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Retirement Plan Fiduciary Duty

194
ERISA
159
DOL
102
Investment Adviser
100
Benefit Plan Sponsors
92
401k
66
IRA
56
Best Interest Contract Exemptions
56
Employee Benefits
48
SCOTUS
46
Conflicts of Interest
43
Final Rules
38
Breach of Duty
32
Best Interest Standard
31
Tibble v Edison Int
21
PTEs
20
IRS
20
Statute of Limitations
19
Broker-Dealer
18
SEC
17
Retirement
16
Class Action
16
Financial Adviser
15
Proposed Regulation
15
TPAs
14
Brokers
14
FINRA
13
Plan Administrators
12
FIfth Third Bancorp v Dudenhoeffer
12
Mutual Funds
12
Retirement Plan Providers
11
Employer Liability Issues
11
Internal Revenue Code (IRC)
11
Stock Drop Litigation
10
Duty of Prudence
10
Pensions
10
Third-Party Service Provider
10
Wage and Hour
9
Compliance
9
Excessive Fees
9
Fee Disclosure
8
Affordable Care Act
8
Financial Institutions
8
Participant-Directed Plans
8
Popular
7
Duty to Monitor
7
ESOP
7
Fees
7
Insurance Industry
7
Investment Management
7
Safe Harbors
6
SIFMA
5
Cybersecurity
5
HHS
5
Investment Funds
5
Plan Documents
4
Audits
4
Breach of Contract
4
Collective Bargaining
4
Disclosure Requirements
4
Dodd-Frank
4
Due Diligence
4
EBSA
4
Financial Services Industry
4
Joint Employers
4
Multiemployer Plan
4
Preemption
4
Registered Investment Advisors
4
Revenue Sharing
4
U.S. Treasury
3
Appeals
3
Broker Commissions
3
Closely Held Businesses
3
Defined Benefit Plans
3
Defined Contribution Plans
3
Derivatives
3
Exceptions
3
Exemptions
3
Health Savings Accounts
3
Healthcare
3
HIPAA
3
Human Resources Professionals
3
Investment
3
Investment Advisers Act of 1940
3
Investors
3
IRA Rollovers
3
Life Insurance
3
NLRA
3
NLRB
3
NPRM
3
OCIE
3
OSHA
3
Presidential Elections
3
QDRO
3
Recordkeeping Requirements
3
Service Agreements
3
Southern California Edison
3
Third-Party
3
Whistleblowers
2
Annuities
2
Anthem Insurance
2
Anti-Money Laundering
2
Appropriations Bill
2
Asset Management
2
Banks
2
Beneficiaries
2
Beneficiary Designations
2
Bonuses
2
Brokerage Accounts
2
Browning-Ferris Industries of California Inc.
2
BSA/AML
2
Business Advice
2
Cadillac Tax
2
CFTC
2
CMS
2
COBRA
2
Commercial Bankruptcy
2
Corporate Counsel
2
Data Security
2
Deferred Compensation
2
Determination Letter
2
Disclosure
2
Employer Contributions
2
Employer Group Health Plans
2
Enforcement Actions
2
Exchange-Traded Products
2
FDA
2
Federal Reserve
2
FICA Taxes
2
Financial Markets
2
FinCEN
2
FLSA
2
Form 5500
2
Form N-Cen
2
Form N-PORT
2
Fund Sponsors
2
Health Care Providers
2
Hiring & Firing
2
Insider Trading
2
Janus Capital Group
2
Kodak
2
Lehman Brothers
2
Lockheed Martin
2
Minimum Salary
2
Money Market Funds
2
Native American Issues
2
Negligence
2
Non-Profits
2
Notice Requirements
2
Obama Administration
2
Over-Time
2
PBGC
2
Pending Legislation
2
Plan Participants
2
Pleading Standards
