Browse Related Topics For:

Market Manipulation

65
Enforcement Actions
65
FERC
54
SEC
39
CFTC
38
Energy Sector
28
Insider Trading
23
Energy Market
22
Securities Fraud
21
UK
20
EU
20
Fraud
18
Financial Markets
18
Libor
17
Criminal Prosecution
17
Federal Power Act
17
Oil & Gas
16
Banks
15
Electricity
14
Civil Monetary Penalty
14
Class Action
14
Financial Conduct Authority (FCA)
13
Disgorgement
13
Financial Sector
13
Natural Gas
12
China
12
DOJ
12
FINRA
12
Investment Adviser
11
Barclays
11
High Frequency Trading
10
ALJ
10
Broker-Dealer
10
Dodd-Frank
10
Enforcement
10
Forex
10
Securities Exchange Act
10
Swaps
9
Commodities Exchange Act
9
De Novo Standard of Review
9
Hong Kong
9
Misrepresentation
9
Natural Gas Act
9
Securities
9
Spoofing
8
Banking Sector
8
Canada
8
Compliance
8
Investment Funds
8
Misappropriation
8
Price Manipulation
8
Pump and Dump
7
Commodities
7
Deutsche Bank
7
FCPA
7
Government Investigations
7
JPMorgan Chase
7
SCOTUS
7
Strategic Enforcement Plan
6
Algorithmic Trading
6
Bank of America
6
Cybersecurity
6
Derivatives
6
European Commission
6
Financial Institutions
6
Popular
6
Serious Fraud Office
6
Wholesale
5
Antitrust Violations
5
Audits
5
Bribery
5
Dark Pool
5
EU Market Abuse Regulation (EU MAR)
5
European Securities and Markets Authority (ESMA)
5
MiFID II
5
Mortgages
5
Offering Fraud
5
Private Right of Action
5
Reporting Requirements
5
RTO
5
Securities Act of 1933
5
Trading Platforms
5
UK Brexit
5
White Collar Crimes
5
Wire Fraud
4
Administrative Proceedings
4
Anti-Competitive
4
Anti-Money Laundering
4
Appeals
4
Australia
4
BP
4
Chief Compliance Officers
4
Comment Period
4
Conflicts of Interest
4
Corporate Counsel
4
Criminal Conspiracy
4
Disclosure Requirements
4
Enforcement Statistics
4
Federal Reserve
4
Foreign Exchanges
4
FSMA
4
Futures
4
ISOs
4
Kraft
4
Merger Agreements
4
PCAOB
4
Price-Fixing
4
Risk Management
4
Securities Litigation
4
Settlement
4
Tariffs
4
Trump Administration
4
Utilities Sector
4
Whistleblowers
3
AIM
3
Amazon Marketplace
3
Annual Reports
3
Anti-Manipulation Rule
3
Antitrust Litigation
3
Apple
3
Asset Management
3
Auto Manufacturers
3
Automotive Industry
3
Bank Fraud
3
Bitcoin
3
Bonds
3
Breach of Duty
3
C-Suite Executives
3
Carbon Emissions
3
CEA
3
Citigroup
3
CME
3
Commodity Futures Contracts
3
Confidential Information
3
Credit Suisse
3
Cross-Border
3
Discovery
3
Energy Policy
3
Energy Policy Act
3
Energy Trading
3
Enforcement Authority
3
EPA
3
ETFs
3
Exemptions
3
Extraterritoriality Rules
3
False Statements
3
FCMs
3
Foreign Banks
3
Foreign Currency
3
Fraud-on-the-Market
3
Goldman Sachs
3
Hedge Funds
3
Injunctions
3
Insurance Industry
3
Interest Rate Adjustments
3
Internal Controls
3
Investigations
3
IPO
3
Job Creation
3
Market Abuse
3
MISO
3
Money Laundering
3
Monopolization
3
Order to Show Cause
3
Penalties
3
Pharmaceutical Industry
3
Pipelines
3
Ponzi Scheme
3
Power Plants
3
Private Equity
3
Proposed Regulation
3
Public Utility
3
Rule 10b-5
3
Sanctions
3
Schedule 13D
3
Self-Reporting
3
Shell Corporations
3
Sherman Act
3
Standing
3
Trade Market Abuse
3
U.S. Commerce Department
3
Unregistered Securities
3
Virtual Currency
3
Yahoo!
