Browse Related Topics For:

Market Manipulation

64
Enforcement Actions
62
FERC
54
SEC
37
Energy Sector
36
CFTC
26
Insider Trading
24
UK
23
Libor
22
Energy Market
22
Securities Fraud
21
Banks
20
EU
19
Criminal Prosecution
19
Fraud
18
Financial Markets
17
Financial Conduct Authority (FCA)
17
Oil & Gas
16
Federal Power Act
15
Barclays
15
Electricity
14
Class Action
14
Dodd-Frank
14
DOJ
13
Civil Monetary Penalty
12
Disgorgement
12
Financial Sector
12
FINRA
12
Investment Adviser
12
Natural Gas
11
China
11
Forex
11
High Frequency Trading
10
ALJ
10
Broker-Dealer
10
Deutsche Bank
10
Enforcement
10
Securities Exchange Act
10
Swaps
9
Hong Kong
9
JPMorgan Chase
9
Misrepresentation
9
Natural Gas Act
9
Securities
8
Bank of America
8
Banking Sector
8
Commodities Exchange Act
8
Compliance
8
De Novo Standard of Review
8
Government Investigations
8
Investment Funds
8
Misappropriation
8
Pump and Dump
8
SCOTUS
8
Serious Fraud Office
7
Canada
7
Commodities
7
FCPA
7
Financial Institutions
7
Price Manipulation
7
Spoofing
7
Strategic Enforcement Plan
6
Algorithmic Trading
6
Citigroup
6
European Commission
6
Popular
6
Settlement
6
UBS
6
Wholesale
5
Antitrust Violations
5
Appeals
5
Audits
5
Bribery
5
Cybersecurity
5
Dark Pool
5
Derivatives
5
EU Market Abuse Regulation (EU MAR)
5
European Securities and Markets Authority (ESMA)
5
Federal Reserve
5
MiFID II
5
Offering Fraud
5
Ponzi Scheme
5
Reporting Requirements
5
RTO
5
Securities Act of 1933
5
Trading Platforms
5
UK Brexit
5
White Collar Crimes
5
Wire Fraud
4
Administrative Proceedings
4
Anti-Competitive
4
Anti-Money Laundering
4
Antitrust Litigation
4
Australia
4
BP
4
Chief Compliance Officers
4
Comment Period
4
Conflicts of Interest
4
Corporate Counsel
4
Criminal Conspiracy
4
Disclosure Requirements
4
Enforcement Statistics
4
Foreign Banks
4
Foreign Currency
4
Foreign Exchanges
4
FSMA
4
Futures
4
ISOs
4
Kraft
4
Merger Agreements
4
Mortgages
4
PCAOB
4
Price-Fixing
4
Private Right of Action
4
Risk Management
4
Royal Bank of Scotland
4
Securities Litigation
4
Tariffs
4
Utilities Sector
4
Whistleblowers
3
AIM
3
Annual Reports
3
Anti-Manipulation Rule
3
Asset Management
3
Auto Manufacturers
3
Automotive Industry
3
Bank Fraud
3
Bitcoin
3
Bonds
3
Breach of Duty
3
C-Suite Executives
3
Carbon Emissions
3
CEA
3
CME
3
Commodity Futures Contracts
3
Confidential Information
3
Credit Suisse
3
Cross-Border
3
Energy Policy
3
Energy Policy Act
3
Energy Trading
3
Enforcement Authority
3
ETFs
3
Exemptions
3
Extraterritoriality Rules
3
False Statements
3
Fannie Mae
3
FCMs
3
Fraud-on-the-Market
3
Goldman Sachs
3
Hedge Funds
3
Injunctions
3
Insurance Industry
3
Internal Controls
3
Investigations
3
IPO
3
Job Creation
3
Market Abuse
3
MISO
3
Money Laundering
3
Mortgage-Backed Securities
3
Order to Show Cause
3
Penalties
3
Pharmaceutical Industry
3
Pipelines
3
Power Plants
3
Private Equity
3
Proposed Amendments
3
Proposed Regulation
3
Public Utility
3
Rule 10b-5
3
Sanctions
3
Schedule 13D
3
Self-Reporting
3
Shell Corporations
3
Trade Market Abuse
3
Trump Administration
3
U.S. Commerce Department
3
Unregistered Securities
3
Yahoo!
