Browse Related Topics For:

Market Manipulation

58
Enforcement Actions
48
FERC
48
SEC
30
CFTC
26
Energy Sector
25
Insider Trading
23
Libor
23
UK
20
Securities Fraud
19
Banks
17
Criminal Prosecution
17
EU
17
Financial Conduct Authority (FCA)
16
Energy Market
16
Fraud
14
Federal Power Act
14
Oil & Gas
13
Barclays
13
Class Action
12
Civil Monetary Penalty
12
Disgorgement
12
DOJ
12
Electricity
11
Dodd-Frank
11
FINRA
11
Investment Adviser
10
Enforcement
10
Financial Markets
10
High Frequency Trading
10
Securities Exchange Act
9
China
9
Hong Kong
9
JPMorgan Chase
9
Misrepresentation
9
Natural Gas
9
Swaps
8
ALJ
8
Bank of America
8
Broker-Dealer
8
Pump and Dump
8
SCOTUS
8
Serious Fraud Office
7
Canada
7
Commodities
7
Compliance
7
Deutsche Bank
7
FCPA
7
Financial Institutions
7
Investment Funds
7
Misappropriation
7
Natural Gas Act
7
Price Manipulation
7
Securities
7
Strategic Enforcement Plan
6
Algorithmic Trading
6
Banking Sector
6
Commodities Exchange Act
6
De Novo Standard of Review
6
European Commission
6
Forex
6
Spoofing
6
Wholesale
5
Appeals
5
Bribery
5
Citigroup
5
Dark Pool
5
European Securities and Markets Authority (ESMA)
5
Financial Sector
5
Government Investigations
5
MiFID II
5
Offering Fraud
5
Ponzi Scheme
5
Reporting Requirements
5
Securities Act of 1933
5
UBS
5
Wire Fraud
4
Administrative Proceedings
4
Anti-Money Laundering
4
Antitrust Litigation
4
Audits
4
Australia
4
BP
4
Comment Period
4
Corporate Counsel
4
Criminal Conspiracy
4
Cybersecurity
4
Derivatives
4
Disclosure Requirements
4
EU Market Abuse Regulation (EU MAR)
4
Federal Reserve
4
Foreign Banks
4
FSMA
4
Futures
4
Kraft
4
Merger Agreements
4
PCAOB
4
Popular
4
Price-Fixing
4
Royal Bank of Scotland
4
Securities Litigation
4
UK Brexit
4
Whistleblowers
3
Anti-Competitive
3
Asset Management
3
Bank Fraud
3
Bitcoin
3
Bonds
3
Breach of Duty
3
C-Suite Executives
3
Chief Compliance Officers
3
CME
3
Commodity Futures Contracts
3
Confidential Information
3
Conflicts of Interest
3
Cross-Border
3
Extraterritoriality Rules
3
False Statements
3
FCMs
3
Foreign Currency
3
Foreign Exchanges
3
Fraud-on-the-Market
3
Goldman Sachs
3
Injunctions
3
Insurance Industry
3
Internal Controls
3
ISOs
3
Market Abuse
3
MISO
3
Money Laundering
3
Mortgage-Backed Securities
3
Order to Show Cause
3
Power Plants
3
Proposed Regulation
3
Public Utility
3
Risk Management
3
RTO
3
Rule 10b-5
3
Sanctions
3
Schedule 13D
3
Settlement
3
Shell Corporations
3
Tariffs
3
Trade Market Abuse
3
U.S. Commerce Department
3
Unregistered Securities
3
Utilities Sector
3
Yahoo!
2
AIM
2
Alternative Trading Systems
2
Anti-Dumping Duty
2
Antitrust Violations
2
Auction
2
Bernie Madoff
2
Best Practices
2
Cherry Picking
2
Class Certification
2
Clawbacks
2
Competition Authorities
2
Congressional Investigations & Hearings
2
Corporate Governance
2
Corruption
2
Credit Suisse
2
Cross-Border Transactions
2
Data Collection
2
Demand Response
2
Due Process
2
EDGAR
2
Energy Policy
2
Energy Policy Act
2
Energy Trading
2
Enforcement Authority
2
Ernst & Young
2
ETFs
2
Exemptions
2
False Advertising
2
Federal Budget
2
Fiduciary Duty
2
Fines
2
Flash Crash
2
Foreign Nationals
2
Foreign Official
2
Guilty Pleas
2
Hedge Funds
2
Honeywell International
2
Hong Kong Securities and Futures Commission (HKSFC)
2
HSBC
2
India
2
Investigations
2
Investment Fraud
2
Investors
2
Italy
2
Job Creation
2
Market Access Rule
2
Market Participants
2
Mary Jo White
2
Material Misrepresentation
2
Merrill Lynch
2
Mortgages
2
Motion to Dismiss
2
Multidistrict Litigation
2
Nasdaq
2
NYSE
2
OCIE
2
Offerings
2
ONEOK v Learjet
2
OTCBB
2
Penalties
2
Pharmaceutical Industry
2
Pipelines
2
PJM
2
Private Equity
2
Proposed Amendments
2
Prudential Regulation Authority
2
Pyramid Schemes
2
REMIT
2
Reverse Mergers
