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Retirement Plan Fiduciary Duty

204
ERISA
168
DOL
106
Investment Adviser
105
Benefit Plan Sponsors
95
401k
71
IRA
60
Best Interest Contract Exemptions
58
Employee Benefits
49
SCOTUS
48
Conflicts of Interest
45
Final Rules
41
Breach of Duty
35
Best Interest Standard
32
Tibble v Edison Int
22
PTEs
20
IRS
20
Statute of Limitations
19
Broker-Dealer
19
SEC
18
Class Action
18
Retirement
17
Retirement Plan Providers
16
Brokers
16
Financial Adviser
15
Plan Administrators
15
Proposed Regulation
15
TPAs
14
FINRA
13
FIfth Third Bancorp v Dudenhoeffer
13
Internal Revenue Code (IRC)
13
Third-Party Service Provider
12
Mutual Funds
12
Pensions
12
Stock Drop Litigation
11
Duty of Prudence
11
Employer Liability Issues
11
Excessive Fees
10
Fee Disclosure
10
Wage and Hour
9
Compliance
9
Financial Institutions
9
Participant-Directed Plans
8
Affordable Care Act
8
Duty to Monitor
8
Fees
8
Popular
8
Safe Harbors
7
ESOP
7
Insurance Industry
7
Investment Management
6
SIFMA
5
Cybersecurity
5
Financial Services Industry
5
HHS
5
Investment Funds
5
Multiemployer Plan
5
Plan Documents
4
Audits
4
Breach of Contract
4
Collective Bargaining
4
Disclosure Requirements
4
Dodd-Frank
4
Due Diligence
4
EBSA
4
Exemptions
4
Joint Employers
4
Preemption
4
Registered Investment Advisors
4
Revenue Sharing
4
U.S. Treasury
3
Appeals
3
Broker Commissions
3
Closely Held Businesses
3
Defined Benefit Plans
3
Defined Contribution Plans
3
Derivatives
3
Exceptions
3
First Amendment
3
Form 5500
3
Health Savings Accounts
3
Healthcare
3
HIPAA
3
Human Resources Professionals
3
Investment
3
Investment Advisers Act of 1940
3
Investors
3
IRA Rollovers
3
Life Insurance
3
NLRA
3
NLRB
3
NPRM
3
OCIE
3
OSHA
3
Plan Participants
3
Pleading Standards
3
Presidential Elections
3
QDRO
3
Recordkeeping Requirements
3
Service Agreements
3
Southern California Edison
3
Third-Party
3
Whistleblowers
2
Amgen
2
Annuities
2
Anthem Insurance
2
Anti-Money Laundering
2
Appropriations Bill
2
Asset Management
2
Banks
2
Beneficiaries
2
Beneficiary Designations
2
Bonuses
2
Brokerage Accounts
2
Browning-Ferris Industries of California Inc.
2
BSA/AML
2
Business Advice
2
Cadillac Tax
2
CFTC
2
CMS
2
COBRA
2
Commercial Bankruptcy
2
Corporate Counsel
2
Data Security
2
Deferred Compensation
2
Determination Letter
2
Disclosure
2
Employer Contributions
2
Employer Group Health Plans
2
Enforcement Actions
2
Exchange-Traded Products
2
FDA
2
Federal Reserve
2
FICA Taxes
2
Financial Markets
2
FinCEN
2
FLSA
2
Form N-Cen
2
Form N-PORT
2
Fund Managers
2
Fund Sponsors
2
Governance Standards
2
Health Care Providers
2
Hiring & Firing
2
Insider Trading
2
Janus Capital Group
2
Kodak
2
Lehman Brothers
2
Lockheed Martin
2
Minimum Salary
2
Moench Presumption
2
Money Market Funds
2
Motion for Summary Judgment
2
Native American Issues
2
Negligence
2
Non-Profits
2
Notice Requirements
2
Obama Administration
2
Over-Time
2
PBGC
2
Pending Legislation
2
Policies and Procedures
