Browse Related Topics For:

Rating Agencies

166
RMBS
147
Fitch
125
EU
123
Moody's
119
DBRS
78
SEC
54
CMBS
53
CFTC
51
European Securities and Markets Authority (ESMA)
50
S&P
49
Financial Sector
44
Financial Markets
42
FHFA
39
Mortgages
37
Federal Reserve
36
Banks
33
OCC
33
Swaps
32
CFPB
31
FDIC
31
Financial Institutions
30
EMIR
30
European Banking Authority
29
Structured Finance
27
Banking Sector
27
European Commission
25
Collateralized Debt Obligations
25
Dodd-Frank
24
RTS
23
Derivatives
23
Fannie Mae
21
Freddie Mac
21
Securities Litigation
20
EBA
19
Securities
19
Settlement
18
Distressed Debt
18
Investment Management
17
Bonds
17
Financial Conduct Authority (FCA)
17
Financial Services Industry
17
Securitization
16
Capital Requirements
16
European Central Bank
16
MiFID II
16
UK
15
Disclosure Requirements
15
Loans
14
Asset-Backed Securities
14
Covered Bonds
14
Credit Ratings
14
Fraud
13
Bank of America
13
Canada
13
DOJ
13
Structured Financial Products
12
CCPs
12
Commercial Bankruptcy
12
Financial Regulatory Reform
12
KBRA
11
Compliance
11
FinTech
11
JPMorgan Chase
11
Risk Management
11
Swap Dealers
10
ABS
10
Capital Requirements Regulation (CRR)
10
EMEA
10
Insurance Industry
10
MiFIR
10
Morgan Stanley
10
Oil & Gas
10
Reporting Requirements
10
Stress Tests
9
AIFMD
9
Capital Markets
9
Capital Markets Union
9
Consumer Financial Products
9
Cybersecurity
9
ECON
9
No-Action Letters
9
Security-Based Swaps
9
UK Brexit
8
Debt Restructuring
8
Goldman Sachs
8
NCUA
8
NRSRO
8
Online Marketplace Lending
8
SCOTUS
8
Solvency II
7
Anti-Money Laundering
7
BCBS
7
Broker-Dealer
7
BRRD
7
CRD IV Directive
7
EIOPA
7
Final Rules
7
Foreign Banks
7
Hedge Funds
7
Investment Adviser
7
IOSCO
7
Money Market Funds
7
Mortgage-Backed Securities
7
No-Action Relief
7
OTC
7
Student Loans
6
Basel Committee
6
Citigroup
6
Collateralized Loan Obligations
6
Countrywide
6
Cross-Border
6
Enforcement Actions
6
FINRA
6
FIRREA
6
Insider Trading
6
Margin Requirements
6
Motion to Dismiss
6
Prudential Regulation Authority
6
Public Private Partnerships (P3s)
6
Puerto Rico
6
Ratings
6
Repurchases
6
Securities Fraud
6
Statute of Limitations
6
UBS
6
UCITS
5
Automotive Industry
5
Bank of New York (BNY) Mellon
5
Breach of Contract
5
Brokers
5
China
5
Civil Monetary Penalty
5
Class Action
5
Commodities
5
Conflicts of Interest
5
Crowdfunding
5
Deutsche Bank
5
Dismissals
5
European Supervisory Authorities (ESAs)
5
FATCA
5
Financial Crisis
5
Financial Services Authority
5
Investors
5
ISDA
5
Major Swap Participants
5
Market Abuse
5
MiFID
5
Money Laundering
5
Packaged Retail And Insurance-Based Investment Products (PRIIPS)
5
Public Offerings
5
Recordkeeping Requirements
5
Restructuring
5
Risk Assessment
5
Single Supervisory Mechanism
5
Telecommunications
5
U.S. Treasury
5
Virtual Currency
5
Volcker Rule
5
Wells Fargo
4
Airlines
4
Appraisal
4
Bankruptcy Court
4
Barclays
4
Basel III
4
Capital Raising
4
Consumer Lenders
4
Credit Rating Agencies
4
Data Protection
4
FinCEN
4
Foreclosure
4
HSBC
4
IFRS
4
JOBS Act
4
Lenders
4
Mergers
4
Mexico
4
Municipal Bankruptcy
4
Payday Loans
4
PSD2
4
Qualified Mortgage Rule
4
Real Estate Market
4
Regulation Technical Standards (RTS)
4
Risk Mitigation
4
Risk Retention
4
Securities Exchange Act
4
Securities Financing Transactions (SFTs)
4
Securitization Vehicles
4
Solar Energy
4
South Africa
4
Summary Judgment
4
Threshold Requirements
4
Transparency
3