2
Acquisitions
2
Affiliates
2
Alternative Trading Systems
2
Amazon Marketplace
2
Anthem Blue Cross
2
Anti-Dumping Duty
2
Antitrust Provisions
2
Apple
2
Auction
2
Benchmarks
2
Bernie Madoff
2
Best Practices
2
Big Data
2
Cherry Picking
2
CIGNA
2
Class Certification
2
Clawbacks
2
Competition Authorities
2
Congressional Investigations & Hearings
2
Corporate Governance
2
Corruption
2
Cross-Border Transactions
2
Data Collection
2
Demand Response
2
Discovery
2
DOL
2
Due Process
2
EDGAR
2
EPA
2
ERISA
2
Ernst & Young
2
Facebook
2
False Advertising
2
Federal Budget
2
Federal Rules of Civil Procedure
2
Fiduciary Duty
2
Fiduciary Rule
2
Financial Regulatory Reform
2
Fines
2
Flash Crash
2
Foreign Nationals
2
Foreign Official
2
Freddie Mac
2
Guilty Pleas
2
Honeywell International
2
Hong Kong Securities and Futures Commission (HKSFC)
2
HSBC
2
India
2
Industry Examinations
2
Insider Information
2
Interest Rate Adjustments
2
Investment Banks
2
Investment Fraud
2
Investors
2
ISO/RTO
2
Italy
2
Legislative Committees
2
Market Access Rule
2
Market Participants
2
Mary Jo White
2
Material Misrepresentation
2
Member State
2
Merrill Lynch
2
Money Market Funds
2
Monopolization
2
Morgan Stanley
2
Motion to Dismiss
2
Multidistrict Litigation
2
Mutual Funds
2
Nasdaq
2
National Emissions Standards
2
Nuclear Power
2
NYSE
2
OATT
2
OCIE
2
Offerings
2
ONEOK v Learjet
2
OTCBB
2
PJM
2
Prescription Drugs
2
Prudential Regulation Authority
2
Public Utilities Commission
2
Pyramid Schemes
2
Recordkeeping Requirements
2
Referendums
2
Regulatory Agenda
2
REMIT
2
Renewable Energy
2
Reverse Mergers
2
RMBS
2
Saudi Arabia
2
SEC Examination Priorities
2
Section 222
2
Senior Managers
2
Settlement Agreements
2
Sherman Act
2
Short Sales
2
Social Media
2
Solar Panels
2
Standing
2
Startups
2
Subsidies
2
Supervision
2
Tax Evasion
2
Theranos
2
Transmission Grid
2
Transparency
2
Virtual Currency
2
Volkswagen
2
Wells Fargo
2
Whistleblower Protection Policies
2
WTO
1
Abuse of Dominance
1
Accomplice Liability
1
Accounting Fraud
1
Acquittals
1
Administrative Appointments
1
Administrative Hearings
1
Advisory Opinions
1
Aetna
1
Agency Deference
1
AIFMD
1
Allergan Inc
1
Amazon
1
Amended Legislation
1
Amended Regulation
1
America Invents Act
1
AML-CTF
1
Anti-Corruption
1
Antitrust Conspiracies
1
Antitrust Injuries
1
Antitrust Investigations
1
Arctic Drilling
1
Asia
1
Asset Freeze
1
Asset Valuations
1
Attorney Generals
1
Attorney's Fees
1
Attorney-Client Privilege
1
Avon
1
Bad Actors
1
Banging the Close
1
Bank Secrecy Act
1
Barack Obama
1
Basel Committee
1
Basel III
1
Basic v Levinson
1
BATS Exchange
1
Bayer
1
Bear Sterns
1
Benchmark Pricing
1
BitLicense
1
Block Trades
1
BNP Paribas
1
Board of Directors
1
Books & Records
1
Broadband
1
Broadcasting
1
Brokerage Accounts
1
Brokers
1
BSA/AML
1
Burden of Proof
1
Business Valuations
1
CAISO
1
Canadian Securities Administration
1
Capital Investments
1
Capital Markets
1
Capital One
1
Capital Requirements
1
Cartels
1
Case Consolidation
1
Cease and Desist Orders
1
Citibank
1
Citizen Petitions
1
Civil Conspiracy
1
Class Action Arbitration Waivers
1
Clean Energy
1
Clean Power Plan
1
Clearing Agencies
1
Climate Change
1
Coal
1
Coal Industry
1
Commercial Real Estate Market
1
Commodity Broker
1
Community Reinvestment Act