2
Saudi Arabia
2
Section 222
2
Senior Managers
2
Sherman Act
2
Short Sales
2
Standing
2
Supervision
2
Theranos
2
Trading Platforms
2
Transparency
2
Virtual Currency
2
Whistleblower Protection Policies
2
White Collar Crimes
2
WTO
1
Abuse of Dominance
1
Accomplice Liability
1
Accounting Fraud
1
Acquisitions
1
Acquittals
1
Administrative Hearings
1
Aetna
1
Affiliates
1
Agency Deference
1
AIFMD
1
Allergan Inc
1
Amazon Marketplace
1
Amended Legislation
1
America Invents Act
1
AML-CTF
1
Annual Reports
1
Anthem Blue Cross
1
Anti-Corruption
1
Antitrust Conspiracies
1
Antitrust Injuries
1
Antitrust Investigations
1
Antitrust Provisions
1
Arctic Drilling
1
Asia
1
Asset Freeze
1
Asset Valuations
1
Attorney's Fees
1
Attorney-Client Privilege
1
Auto Manufacturers
1
Avon
1
Bad Actors
1
Banging the Close
1
Bank Secrecy Act
1
Barack Obama
1
Basel Committee
1
Basel III
1
Basic v Levinson
1
BATS Exchange
1
Bayer
1
Bear Sterns
1
Benchmark Pricing
1
Benchmarks
1
Big Data
1
BitLicense
1
Block Trades
1
BNP Paribas
1
Board of Directors
1
Books & Records
1
Broadband
1
Broadcasting
1
Brokerage Accounts
1
Brokers
1
Burden of Proof
1
Business Valuations
1
CAISO
1
Canadian Securities Administration
1
Capital Investments
1
Capital Markets
1
Capital One
1
Capital Requirements
1
Carbon Emissions
1
Cartels
1
Case Consolidation
1
CEA
1
Cease and Desist Orders
1
CIGNA
1
Citibank
1
Class Action Arbitration Waivers
1
Clean Energy
1
Clean Power Plan
1
Clearing Agencies
1
Climate Change
1
Coal
1
Commodity Broker
1
Community Reinvestment Act
1
Competition Act
1
Comptroller
1
Compulsory Licenses
1
Condemnation
1
Consent Agreements
1
CONSOB
1
Conspiracies
1
Cooperation
1
Cooperation Agreement
1
Corporate Criminal Fines
1
Corporate Culture
1
Corporate Management
1
Corrective Actions
1
Countervailing Duties
1
Covenant of Good Faith and Fair Dealing
1
Credit Cards
1
Criminal Liability
1
Criminal Sanctions
1
Crisis Management
1
Crowdfunding
1
Crude Oil
1
Currency Exchange
1
Customer Protection Rule
1
Customs and Border Protection
1
Cyber Attacks
1
Data Breach
1
Data Protection
1
Databases
1
De-Risking
1
Debt Securities
1
Deceptive Intent
1
Defense Strategies
1
Deferred Prosecution Agreements
1
Department of the Interior
1
Department of Transportation (DOT)
1
Digital Single Market
1
Disclosure
1
Discovery
1
Dismissals
1
Disruptive Trading Practices
1
DOE
1
Dow Chemical
1
DuPont
1
Duty of Candor
1
Economic Development
1
Economic Downturn
1
EEA
1
Electricity Costs
1
Email
1
Eminent Domain
1
Employment Contract
1
Energy
1
Energy & Climate Debates
1
Energy Efficiency
1
Enforcement Statistics
1
EPA
1
Equity Markets
1
ERISA
1
Ethics
1
EU Single Market
1
European Banking Authority
1
Evidence
1
Evidentiary Hearings
1
Evidentiary Rulings
1
Exchange Rates
1
Exclusive Jurisdiction
1
Executive Compensation
1
Exports
1
Failure To State A Claim
1
Fair Market Value
1
False Claims Act (FCA)
1
Fannie Mae
1
FATCA
1
FDIC
1
Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015
1
Federal Jurisdiction
1
Federal Rules of Civil Procedure
1
FERC v Electric Power Supply Association
1
FHFA
1
Final Rules
1
Financial Instruments
1
Financial Regulatory Reform
1
Financial Services Authority
1
FinCEN
1
FinTech
1
First Derivative Traders
1
FOIA
1
Foreign Investment
1
Foreign Issuers
1
Form PQR
1
Form S-1
1
France
1
Fraudulent Inducement
1
Freddie Mac
1
Free Movement
1
FSB
1
FTAIA
1
GAAP
1
General Electric
1
German Supreme Court
1
Germany
1
Greenhouse Gas Emissions
1
Hackers
1
Halliburton
1
Halliburton v Erica P. John Fund
1
Hatch-Waxman
1
HM Treasury
1
Home Depot
1
Hong Kong Stock Exchange
1
Humana
1
Imports
1
Indemnity Insurance
1
Indictments
1
Inducement
1
Industry Examinations
1
Initial Public Offerings
1
Insider Information