2
Policies and Procedures
2
Private Equity Funds
2
Private Right of Action
2
Proposed Amendments
2
Proposed Legislation
2
Public Comment
2
Qualified Retirement Plans
2
Regulatory Standards
2
Religious Institutions
2
Remand
2
Reporting Requirements
2
SEC Examination Priorities
2
Section 404
2
Section 409A
2
Securities
2
Standard of Review
2
Stocks
2
Summary Plan Description
2
Sun Capital Partners
2
Survivor Benefits
2
Swap Dealers
2
Training
2
Trust Assets
2
Trustees
2
Trusts
2
Union Elections
2
Unions
2
US Bancorp
2
Vesting
2
Whistleblower Awards
2
White-Collar Exemptions
2
Withdrawal Liability
2
Year-End Planning
1
Abuse of Discretion
1
ADA
1
Administrative Exemption
1
Ambush Election Rules
1
Amgen
1
Amgen Inc. v Connecticut Retirement Plans
1
Annual Reports
1
Appraisal
1
Arbitrary and Capricious
1
Arbitration
1
Arm's Length Principle
1
Asset-Backed Securities
1
Attorney's Fees
1
Attorney-Client Privilege
1
Australia
1
Auto Insurance
1
Automotive Loans
1
Bad Faith
1
Bank Holding Company
1
Bank Holding Company Act
1
Bank Secrecy Act
1
Banking Sector
1
Bankruptcy Code
1
Bargaining Units
1
Benchmarking
1
Best Practices
1
Board of Directors
1
Boeing
1
Bonds
1
Bundled Providers
1
Burwell v Hobby Lobby
1
Business Associates
1
Business Conduct Standards
1
Business Development
1
CalPERS
1
CalSTRS
1
Capital Rules
1
CEA
1
Census
1
CEOs
1
CFPB
1
Chapter 11
1
Charles Schwab
1
Charter Schools
1
CHIP
1
Churches
1
CIGNA v Amara
1
Claim Denial Letters
1
Clawbacks
1
Client Meetings
1
Client Referrals
1
CMBS
1
CMOs
1
Coal Industry
1
Collateralized Loan Obligations
1
Collective Bargaining Agreements (CBA)
1
Comment Period
1
Compensation
1
Consolidated Appropriations Act
1
Contraceptive Coverage Mandate
1
Contraceptives
1
Contract Drafting
1
Controlled Groups
1
Corporate Governance
1
Currency Transaction Reports (CTR)
1
Damages
1
Dave & Buster's
1
Death Benefits
1
Delegation of Discretion
1
Discrimination
1
Dispute Resolution
1
Distribution Rules
1
Divestiture
1
Divestment
1
Document Retention Policies
1
DOJ
1
Domestic Partnership
1
Duty of Care
1
Duty of Loyalty
1
EEOC
1
Electronic Reporting
1
Employee Contributions
1
Employee Retention
1
Estate Planning
1
Estoppel
1
ETFs
1
Excise Tax
1
Executive Compensation
1
Executive Orders
1
Extrinsic Evidence
1
Failure To State A Claim
1
Fair Pay and Safe Workplaces
1
False Claims Act (FCA)
1
FCC
1
FCRA
1
FDIC
1
Federal Register
1
Federal Rule 12(b)(1)
1
Fee-Sharing
1
Fiduciary Warranty
1
Fifth Amendment
1
Financial Market Utilities
1
Financial Planning
1
Financial Restatements
1
Financial Sector
1
First Amendment
1
Fixing America’s Surface Transportation Act (FAST Act)
1
Form ADV
1
Form N-SAR
1
Forum Selection Clause
1
Forum Shopping
1
Franchises
1
FSOC
1
Fund Distribution
1
Fund Managers
1
GAO
1
Gobeille v Liberty Mutual Insurance Com.