2
Acquisitions
2
Administrative Appointments
2
Affiliates
2
Alternative Trading Systems
2
Anthem Blue Cross
2
Anti-Dumping Duty
2
Antitrust Provisions
2
Auction
2
Benchmarks
2
Best Practices
2
Big Data
2
Cherry Picking
2
CIGNA
2
Clawbacks
2
Competition Authorities
2
Congressional Investigations & Hearings
2
Corporate Governance
2
Corruption
2
Cross-Border Transactions
2
Data Collection
2
Demand Response
2
Dismissals
2
DOL
2
Due Process
2
EDGAR
2
ERISA
2
Facebook
2
False Advertising
2
Fannie Mae
2
Federal Budget
2
Federal Rules of Civil Procedure
2
Fiduciary Duty
2
Fiduciary Rule
2
Financial Regulatory Reform
2
Fines
2
Flash Crash
2
Foreign Nationals
2
Foreign Official
2
Guilty Pleas
2
Honeywell International
2
Hong Kong Securities and Futures Commission (HKSFC)
2
India
2
Industry Examinations
2
Insider Information
2
Investment Banks
2
Investment Fraud
2
Investors
2
ISO/RTO
2
Italy
2
Layering
2
Legislative Committees
2
Market Access Rule
2
Market Participants
2
Mary Jo White
2
Material Misrepresentation
2
Member State
2
Merrill Lynch
2
Money Market Funds
2
Mortgage-Backed Securities
2
Motion to Dismiss
2
Multidistrict Litigation
2
Mutual Funds
2
Nasdaq
2
National Emissions Standards
2
Nuclear Power
2
NYSE
2
OATT
2
OCIE
2
Offerings
2
ONEOK v Learjet
2
OTCBB
2
PJM
2
Pleading Standards
2
Prescription Drugs
2
Proposed Amendments
2
Prudential Regulation Authority
2
Public Utilities Commission
2
Pyramid Schemes
2
Recordkeeping Requirements
2
Referendums
2
REMIT
2
Renewable Energy
2
Retail Market
2
Reverse Mergers
2
Saudi Arabia
2
SEC Examination Priorities
2
Section 222
2
Senior Managers
2
Settlement Agreements
2
Short Sales
2
Social Media
2
Solar Panels
2
Startups
2
Subsidies
2
Supervision
2
Tax Evasion
2
Theranos
2
Transmission Grid
2
Transparency
2
Uber
2
UBS
2
Unjust Enrichment
2
Volkswagen
2
Wells Fargo
2
Whistleblower Protection Policies
2
WTO
1
Abuse of Dominance
1
Accomplice Liability
1
Acquittals
1
Activist Investors
1
Actual Injuries
1
Administrative Hearings
1
Advisory Opinions
1
Aetna
1
Agency Deference
1
AIFMD
1
AIG
1
Allergan Inc
1
Amazon
1
Amended Legislation
1
Amended Regulation
1
America Invents Act
1
AML-CTF
1
Anti-Corruption
1
Antitrust Conspiracies
1
Antitrust Investigations
1
Arctic Drilling
1
Asia
1
Asset Freeze
1
Asset Valuations
1
Attorney Generals
1
Attorney's Fees
1
Attorney-Client Privilege
1
Avon
1
Bad Actors
1
Bailout
1
Banging the Close
1
Bangladesh
1
Bank Secrecy Act
1
Barack Obama
1
Basel Committee
1
Basel III
1
Basic v Levinson
1
BATS Exchange
1
Bayer
1
Bear Sterns
1
Benchmark Pricing
1
BitLicense
1
Block Trades
1
BNP Paribas
1
Board of Directors
1
Books & Records
1
Broadband
1
Broadcasting
1
Brokerage Accounts
1
Brokers
1
BSA/AML
1
Burden of Proof
1
Business Valuations
1
CAISO
1
Canadian Securities Administration
1
Capital Investments
1
Capital Markets
1
Capital One
1
Capital Requirements
1
Cartels
1
Case Consolidation
1
Cease and Desist Orders
1
Citibank
1
Citizen Petitions
1
Civil Conspiracy
1
Class Action Arbitration Waivers
1
Class Certification
1
Clean Energy
1
Clean Power Plan
1
Clearing Agencies
1
Climate Change
1
Coal
1
Coal Industry
1
Commercial Real Estate Market
1
Commodity Broker
1
Community Reinvestment Act
1
Competition Act
1
Comptroller
1
Compulsory Licenses
1
Condemnation
1
Consent Agreements
1
CONSOB