1
Inter Partes Review Proceedings
1
Interest Rate Adjustments
1
Internal Investigations
1
Investment Advisers Act of 1940
1
Investment Banks
1
Investment Management
1
Investor-State Arbitration
1
IPO
1
IRS
1
ISDA
1
ISDAfix
1
ISO
1
ISO-NE
1
Israel
1
JOBS Act
1
Joint and Several Liability
1
Jurisdiction
1
Jury Trial
1
Layering
1
Legal Entity Identifiers
1
Legislative Committees
1
Lehman Brothers
1
Lenders
1
Limited Partnerships
1
Liquidity
1
Liquidnet
1
Lloyds Banking Group
1
London Stock Exchange
1
Mail Fraud
1
Market Power
1
Martin Shkreli
1
Material Misstatements
1
Material Nonpublic Information
1
MCDC
1
Meals-Gifts-and Entertainment Rules
1
Meeting Minutes
1
Member State
1
Merger Controls
1
Middle East
1
MiFID
1
MLD4
1
Monetary Authority of Singapore
1
Money Market Funds
1
Monopolization
1
Monsanto
1
Morgan Stanley
1
Morrison v National Australia Bank
1
Mortgage Credit Directive (MCD)
1
Multinationals
1
Municipal Bonds
1
NAFTA
1
National Bank Act
1
Negligent Misrepresentation
1
Neither Admit Nor Deny Settlements
1
New Guidance
1
Nintendo
1
No-Action Relief
1
Non-Resident Aliens
1
North America
1
Novartis
1
NPRM
1
Nuclear Power
1
NYDFS
1
OATT
1
Obama Administration
1
OCC
1
OECD
1
OFAC
1
Offering Statements
1
Ofgem
1
Online Drug Sales
1
Online Marketplace Lending
1
Ontario Securities Commission (OSC)
1
Oral Argument
1
Pakistan
1
Patent Trial and Appeal Board
1
Patents
1
Pay or Play
1
Pay-To-Play
1
Payment Systems
1
PDMR
1
Pension Funds
1
Permanent Injunctions
1
Personal Data
1
Petition for Writ of Certiorari
1
Pfizer
1
Pharmaceutical Patents
1
Plea Agreements
1
Pleading Standards
1
Policy Violations
1
Political Candidates
1
Political Conventions
1
Power Companies
1
Preemption
1
Prescription Drugs
1
Presumption of Reliance
1
Private Right of Action
1
Property Owners
1
Prudential Standards
1
Public Offerings
1
Public Officials
1
Public Utilities Commission
1
Puerto Rico
1
Putative Class Actions
1
Real Estate Investments
1
Recidivism
1
Recordkeeping Requirements
1
Referendums
1
Registered Investment Advisors
1
Registration Requirement
1
Regulation AT
1
Regulation Technical Standards (RTS)
1
Regulatory Agencies
1
Regulatory Agenda
1
Regulatory Oversight
1
Renewable Energy
1
Renewable Portfolio Standards
1
RGGI
1
RICO
1
Ring-Fencing
1
RMBS
1
RTS
1
Rule 10(b)
1
Russia
1
S&P
1
Sarbanes-Oxley
1
Scienter
1
SEC Examination Priorities
1
Section 337
1
Securities Exchanges
1
Securities Traders
1
Securities Violations
1
Security-Based Swaps
1
SEFs
1
Self-Regulatory Organizations
1
Self-Reporting
1
Settlement Agreements
1
Settlements
1
Share Buybacks
1
Shareholder Activism
1
Shareholder Rights
1
Shareholders
1
SIBOR
1
Singapore
1
Social Media
1
Solar Panels
1
Solicitor General
1
South Korea
1
Sovereign Debt
1
Spinoffs
1
Standard of Proof
1
Staples
1
Stark Law
1
Startups
1
Statute of Limitations
1
Statute of Repose
1
Stock Exchange
1
Stocks
1
Subpoenas
1
Subsidies
1
Swap Market
1
Swiss Banks
1
Taiwan
1
Takeover Bids
1
Takeovers
1
Takings
1
Tax Evasion
1
Tax Extenders
1
Tax Fraud
1
TFEU
1
Thailand
1
Time Warner
1
Tippees
1
Too Big to Fail
1
Toxic Substances Control Act (TSCA)
1
Toyota
1
Trade Agreements
1
Trade Policy
1
Trafficking
1
Training Requirements
1
Trans-Pacific Partnership
1
Transacting Intrastate Business
1
Transmission Grid
1
Transparency Directive
1
Treble Damages
1
Tribal Lands
1
Tribunals
1
Truth in Lending Act (TILA)
1
U.S. Treasury
1
UCITS
1
UK Competition and Markets Authority (CMA)
1
Unauthorized Disclosure
1
Unemployment
1
United Arab Emirates
1
United Nations
1
Unjust Enrichment
1
US v Newman
1
Venture Capital
1
Venue
1
Volcker Rule
1
Voting Rights
1
Wash Sale Rules
1
Whistleblower Awards
1
Williams Act
1
Work Product Privilege
1
Young Lawyers