1
Competition Act
1
Comptroller
1
Compulsory Licenses
1
Condemnation
1
Consent Agreements
1
CONSOB
1
Conspiracies
1
Contract Terms
1
Cooperation
1
Cooperation Agreement
1
Cooperative Compliance Regime
1
Corporate Criminal Fines
1
Corporate Culture
1
Corporate Management
1
Corrective Actions
1
Countervailing Duties
1
Covenant of Good Faith and Fair Dealing
1
Credit Cards
1
Criminal Investigations
1
Criminal Liability
1
Criminal Penalties
1
Criminal Sanctions
1
Crisis Management
1
Crowdfunding
1
Crude Oil
1
Currency Exchange
1
Customer Protection Rule
1
Customs and Border Protection
1
Cyber Attacks
1
Data Breach
1
Data Protection
1
Databases
1
De-Risking
1
Debt Securities
1
Deceptive Intent
1
Defense Strategies
1
Deferred Prosecution Agreements
1
Department of the Interior
1
Department of Transportation (DOT)
1
Digital Single Market
1
Dirks v SEC
1
Disclosure
1
Dismissals
1
Disruptive Trading Practices
1
DOE
1
Dow Chemical
1
Driverless Cars
1
Drug Pricing
1
DuPont
1
Duty of Candor
1
Economic Development
1
Economic Downturn
1
EEA
1
Electricity Costs
1
Email
1
Eminent Domain
1
Employee Benefits
1
Employment Contract
1
Energy
1
Energy & Climate Debates
1
Energy Efficiency
1
Environmental Violations
1
Equity Markets
1
Ethics
1
EU Single Market
1
European Banking Authority
1
Evidence
1
Evidentiary Hearings
1
Evidentiary Rulings
1
Excessive Pricing
1
Exchange Rates
1
Exchange-Traded Products
1
Exclusive Jurisdiction
1
Executive Compensation
1
Exports
1
Failure To State A Claim
1
Fair Market Value
1
False Claims Act (FCA)
1
FATCA
1
FDA
1
FDIC
1
Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015
1
Federal Jurisdiction
1
FERC v Electric Power Supply Association
1
FHFA
1
FHLB
1
Fiat
1
Final Rules
1
Financial Instruments
1
Financial Instruments and Exchange Act of Japan (FIEA)
1
Financial Services Authority
1
FinCEN
1
FinTech
1
First Derivative Traders
1
FOIA
1
Foreclosure
1
Foreign Investment
1
Foreign Issuers
1
Form PQR
1
Form S-1
1
France
1
Franchise Agreements
1
Franchisee
1
Franchisors
1
Fraudulent Inducement
1
Free Movement
1
FSB
1
FTAIA
1
FTC
1
GAAP
1
General Electric
1
Generic Drugs
1
German Supreme Court
1
Germany
1
Global Economy
1
Google
1
Greenhouse Gas Emissions
1
Hackers
1
Halliburton
1
Halliburton v Erica P. John Fund
1
Hatch-Waxman
1
Hersheys
1
HM Treasury
1
Home Depot
1
Hong Kong Stock Exchange
1
Humana
1
Imports
1
Indemnity Insurance
1
Indictments
1
Inducement
1
Information Reports
1
Infrastructure
1
Initial Public Offerings
1
Inside Information
1
Inter Partes Review (IPR) Proceeding
1
Interest Rates
1
Internal Investigations
1
Investment Advisers Act of 1940
1
Investment Management
1
Investor-State Arbitration
1
IRS
1
ISDA
1
ISDAfix
1
ISO
1
ISO-NE
1
Israel
1
Japan
1
JOBS Act
1
Joint and Several Liability
1
Jurisdiction
1
Jury Trial
1
Layering
1
Legal Entity Identifiers
1
Lehman Brothers
1
Lenders
1
Limited Partnerships
1
Liquidity
1
Liquidity Risk Management Rule
1
Liquidnet
1
Lloyds Banking Group
1
Lock-Up Requirements
1
London Stock Exchange
1
Mail Fraud
1
Manufacturers
1
Market Power
1
Martin Shkreli
1
Material Misstatements
1
Material Nonpublic Information
1
MCDC
1
Meals-Gifts-and Entertainment Rules
1
Meeting Minutes
1
Merger Controls
1
Mergers
1
Microsoft
1
Middle East