2
Preliminary Injunctions
2
Private Equity Funds
2
Private Right of Action
2
Proposed Amendments
2
Proposed Legislation
2
Public Comment
2
Qualified Retirement Plans
2
Regulatory Standards
2
Religious Institutions
2
Remand
2
Reporting Requirements
2
SEC Examination Priorities
2
Section 404
2
Section 409A
2
Securities
2
Standard of Care
2
Standard of Review
2
Stocks
2
Summary Plan Description
2
Sun Capital Partners
2
Survivor Benefits
2
Swap Dealers
2
Training
2
Trust Assets
2
Trustees
2
Trusts
2
Union Elections
2
Unions
2
US Bancorp
2
Vesting
2
Whistleblower Awards
2
White-Collar Exemptions
2
Withdrawal Liability
2
Year-End Planning
1
Abuse of Discretion
1
ADA
1
Administrative Exemption
1
Ambush Election Rules
1
Amgen Inc. v Connecticut Retirement Plans
1
Amgen v Harris
1
Annual Reports
1
Appraisal
1
Arbitrary and Capricious
1
Arbitration
1
Arm's Length Principle
1
Asset-Backed Securities
1
Attorney's Fees
1
Attorney-Client Privilege
1
Australia
1
Auto Insurance
1
Automotive Loans
1
Bad Faith
1
Bank Holding Company
1
Bank Holding Company Act
1
Bank Secrecy Act
1
Banking Sector
1
Bankruptcy Code
1
Bargaining Units
1
Benchmarking
1
Best Practices
1
Board of Directors
1
Boeing
1
Bonds
1
Bundled Providers
1
Burwell v Hobby Lobby
1
Business Associates
1
Business Conduct Standards
1
Business Development
1
CalPERS
1
CalSTRS
1
Canada
1
Capital Rules
1
CEA
1
Census
1
CEOs
1
CFPB
1
Chapter 11
1
Charles Schwab
1
Charter Schools
1
Chevron Deference
1
CHIP
1
Churches
1
CIGNA v Amara
1
Claim Denial Letters
1
Class Action Arbitration Waivers
1
Clawbacks
1
Client Meetings
1
Client Referrals
1
CMBS
1
CMOs
1
Coal Industry
1
Collateralized Loan Obligations
1
Collective Bargaining Agreements (CBA)
1
Comment Period
1
Compensation
1
Consolidated Appropriations Act
1
Contraceptive Coverage Mandate
1
Contraceptives
1
Contract Drafting
1
Controlled Groups
1
Corporate Governance
1
Covered Employees
1
Covered Employer
1
Cross Motions
1
Currency Transaction Reports (CTR)
1
Damages
1
Dave & Buster's
1
Death Benefits
1
Delegation of Discretion
1
Discrimination
1
Dispute Resolution
1
Distribution Rules
1
Divestiture
1
Divestment
1
Document Retention Policies
1
DOJ
1
Domestic Partnership
1
Duty of Care
1
Duty of Loyalty
1
EEOC
1
Electronic Reporting
1
Employee Contributions
1
Employee Retention
1
Estate Planning
1
Estoppel
1
ETFs
1
Excise Tax
1
Exclusions
1
Executive Compensation
1
Executive Orders
1
Extrinsic Evidence
1
Failure To State A Claim
1
Fair Pay and Safe Workplaces
1
False Claims Act (FCA)
1
FCC
1
FCRA
1
FDIC
1
Federal Register
1
Federal Rule 12(b)(1)
1
Fee-Sharing
1
Fiduciary Warranty
1
Fifth Amendment
1
Financial Market Utilities
1
Financial Planning
1
Financial Restatements
1
Financial Sector
1
Fixing America’s Surface Transportation Act (FAST Act)
1
Form ADV
1
Form N-SAR
1
Forum Selection Clause
1
Forum Shopping
1
Franchises
1
Free Speech
1
FSOC
1
Fund Distribution
1
GAO
1
Gobeille v Liberty Mutual Insurance Com.