AIG
3
AML-CTF
3
Appeals
3
Arbitration
3
Asset Management
3
Bank of England
3
Bank Secrecy Act
3
Bear Sterns
3
Benchmarks
3
Bitcoin
3
Breach of Duty
3
Chapter 9
3
Clearing Agencies
3
Closed-End Funds
3
Credit Cards
3
Creditors
3
Cross-Border Transactions
3
Debt
3
Deposit Insurance
3
Due Diligence
3
Economic Development
3
EDGAR
3
Emerging Growth Companies
3
Enforcement
3
ESRB
3
EU Market Abuse Regulation (EU MAR)
3
FATF
3
Fees
3
FSB
3
FTC
3
Futures
3
Housing Market
3
HUD
3
Implementing Technical Standards (ITS)
3
Inflation Adjustments
3
Infrastructure
3
Innovative Technology
3
Interest Rate Adjustments
3
Interest Rates
3
Investment Advisers Act of 1940
3
IRS
3
Leverage Ratio
3
Libor
3
Liquidity Coverage Ratio
3
Manufacturers
3
Member State
3
Memorandum of Understanding
3
Merrill Lynch
3
Mining
3
Misrepresentation
3
Motion to Compel
3
Municipal Securities Market
3
New Regulations
3
Non-Performing Loans (NPL)
3
OCR
3
Popular
3
Private Placements
3
Referendums
3
Regulation AB
3
Regulatory Oversight
3
Safe Harbors
3
Securities Violations
3
SEFs
3
Shadow Banking
3
Shareholders
3
Special Purpose Entities
3
Stocks
3
Technical Standards
3
Trading Platforms
3
Trustees
3
Truth in Lending Act (TILA)
3
Underwriting
3
US Bank
3
Whistleblowers
2
Ability-to-Repay
2
Administrative Proceedings
2
Advanced Notice of Proposed Rulemaking (ANPRM)
2
AIFM
2
Aircraft
2
ALJ
2
Article 50 Treaty of the EU
2
Article III
2
Attorney Generals
2
Auto Manufacturers
2
Automotive Loans
2
Bankruptcy Code
2
Benchmarking
2
BitLicense
2
Blockchain
2
BSA/AML
2
CCAR
2
Central Counterparties
2
Chapter 11
2
Clean Energy
2
Commercial Real Estate Market
2
Committee on Payments and Market Infrastructure (CPMI)
2
Commodities Exchange Act
2
Commodity Broker
2
Commodity Pool
2
Community Banks
2
Community Reinvestment Act
2
Consumer Bankruptcy
2
Contract Interpretation
2
Corporate Governance
2
Covered Entities
2
Credit
2
Critical Infrastructure Sectors
2
Cross-Selling
2
Cybersecurity Framework
2
Dealers
2
Debt Enforcement & Recovery Act (DERA)
2
Debt Securities
2
Default
2
Derivative Suit
2
Derivatives Clearing Organizations
2
Detroit
2
Digital Currency
2
Disclosure
2
Discovery
2
Dow Jones
2
DSIO
2
Earned Income Credit
2
EURIBOR
2
European Payments Council (ECP)
2
Federal Housing Administration (FHA)
2
Federal Savings Associations
2
FFIEC
2
Fiduciary Rule
2
Financial Reporting
2
Foreign Currency
2
Foreign Exchanges
2
Foreign Investment
2
Foreign Sovereigns
2
Forex
2
Fraudulent Transfers
2
Free Trade Agreements
2
FSOC
2
Future Commission Merchants
2
Gramm-Leach-Blilely Act
2
Green Bonds
2
High Frequency Trading
2
Holding Companies
2
Incentive Compensation
2
Information Sharing
2
Internal Controls
2
Introducing Brokers
2
Investment
2
Investment Companies
2
Investment Company Act of 1940
2
Investment Funds
2
IPO
2
Lehman Brothers
2
LendingClub
2
Leveraged Loans
2
Liquidation
2
Liquidity Risk Management Rule
2
Loan Modifications
2
Loan Servicer
2
Madden v Midland Funding
2
McGraw Hill
2
Middle East
2
MLD4
2
MMF
2
Mortgage Credit Directive (MCD)
2
Mortgage Insurance
2
Mortgage Lenders
2
Municipal Bonds
2
Municipalities
2
Mutual Funds
2
NCAs
2
Negligent Misrepresentation
2
Non-Profits
2
Nonbank Firms
2
NY Supreme Court
2
NYDFS
2
Offerings
2
Originators
2
Payment Systems
2
Pension Schemes
2
Pensions
2
Personal Jurisdiction
2
Ports
2
Prepaid Payment Products
2
Presidential Elections