1
Conspiracies
1
Contract Terms
1
Cooperation
1
Cooperation Agreement
1
Cooperative Compliance Regime
1
Corporate Criminal Fines
1
Corporate Culture
1
Corporate Management
1
Corrective Actions
1
Countervailing Duties
1
Covenant of Good Faith and Fair Dealing
1
Credit Cards
1
Criminal Investigations
1
Criminal Liability
1
Criminal Penalties
1
Criminal Sanctions
1
Crisis Management
1
Crowdfunding
1
Crude Oil
1
Currency Exchange
1
Customer Protection Rule
1
Customs and Border Protection
1
Cyber Attacks
1
Data Breach
1
Data Protection
1
Databases
1
De-Risking
1
Debt Securities
1
Deceptive Intent
1
Defense Strategies
1
Deferred Prosecution Agreements
1
Department of the Interior
1
Department of Transportation (DOT)
1
Digital Single Market
1
Dirks v SEC
1
Disclosure
1
Disruptive Trading Practices
1
DOE
1
Donald Trump
1
Dow Chemical
1
Driverless Cars
1
Drug Pricing
1
DuPont
1
Duty of Candor
1
Economic Development
1
Economic Downturn
1
EEA
1
Electricity Costs
1
Email
1
Eminent Domain
1
Employee Benefits
1
Employment Contract
1
Energy & Climate Debates
1
Energy Efficiency
1
Environmental Violations
1
Equity Markets
1
Ernst & Young
1
Ethics
1
EU Single Market
1
European Banking Authority
1
Evidence
1
Evidentiary Hearings
1
Evidentiary Rulings
1
Excessive Pricing
1
Exchange Rates
1
Exchange-Traded Products
1
Exclusive Jurisdiction
1
Executive Compensation
1
Exports
1
Failure To State A Claim
1
Fair Market Value
1
False Claims Act (FCA)
1
FATCA
1
FDA
1
FDIC
1
Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015
1
Federal Jurisdiction
1
FERC v Electric Power Supply Association
1
FHLB
1
Fiat
1
Final Rules
1
Financial Fraud
1
Financial Instruments
1
Financial Instruments and Exchange Act of Japan (FIEA)
1
Financial Markets Authority (FMA)
1
Financial Services Authority
1
FinCEN
1
FinTech
1
First Derivative Traders
1
FOIA
1
Foreclosure
1
Foreign Investment
1
Foreign Issuers
1
Form PQR
1
Form S-1
1
France
1
Franchise Agreements
1
Franchisee
1
Franchisors
1
Fraudulent Inducement
1
Freddie Mac
1
Free Movement
1
FSB
1
FTAIA
1
FTC
1
GAAP
1
Generic Drugs
1
German Supreme Court
1
Germany
1
Global Economy
1
Google
1
Greenhouse Gas Emissions
1
Grocery Stores
1
Hackers
1
Halliburton
1
Halliburton v Erica P. John Fund
1
Hatch-Waxman
1
Hersheys
1
HM Treasury
1
Home Depot
1
Hong Kong Stock Exchange
1
Housing Market
1
HSBC
1
Humana
1
Imports
1
Indemnity Insurance
1
Indictments
1
Inducement
1
Information Reports
1
Infrastructure
1
Initial Public Offerings
1
Inside Information
1
Inter Partes Review (IPR) Proceeding
1
Interest Rates
1
Internal Investigations
1
Investment Advisers Act of 1940
1
Investment Management
1
Investor-State Arbitration
1
IRS
1
ISDA
1
ISDAfix
1
ISO
1
ISO-NE
1
Israel
1
Japan
1
JOBS Act
1
Joint and Several Liability
1
Jurisdiction
1
Jury Trial
1
Legal Entity Identifiers
1
Lenders
1
Limited Partnerships
1
Liquidity
1
Liquidity Coverage Ratio
1
Liquidity Risk Management Rule
1
Liquidnet
1
Lloyds Banking Group
1
Lock-Up Requirements
1
London Stock Exchange
1
Mail Fraud
1
Manufacturers
1
Market Power
1
Martin Shkreli
1
Material Misstatements
1
Material Nonpublic Information
1
MCDC
1
Meals-Gifts-and Entertainment Rules
1
Meeting Minutes
1
Merger Controls
1
Mergers
1
Microsoft
1
Middle East
1
MiFID
1
Mitsubishi
1
MLD4
1
Monetary Authority of Singapore
1