1
Health Plan Sponsors
1
Hewlett-Packard
1
Hobby Lobby
1
Home Health Agencies
1
Home Healthcare Workers
1
HSA
1
Illegal Tipping
1
Incentive Compensation
1
Incentives
1
Incorporation by Reference
1
Indemnification
1
Information Reports
1
Injunctions
1
Injunctive Relief
1
Inside Information
1
Insurance Brokers
1
Interest Rates
1
Investment Companies
1
Investment Fraud
1
Investment Portfolios
1
Investor Protection
1
Irreparable Harm
1
Jerry Brown
1
Joint Venture
1
Judicial Review
1
Junk Bonds
1
Labeling
1
Liability Insurance
1
Liquidity
1
M&G Polymers v Tackett
1
Maintenance Fees
1
Management Fees
1
Marketing
1
MassMutual
1
Mediation
1
Medical Marijuana
1
Medicare Taxes
1
Medigap
1
Merger Agreements
1
Minimum Wage
1
Misrepresentation
1
Money Laundering
1
More Harm Than Good Standard
1
Morgan Stanley
1
MSRB
1
Multi-Employer Pensions
1
Municipal Advisers
1
Nationwide Insurance Co.
1
New Amendments
1
New Legislation
1
Non-Union
1
Nonbank Firms
1
NRSRO
1
OCC
1
OCR
1
OH Supreme Court
1
OIG
1
Oil & Gas
1
Overpayment
1
Partnership-in-Fact
1
Pay or Play
1
Pay-To-Play
1
Payroll Companies
1
Payroll Deductions
1
Payroll Taxes
1
Penalties
1
Pension Protection Act of 2006
1
Personal Liability
1
Personal Property
1
Personally Identifiable Information
1
Personnel Records
1
Pleadings
1
Political Contributions
1
Preventive Health Care
1
PricewaterhouseCoopers
1
Principal Transaction Exemption
1
Private Equity
1
Private Funds
1
Private Investment Funds
1
Private Sector
1
Prohibited Transactions
1
Property Tax
1
Proprietary Trading
1
Prudential Regulation Authority
1
Public Employees
1
Public Hearing
1
Public Pension
1
Publication Requirement
1
Publicly-Traded Companies
1
Qualified Health Plans
1
Rebuttable Presumptions
1
Regulation S-X
1
REIT
1
Religious Exemption
1
Religious Freedom
1
Remedies
1
Required Documentation
1
Resignation
1
RESPA
1
Retroactive Taxes
1
Risk Management
1
Risk Mitigation
1
RJ Reynolds
1
Roth IRA
1
Rule 10b-5
1
Rulemaking Process
1
S&P
1
Sales Commissions
1
Same-Sex Marriage
1
SAR
1
Securities Act
1
Security-Based Swaps
1
Self-Dealing
1
Service Contracts
1
Settlement
1
Severance Agreements
1
Shared Savings Program
1
SIFIs
1
Silica
1
SIP
1
SLUSA
1
Sovereign Immunity
1
Specialty Healthcare
1
Spouses
1
Staffing Agencies
1
Stark Law
1
State-Sponsored Retirement Plans
1
Stock Options
1
Structured Financial Products
1
Subject Matter Jurisdiction
1
Subsidiaries
1
Summary of Benefits and Coverage
1
Supplemental Benefits
1
Surveys
1
Suspicious Activity Reports
1
Swaps
1
Swing Pricing
1
Tax Exempt Entities
1
Tax Exemptions
1
Tax Liability
1
Tax Penalties
1
TCPA
1
Tender Offers
1
Termination
1
Terrorism Funding
1
Thomas Perez
1
TILA-RESPA Integrated Disclosure Rule (TRID)
1
Trade Associations
1
Trading Platforms
1
Transaction Fees
1
Tribal Lands
1
UAW
1
Unfair Labor Practices
1
Uninsured and Under-Insured Motorists
1
Vacated
1
Vanguard
1
Variable Annuities
1
Venture Capital
1
Venue
1
Volcker Rule
1
Voluntary Dismissals
1
Waivers
1
Wall Street
1
Warranties
1
Wellness Programs
1
Withholding Requirements
1
Withholding Tax
1
Workplace Communication
1
Workplace Safety
1
Yard Man