2
Private Equity
2
Private Student Loans
2
Proposed Amendments
2
Proposed Legislation
2
Prospectus
2
Prudential
2
Public Comment
2
Purchase Agreement
2
Rating System
2
Registration Requirement
2
Registration Statement
2
Regulation AB II
2
Regulation D
2
Regulation S-K
2
Retirement Plan
2
Reversal
2
Reverse Mortgages
2
Robo-Advisors
2
Royal Bank of Scotland
2
Rule 147
2
Russia
2
SEC Examination Priorities
2
Securities Act of 1933
2
Securitization Market
2
SEPA
2
Shareholder Activism
2
Shareholder Litigation
2
Short Sales
2
SMEs
2
Standing
2
Surveillance
2
Swap Execution Facilities
2
Swap Market
2
Tax Evasion
2
Technology
2
Television Broadcast Stations
2
Third-Party Relationships
2
Tick Size
2
Trade Repositories
2
Trump Administration
2
TTIP
2
Unions
2
US Bank National Association
2
Usury
2
Venture Capital
2
Wachovia
2
Wall Street Journal
2
Wireless Industry
1
401k
1
Accounting Standards
1
Accredited Investors
1
Acquisition Agreements
1
Acquisitions
1
Administrative Authority
1
Administrative Hearings
1
Aetna
1
Affordable Housing
1
Africa
1
Airports
1
Allstate
1
Alternative Investment Funds
1
Amazon Marketplace
1
American Express
1
Annual Assessments
1
Annual Reports
1
Anthem Blue Cross
1
Anti-SLAPP
1
Anti-Terrorism Financing
1
Anti-Tying
1
Appointments Clause
1
Article II
1
Artificial Intelligence
1
Asia Pacific
1
Asset Valuations
1
AT&T
1
Australia
1
Automated Systems
1
B2B Transactions
1
Bail-In Provisions
1
Bailout
1
Bank Holding Company
1
Bank Holding Company Act
1
Banking Regulators
1
Bebo v SEC
1
Best Execution
1
Best Interest Contract Exemptions
1
BlackRock
1
Block Trades
1
Blue Sky Laws
1
BNP Paribas
1
Breach of Warranty
1
Bribery
1
Bridges
1
British Bankers' Association
1
Broadest Reasonable Interpretation Standard
1
Brokered Deposits
1
Business Continuity Plans
1
Business Taxes
1
Cable Operators
1
CalPERS
1
Capital Estimation Tool
1
Captive Insurance Company
1
Cartels
1
CashCall
1
Cease and Desist Orders
1
Chapter 7
1
Charter Communications
1
Charter Schools
1
Chief Compliance Officers
1
Choice-of-Law
1
CIGNA
1
CISO
1
Citibank
1
Class Certification
1
Collateral
1
Comcast
1
Commerzbank
1
Commodity Futures Contracts
1
Common Securitization Platform
1
Commonwealth of Puerto Rico v Franklin California Tax-Free Trust
1
Compensation & Benefits
1
Complex Financial Products
1
Comptroller
1
Confidential Supervisory Information
1
Congressional Budget Office
1
Congressional Investigations & Hearings
1
Constitutional Challenges
1
Consumer Financial Contracts
1
Consumer Rights Directive
1
Contract Disputes
1
Controlled Foreign Corporations
1
Cooperative Compliance Regime
1
Corporate Charters
1
Corporate Issuers
1
Corruption
1
Covenant of Good Faith and Fair Dealing
1
CRA
1
Cramdown
1
Credit Financing
1
Credit Suisse
1
Currency Control
1
Currency Exchange
1
Currency Fluctuation
1
Customer Due Diligence (CDD)
1
Cyber Attacks
1
Cyber Crimes
1
Cyber Insurance
1
cybers
1
Czyzewski v Jevic Holding Corp
1
D&O Insurance
1
Dark Pool
1
Data Breach
1
Data Collection
1
DCMs
1
De Minimus Quantity Exemption
1
Debit and Credit Card Transactions
1
Debt Financing
1
Debtors
1
Delaware Limited Liability Company Act
1
Delaware Statutory Trust Act
1
Denmark
1
Department of Financial Services
1
Deposit Accounts
1
Deposit Guarantee Schemes Directive (DGSD)
1
Deposit Guarantee System
1
Depository Institutions
1
Designated Contract Market
1