1
Governance Standards
1
Health Plan Sponsors
1
Hewlett-Packard
1
Hobby Lobby
1
Home Health Agencies
1
Home Healthcare Workers
1
HSA
1
Illegal Tipping
1
Incentive Compensation
1
Incorporation by Reference
1
Indemnification
1
Information Reports
1
Injunctive Relief
1
Inside Information
1
Insurance Brokers
1
Interest Rates
1
Investment Companies
1
Investment Fraud
1
Investment Portfolios
1
Investor Protection
1
Jerry Brown
1
Joint Venture
1
Judicial Review
1
Junk Bonds
1
Labeling
1
Liability Insurance
1
Liquidity
1
M&G Polymers v Tackett
1
Maintenance Fees
1
Management Fees
1
Marketing
1
MassMutual
1
Mediation
1
Medical Marijuana
1
Medicare Taxes
1
Medigap
1
Merger Agreements
1
Minimum Wage
1
Misrepresentation
1
Moench Presumption
1
Money Laundering
1
Morgan Stanley
1
Motion for Summary Judgment
1
MSRB
1
Multi-Employer Pensions
1
Municipal Advisers
1
Nationwide Insurance Co.
1
New Amendments
1
New Legislation
1
Non-Union
1
Nonbank Firms
1
NRSRO
1
OCC
1
OCR
1
OH Supreme Court
1
OIG
1
Oil & Gas
1
Overpayment
1
Partnership-in-Fact
1
Pay or Play
1
Pay-To-Play
1
Payroll Companies
1
Payroll Deductions
1
Payroll Taxes
1
Penalties
1
Pension Protection Act of 2006
1
Personal Liability
1
Personal Property
1
Personally Identifiable Information
1
Personnel Records
1
Pleadings
1
Political Contributions
1
Preventive Health Care
1
PricewaterhouseCoopers
1
Principal Transaction Exemption
1
Private Equity
1
Private Funds
1
Prohibited Transactions
1
Property Tax
1
Proprietary Trading
1
Prudential Regulation Authority
1
Public Employees
1
Public Hearing
1
Public Pension
1
Publication Requirement
1
Publicly-Traded Companies
1
Qualified Health Plans
1
Rebuttable Presumptions
1
Regulation S-X
1
REIT
1
Religious Exemption
1
Religious Freedom
1
Remedies
1
Required Documentation
1
Resignation
1
RESPA
1
Retroactive Taxes
1
Risk Management
1
Risk Mitigation
1
RJ Reynolds
1
Roth IRA
1
Rule 10b-5
1
Rulemaking Process
1
S&P
1
Sales Commissions
1
Same-Sex Marriage
1
SAR
1
Securities Act
1
Security-Based Swaps
1
Self-Dealing
1
Service Contracts
1
Settlement
1
Severance Agreements
1
Shared Savings Program
1
SIFIs
1
Silica
1
SIP
1
SLUSA
1
Sovereign Immunity
1
Specialty Healthcare
1
Spouses
1
Staffing Agencies
1
Standard of Care
1
Stark Law
1
Stock Options
1
Structured Financial Products
1
Subject Matter Jurisdiction
1
Subsidiaries
1
Summary of Benefits and Coverage
1
Supplemental Benefits
1
Surveys
1
Suspicious Activity Reports
1
Swaps
1
Swing Pricing
1
Tax Exempt Entities
1
Tax Exemptions
1
Tax Liability
1
Tax Penalties
1
TCPA
1
Tender Offers
1
Termination
1
Terrorism Funding
1
TILA-RESPA Integrated Disclosure Rule (TRID)
1
Trade Associations
1
Trading Platforms
1
Transaction Fees
1
Tribal Lands
1
UAW
1
Unfair Labor Practices
1
Uninsured and Under-Insured Motorists
1
Vacated
1
Vanguard
1
Variable Annuities
1
Venture Capital
1
Venue
1
Volcker Rule
1
Waivers
1
Wall Street
1
Warranties
1
Wellness Programs
1
Withholding Requirements
1
Withholding Tax
1
Workplace Communication
1
Workplace Safety
1
Yard Man