corporate Criminal Fines
1
Corporate Culture
1
Corporate Officers
1
Corruption
1
Countrywide
1
Covenant of Good Faith and Fair Dealing
1
CPOs
1
Credit Default Swaps
1
Credit Suisse
1
Creditors
1
Criminal Conspiracy
1
Cross-Border
1
CTA
1
Currency Exchange
1
Currency Fluctuation
1
Cyber Insurance
1
Damages
1
Data Breach
1
Data Collection
1
Data Protection
1
Death Benefits
1
Debt Market
1
Debt Securities
1
Default
1
Delaware General Corporation Law
1
Deloitte
1
Deposit Advances
1
Depositary
1
Depository Institutions
1
Derivative Suit
1
Derivatives Clearing Organizations
1
DHS
1
Directors
1
Discussion Draft
1
Dismissals
1
Dissenters Rights
1
Divorce
1
DOL
1
Duty of Care
1
Duty to Disclose
1
Dynasty Trust
1
EBITDA
1
Economic Downturn
1
Edward Snowden
1
EEA
1
EFTs
1
Employee Benefits
1
Employer Liability Issues
1
Employer Mandates
1
Equity Markets
1
Ernst & Young
1
Errors and Omissions Policy
1
Estate Planning
1
ETFs
1
European Central Bank
1
European Commission
1
European Court of Justice
1
Exchange-Traded Products
1
Exclusive Forum
1
Exempted Limited Partnerships
1
Exemptive Relief
1
Expungement
1
Facebook
1
Fair Market Value
1
False Statements
1
Family Offices
1
Fannie Mae
1
FBAR
1
Fee-Shifting
1
Fee-Splitting
1
Fees
1
Fiduciary Liability
1
FIFO
1
FIfth Third Bancorp v Dudenhoeffer
1
Finance Lenders
1
Financial Accounting Standards Board
1
Financial Adviser
1
Financial Analysts
1
Financial Companies
1
Financial Conduct Authority
1
Financial Holding Company
1
Financial Reporting
1
Financial Services Commission
1
Financial Statements
1
Financial Transaction Tax
1
Fiscal Cliff
1
Flood Insurance
1
Foreign Corporations
1
Foreign Currency
1
Foreign Exchanges
1
Foreign Investment Fund
1
Foreign Subsidiaries
1
Form BE-10
1
Form BE-13
1
Form D Filing
1
Form PF
1
Forum Selection Clause
1
Fraud and Abuse
1
Freddie Mac
1
Free Speech
1
FSIA
1
FSMA
1
Funding
1
G20
1
Gabelli v SEC
1
General Electric
1
General Partnerships
1
Generation-Skipping Transfer
1
Global Economy
1
Government Investigations
1
Grace Period
1
Grand Juries
1
Grantor Retained Annuity Trust
1
Grantor Trusts
1
Great Recession
1
Greenmail
1
Guilty Pleas
1
Hackers
1
Halliburton v Erica P. John Fund
1
Harvesting Losses
1
High Net-Worth
1
High-Risk Mortgages
1
Hong Kong
1
Hong Kong Stock Exchange
1
Hurricane Sandy
1
ICE
1
ICI
1
Incentive Stock Options
1
Incentives
1
Indemnity Insurance
1
Independence Rules
1
Independent Contractors
1
Indirect Investors
1
Individual Investors Act
1
Industry Examinations
1
Inspections
1
Insurers
1
Interest Rates
1
Internal Investigations
1
International Finance
1
International Trade Agreements
1
Investment Advisory Agreements
1
Investment Companies
1
Investment Company Act
1
Investment Firms
1
Investor Protection
1
iPhone
1
IRA
1
ISDA
1
JPMorgan Chase
1
Jurisdiction
1
Leveraged Lending
1
Life Insurance
1
Life Sciences
1
Liquidity Fees
1
Living Will
1
LLC
1
Loan Agreements
1
Marital Assets
1
Market Manipulation
1
Martoma
1
Mergers
1
Meridian Sunrise
1
Merrill Lynch
1
MiFID
1
Misclassification
1
Mitt Romney
1
Money Market Funds
1
Moody's
1
Mortgage Loan Servicing Standards
1
Mortgage-Backed Securities
1
Mortgages
1
Motor Vehicles
1
MSRB
1
Municipal Securities Issuers
1
mutua
1
NAV
1
Negligence
1
Negligent Management
1
New Guidance
1
No-Action Letters
1
No-Action Relief
1
Nominee Directors
1
Non-Disclosure Agreement
1
Non-Public Information
1
Numerosity
1
Obama Administration
1
OECD
1
Officers
1
Oil & Gas
1
Omissions
1
Operational Enhancements
1
Outbound Acquisitions
1
Pass-Through Entities
1
Patricia Cornwell
1
Payment-In-Kind
1
Peer-to-Peer
1
Performance Incentives
1
Pershing Square Management
1
Petrobras
1
Pharmaceutical
1
Political Intelligence
1
Predominance Requirement
1
Privacy Policy
1
Private Letter Rulings
1
Privately Held Corporations
1
Proxy Statements
1
Proxy Voting Guidelines
1
Prudential Regulation Authority
1
Prudential Standards
1
Public Comment
1
Public Funds
1
Public Offerings
1
Public Officials
1
Puerto Rico
1
Quantitative Easing
1
Real Estate Market
1
Redemption Gates
1
Registered Funds
1
Regulation
1
Regulation M
1
Regulation S-X
1
Reinsurance
1
REIT
1
Remuneration
1
Required Minimum Distributions
1
RESPA
1
Retail Market
1
Reverse Mergers
1
Revlon Standard
1
Risk Alert
1
RMBS
1
Royal Bank of Scotland
1
Rule 10(b)
1
Rule in Hastings-Bass
1
Ruth Bader Ginsberg
1
SBIRs
1
Sec Examination Priorities
1
Secured Lenders
1
Secured Loans
1
Securitization Market
1
Securitization Vehicles
1
Security
1
SEFs
1
Self-Canceling Installment Note
1
Severance Pay
1
SFC
1
SIBA
1
Silicon Valley
1
Silk Road
1
Small Business
1
Small Business Innovation Research
1
Social Networks
1
Software
1
Split Dollar
1
STOCK Act
1
Stock Drop Litigation
1
Stock Options
1
Stock Trades
1
Stop Order
1
Student Loans
1
Subsidiaries
1
Super 23A
1
Superannuation
1
Swap Execution Facilities
1
Takeover Bids
1
TARP
1
Tax Benefits
1
Tax Deductions
1
Tax Evasion
1
Tax Exempt Entities
1
Tax Incentives
1
Tax Refunds
1
TEFRA
1
Theft
1
Threshhold Requirements
1
Title Insurance
1
Transfers
1
Trust Assets
1
Trustees
1
Twitter
1
U.S. Person
1
UBTI
1
UK Regulatory Reforms
1
Underwriting
1
US Bank
1
Variable Insurance
1
VCOCs
1
Verification Requirements
1
Vicarious Liability
1
Virtual Currency
1
Wash Trades
1
Ways and Means Committee
1
Working Groups
1
World Bank
1
YouTube