Digital Assets
1
Digital Services
1
Distressed Asset Stabilization Program
1
Distributed Ledger Technology (DLT)
1
Dividends
1
DOL
1
Double Jeopardy
1
Due Process
1
Duty to Serve
1
ECOA
1
Economic and Financial Affairs Council (ECOFIN)
1
Economic Downturn
1
Edge Act
1
EEA
1
EGRPRA
1
Electricity
1
Electronic Reporting
1
Elon Musk
1
ELTIF
1
Employee Benefits
1
End-Users
1
Energy Sector
1
Energy Trading
1
EOIPA
1
Equity Securities
1
ERISA
1
Escrow Accounts
1
ETFs
1
EU Data Protection Laws
1
EU Directive
1
Euro
1
European Court of Justice (ECJ)
1
European Union Delegated Act (EUDA)
1
Executive Compensation
1
Exemptions
1
Exploration and Production Assets
1
Extraterritoriality Rules
1
Facebook
1
Failure To Disclose
1
Fair Housing Act (FHA)
1
Fair Lending
1
False Claims Act (FCA)
1
False Statements
1
Family Businesses
1
Farm Credit Administration
1
FBOs
1
Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015
1
Federal Loans
1
Federal Pilot Programs
1
Federal Student Loans
1
Feeder Funds
1
FFI
1
FICOD
1
Fiduciary Duty
1
Financial Contracts
1
Financial Fraud
1
Financial Markets Authority
1
Financial Services and Markets Act
1
Financial Statements
1
Fines
1
FINREP
1
First National
1
FISMA
1
Fixing America’s Surface Transportation Act (FAST Act)
1
Football
1
Ford Motor
1
Foreign Branches of U.S. Banks
1
Foreign Correspondent Banking
1
Foreign Direct Investment
1
Foreign Nationals
1
Form 10-K
1
Form ADV
1
Form D Filing
1
Form F-1
1
Form S-1
1
France
1
Franchises
1
Fraudulent Concealment
1
FRB
1
Fund Transfer Controls
1
Funding Requirements
1
G20
1
GAAP
1
Gaming
1
General Electric
1
General Fund
1
Glass-Steagall Act
1
Global Systemically Important Financial Institutions (GSIFI)
1
GMRA
1
Google
1
GSE
1
Gun-Jumping
1
Hackers
1
Hart-Scott-Rodino Act
1
Heavy Equipment
1
Hedging
1
High-Speed Trading
1
High-Yield Markets
1
Higher-Priced Mortgage Loans
1
HMDA
1
Home Affordable Refinance Program
1
Hong Kong
1
HQLA
1
Humana
1
Husky International Electronics v Ritz
1
Hyperlink
1
IGAs
1
Imports
1
Incident Response Plans
1
Indemnity Insurance
1
Individual Accountability
1
Industrial Products
1
Information Security
1
Innovation
1
Insolvency
1
Institutional Investors
1
Insurance Block Exemption Regulation (IBER)
1
Interchange Fees
1
International Finance
1
Internet
1
Interstate Commerce
1
Inversion
1
Investigations
1
Investment Advisory Agreements
1
Investment Firms
1
IRA
1
Japan
1
Judicial Authority
1
Jumpstart GSE Reform Act
1
Junior Liens
1
Junk Bonds
1
Junk Debt
1
Jurisdiction
1
Leave to Appeal
1
Legacy Funds
1
Legal Entity Identifiers
1
Lending
1
Life Insurance
1
Liquidity
1
Litigation Funding
1
Living Will
1
Lloyds Banking Group
1
Loan Agreements
1
Loan Transfers
1
Long-Term Investment Funds
1
Low-Income Issues
1
Mandatory Arbitration Clauses
1
Mandatory Clearing Requirements
1
Margin Calls
1
Market Manipulation
1
Marketing
1
Mary Jo White
1
MassMutual
1
Material Misrepresentation
1
Material Misstatements
1
MCDC
1
Merger Agreements
1
MetLife
1
Miami
1
Misappropriation
1
Mobile Devices
1
Moratorium
1
Mortgage Escrow Account
1
Mortgage Loan Servicing Standards
1
Mortgage Servicers
1
Motion to Amend
1
Motion To Strike
1
MREL
1
MSRB
1
MTFs
1
Municipal Advisers
1
Municipal Securities Issuers
1
NASAA
1
Nasdaq
1
National Bank Act
1
National Exchange
1
Native American Issues
1
Natural Gas
1
NAV
1
Navient
1
Negligence
1
Net Stable Funding Ratio (NSFR)
1