Monsanto
1
Morgan Stanley
1
Morrison v National Australia Bank
1
Mortgage Credit Directive (MCD)
1
Mortgage Lenders
1
Multinationals
1
Municipal Bonds
1
NAFTA
1
National Bank Act
1
Negligent Misrepresentation
1
Neither Admit Nor Deny Settlements
1
NERC
1
Net Metering
1
New Guidance
1
New Zealand
1
Nintendo
1
No-Action Letters
1
No-Action Relief
1
Non-Resident Aliens
1
North America
1
Novartis
1
NPRM
1
NYDFS
1
Obama Administration
1
OCC
1
OECD
1
OFAC
1
Offering Statements
1
Ofgem
1
Oil Prices
1
Online Drug Sales
1
Online Marketplace Lending
1
Ontario Securities Commission (OSC)
1
Opioid
1
Oral Argument
1
Pakistan
1
Patent Trial and Appeal Board
1
Patents
1
Pay or Play
1
Pay-To-Play
1
Payment Systems
1
PDMR
1
Pension Funds
1
Permanent Injunctions
1
Personal Data
1
Personal Liability
1
Petition for Writ of Certiorari
1
Pfizer
1
Pharmaceutical Patents
1
Plea Agreements
1
Policy Violations
1
Political Appointments
1
Political Candidates
1
Political Conventions
1
Power Companies
1
Preemption
1
Presumption of Reliance
1
Price Inflation
1
Property Owners
1
Proposed Legislation
1
Prudential Standards
1
Public Offerings
1
Public Officials
1
Publicly-Traded Companies
1
Puerto Rico
1
PUHCA
1
Putative Class Actions
1
RBS
1
Real Estate Market
1
Recidivism
1
Registered Investment Advisors
1
Registration Requirement
1
Regulation AT
1
Regulation SHO
1
Regulation Technical Standards (RTS)
1
Regulatory Agencies
1
Regulatory Agenda
1
Regulatory Oversight
1
REIT
1
Reliability Standards
1
Renewable Fuel
1
Renewable Portfolio Standards
1
Retailers
1
Retirement
1
Retirement Plan
1
Reversal
1
RGGI
1
RICO
1
Ring-Fencing
1
Risk Mitigation
1
RMBS
1
Robots
1
Royal Bank of Scotland
1
RTS
1
Rule 10(b)
1
Russia
1
Sales Commissions
1
Sarbanes-Oxley
1
Scienter
1
Sears
1
Section 203
1
Section 205
1
Section 337
1
Securities and Exchange Surveillance Commission (the SESC)
1
Securities Exchanges
1
Securities Traders
1
Securities Violations
1
Security-Based Swaps
1
SEFs
1
Self-Regulatory Organizations
1
Share Buybacks
1
Shareholder Activism
1
Shareholder Rights
1
Shareholders
1
SIBOR
1
Singapore
1
SnapChat
1
Software
1
Solar Energy
1
Solicitor General
1
South Korea
1
Sovereign Debt
1
Spinoffs
1
Standard of Proof
1
Staples
1
Stark Law
1
State and Local Government
1
Statute of Limitations
1
Statute of Repose
1
Stock Exchange
1
Stock Markets
1
Stock Trades
1
Stocks
1
Subpoenas
1
Supply Contracts
1
Swap Market
1
SWIFT
1
Swiss Banks
1
Taiwan
1
Takeover Bids
1
Takeovers
1
Takings
1
Tax Extenders
1
Tax Fraud
1
Technology Sector
1
TFEU
1
Thailand
1
The Brexit Appeal
1
Time Warner
1
Tippees
1
Toxic Substances Control Act (TSCA)
1
Toyota
1
Trade Agreements
1
Trade Policy
1
Trafficking
1
Training Requirements
1
Trans-Pacific Partnership
1
Transacting Intrastate Business
1
Transparency Directive
1
Treble Damages
1
Trial de Novo
1
Tribal Lands
1
Tribunals
1
Truth in Lending Act (TILA)
1
U.S. Treasury
1
UCITS
1
UK Competition and Markets Authority (CMA)
1
UK Parliament
1
Unauthorized Disclosure
1
Unemployment
1
United Arab Emirates
1
United Nations
1
US v Newman
1
Utility Rates
1
Valeant
1
Vendor Contacts
1
Venture Capital
1
Venue
1
Voting Rights
1
Wash Sale Rules
1
Whistleblower Awards
1
Williams Act
1
Work Product Privilege
1
Young Lawyers
Feedback? Tell us what you think of the new jdsupra.com!