1
MiFID
1
Mitsubishi
1
MLD4
1
Monetary Authority of Singapore
1
Monsanto
1
Morrison v National Australia Bank
1
Mortgage Credit Directive (MCD)
1
Multinationals
1
Municipal Bonds
1
NAFTA
1
National Bank Act
1
Negligent Misrepresentation
1
Neither Admit Nor Deny Settlements
1
NERC
1
Net Metering
1
New Guidance
1
Nintendo
1
No-Action Letters
1
No-Action Relief
1
Non-Resident Aliens
1
North America
1
Novartis
1
NPRM
1
NYDFS
1
Obama Administration
1
OCC
1
OECD
1
OFAC
1
Offering Statements
1
Ofgem
1
Online Drug Sales
1
Online Marketplace Lending
1
Ontario Securities Commission (OSC)
1
Opioid
1
Oral Argument
1
Pakistan
1
Patent Trial and Appeal Board
1
Patents
1
Pay or Play
1
Pay-To-Play
1
Payment Systems
1
PDMR
1
Pension Funds
1
Permanent Injunctions
1
Personal Data
1
Personal Liability
1
Petition for Writ of Certiorari
1
Pfizer
1
Pharmaceutical Patents
1
Plea Agreements
1
Pleading Standards
1
Policy Violations
1
Political Appointments
1
Political Candidates
1
Political Conventions
1
Power Companies
1
Preemption
1
Presumption of Reliance
1
Price Inflation
1
Property Owners
1
Prudential Standards
1
Public Offerings
1
Public Officials
1
Publicly-Traded Companies
1
Puerto Rico
1
PUHCA
1
Putative Class Actions
1
RBS
1
Real Estate Investments
1
Real Estate Market
1
Recidivism
1
Registered Investment Advisors
1
Registration Requirement
1
Regulation AT
1
Regulation SHO
1
Regulation Technical Standards (RTS)
1
Regulatory Agencies
1
Regulatory Oversight
1
REIT
1
Reliability Standards
1
Renewable Portfolio Standards
1
Retail Market
1
Retailers
1
Retirement
1
Retirement Plan
1
Reversal
1
RGGI
1
RICO
1
Ring-Fencing
1
Risk Mitigation
1
Robots
1
RTS
1
Rule 10(b)
1
Russia
1
S&P
1
Sales Commissions
1
Sarbanes-Oxley
1
Scienter
1
Sears
1
Section 203
1
Section 205
1
Section 337
1
Securities and Exchange Surveillance Commission (the SESC)
1
Securities Exchanges
1
Securities Traders
1
Securities Violations
1
Security-Based Swaps
1
SEFs
1
Self-Regulatory Organizations
1
Share Buybacks
1
Shareholder Activism
1
Shareholder Rights
1
Shareholders
1
SIBOR
1
Singapore
1
SnapChat
1
Software
1
Solar Energy
1
Solicitor General
1
South Korea
1
Sovereign Debt
1
Spinoffs
1
Standard of Proof
1
Staples
1
Stark Law
1
State and Local Government
1
Statute of Limitations
1
Statute of Repose
1
Stock Exchange
1
Stocks
1
Subpoenas
1
Supply Contracts
1
Swap Market
1
Swiss Banks
1
Taiwan
1
Takeover Bids
1
Takeovers
1
Takings
1
Tax Extenders
1
Tax Fraud
1
Technology Sector
1
TFEU
1
Thailand
1
The Brexit Appeal
1
Time Warner
1
Tippees
1
Too Big to Fail
1
Toxic Substances Control Act (TSCA)
1
Toyota
1
Trade Agreements
1
Trade Policy
1
Trafficking
1
Training Requirements
1
Trans-Pacific Partnership
1
Transacting Intrastate Business
1
Transparency Directive
1
Treble Damages
1
Trial de Novo
1
Tribal Lands
1
Tribunals
1
Truth in Lending Act (TILA)
1
U.S. Treasury
1
Uber
1
UCITS
1
UK Competition and Markets Authority (CMA)
1
UK Parliament
1
Unauthorized Disclosure
1
Unemployment
1
United Arab Emirates
1
United Nations
1
Unjust Enrichment
1
US v Newman
1
Utility Rates
1
Valeant
1
Vendor Contacts
1
Venture Capital
1
Venue
1
Volcker Rule
1
Voting Rights
1
Wash Sale Rules
1
Whistleblower Awards
1
Williams Act
1
Work Product Privilege
1
Young Lawyers