New England Patriots
1
New Zealand
1
NFA
1
NFL
1
Non-Cleared Swaps
1
Non-Financial Firms
1
Non-GAAP Financial Measures
1
Non-Residents
1
Non-US Entities
1
NPRM
1
Objective Standard
1
OCIE
1
Offering Fraud
1
Offers
1
Office of Fair Trading
1
Omnicare
1
OPEC
1
PACE
1
Partial Summary Judgments
1
Partnerships
1
Passporting
1
Pay Ratio
1
Pay-for-Performance
1
Payment Accounts Directive (PAD)
1
Payment Processors
1
Pension Funds
1
Personal Data
1
Petition for Writ of Certiorari
1
PHH Corp. v CFPB
1
Pledges
1
Ponzi Scheme
1
Pre-Merger Filing Requirements
1
Preferred Shares
1
Preliminary Injunctions
1
Price Manipulation
1
Private Equity Funds
1
Private Funds
1
Private Offerings
1
Project Finance
1
Proposed Regulation
1
Proxy Statements
1
Prudential Standards
1
PSD
1
PSLRA
1
Public Communications
1
Public Disclosure
1
Public Finance
1
Public Financing
1
Public Housing Authorities
1
Public Pension
1
Publicly-Traded Companies
1
Publishers
1
Puerto Rico Oversight Management and Economic Stability Act (PROMESA)
1
Puffery
1
Putative Class Actions
1
Putback Claims
1
Radio Stations
1
Railroads
1
Railways
1
RBS
1
Real Estate Development
1
Recapitalization
1
Reclamation
1
Recovery Plans
1
Refineries
1
Registered Investment Companies (RICs)
1
Regulation A
1
Regulation AA
1
Regulation AT
1
Regulation C
1
Regulation E
1
Regulation FD
1
Regulation HH
1
Regulation S
1
Regulation S-X
1
Regulation Z
1
Reinsurance
1
REIT
1
Remand
1
REMIC
1
Removal At-Will
1
Removal For-Cause
1
Remuneration
1
Reorganizations
1
Representations and Warranties
1
Reserve
1
Residential Real Estate Market
1
Resource Extraction
1
Restricted Stocks
1
Retail Investors
1
Retail Market
1
Ring-Fencing
1
Roads
1
Rolls-Royce
1
Rule 10b-5
1
Rule 2210
1
Rule 504
1
Samsung
1
Sarbanes-Oxley
1
Schemes of Arrangement
1
Scottrade
1
SEC v Citigroup
1
Section 10(b)-5
1
Senior Managers
1
Services
1
SFO
1
Share Buybacks
1
Shareholder Rights
1
Shipping
1
SIFIs
1
SIFMA
1
Silicon Valley
1
SLUSA
1
Small Business
1
Small Credit Institutions
1
SnapChat
1
Social Media
1
Social Networks
1
SoftBank
1
Spinoffs
1
Spoofing
1
Sports
1
Startups
1
Statements of Net Worth
1
Stock Exchange
1
Stock Markets
1
Stock Repurchases
1
STOLI
1
Structured Settlements
1
Subject Matter Jurisdiction
1
SunTrust
1
Supervision
1
Swap Data Repositories
1
Tax Code
1
Tax Credits
1
Tax Exempt
1
Tax Haven
1
Tax Rates
1
Tax Structuring
1
TD Ameritrade
1
Tender Offers
1
Terrorism Funding
1
The Clayton Act
1
Third-Party
1
Third-Party Risk
1
TILA-RESPA Integrated Disclosure Rule (TRID)
1
Time Extensions
1
Time Warner Cable
1
Time-Barred Debt
1
TN Supreme Court
1
Tobacco Litigation
1
Tolling
1
Tom Brady
1
Tortious Interference
1
Trade Agreements
1
Trade Market Abuse
1
Trade Options
1
Trade Relations
1
Tribal Loans
1
True Lender
1
Trusts
1
UFTA
1
UK Bribery Act
1
UK Parliament
1
UK Supreme Court
1
Underwater Homeowners
1
Unfair or Deceptive Trade Practices
1
Uniform Voidable Transactions Act (UVTA)
1
Unregistered Brokers
1
Unsecured Debt
1
Utility Sector
1
Vacated
1
Value-Added Tax
1
Variation Margin Requirements (VM)
1
Volkswagen
1
Vulnerability Assessments
1
WA Supreme Court
1
Wall Street
1
Warren Buffet
1
Ways and Means Committee
1
Websites
1
Wellness International Network v Sharif
1
Wells Notice
1
Whistleblower Awards
1
White Collar Crimes
1
Wind Power
1
Withholding Tax
1
Work Product Privilege
1
Work Suspensions
1
WTO
1
Yahoo!