Browse Related Topics For:

Retirement Plan Fiduciary Duty

279
ERISA
228
DOL
147
Investment Adviser
127
401k
125
Benefit Plan Sponsors
123
Employee Benefits
85
Best Interest Contract Exemptions
84
IRA
62
Conflicts of Interest
59
Breach of Duty
51
Fiduciary Rule
51
Final Rules
50
SCOTUS
40
Best Interest Standard
33
Class Action
33
Trump Administration
32
Tibble v Edison Int
30
Financial Adviser
29
Retirement
28
SEC
26
Broker-Dealer
26
IRS
24
PTEs
23
Retirement Plan Providers
22
Statute of Limitations
20
Investment Management
19
Brokers
19
Excessive Fees
19
Pensions
19
TPAs
18
Mutual Funds
17
FINRA
17
Internal Revenue Code (IRC)
17
Plan Administrators
17
Stock Drop Litigation
16
Affordable Care Act
15
FIfth Third Bancorp v Dudenhoeffer
15
Proposed Regulation
14
Duty of Prudence
13
403(b) Plans
13
Employer Liability Issues
13
Financial Institutions
13
Popular
13
Third-Party Service Provider
12
Fees
12
Financial Sector
12
Wage and Hour
11
ESOP
11
Fee Disclosure
10
Cybersecurity
10
Insurance Industry
9
Compliance
9
Dodd-Frank
9
Financial Markets
9
Participant-Directed Plans
9
Universities
8
Defined Contribution Plans
8
Duty to Monitor
8
Financial Services Industry
8
Healthcare
8
Investment Funds
8
Presidential Elections
8
Safe Harbors
7
Disclosure Requirements
7
Investment
7
Revenue Sharing
6
Annuities
6
Appeals
6
Collective Bargaining
6
Dismissals
6
Health Insurance
6
Health Savings Accounts
6
HHS
6
Multiemployer Plan
6
Preemption
6
Preliminary Injunctions
6
Recordkeeping Requirements
6
SIFMA
5
Corporate Counsel
5
Defined Benefit Plans
5
Derivatives
5
Due Diligence
5
EBSA
5
Educational Institutions
5
Employer Group Health Plans
5
Executive Compensation
5
Exemptions
5
Joint Employers
5
Life Insurance
5
Plan Documents
5
Regulatory Oversight
5
Stocks
5
Wellness Programs
4
ADA
4
Administrative Procedure Act
4
Audits
4
Banks
4
Breach of Contract
4
Broker Commissions
4
Cadillac Tax
4
Determination Letter
4
EEOC
4
Enforcement Actions
4
Exceptions
4
Form 5500
4
HIPAA
4
Hiring & Firing
4
Human Resources Professionals
4
Investment Advisers Act of 1940
4
Non-Profits
4
Notice Requirements
4
OCIE
4
OSHA
4
Over-Time
4
PBGC
4
Pleading Standards
4
Policies and Procedures
4
Proposed Legislation
4
Registered Investment Advisors
4
Reporting Requirements
4
Securities
4
Service Agreements
4
U.S. Treasury
4
Unions
4
Whistleblowers
3
Asset Management
3
BSA/AML
3
Canada
3
CFTC
3
Closely Held Businesses
3
CMS
3
Colleges
3
Delays
3
Distribution Rules
3
Exchange-Traded Products
3
First Amendment
3
FLSA
3
Form N-Cen
3
Form N-PORT
3
Forum Selection Clause
3
Fund Managers
3
Investors
3
IRA Rollovers
3
Merger Agreements
3
Mergers
3
Minimum Salary
3
Money Market Funds
3
Mortgages
3
NLRA
3
NLRB
3
NPRM
3
Personal Liability
3
Pharmaceutical Industry
3
Plan Participants
3
Presidential Nominations
3
Public Comment
3
Publicly-Traded Companies
3
QDRO
3
Qualified Retirement Plans
3
Regulatory Reform
3
Repeal
3
Self-Dealing
3
Southern California Edison
3
Third-Party
3
Valeant
3
Vesting
3
Wells Fargo
3
White-Collar Exemptions
3
Workplace Safety
2
AARP
2
Amgen
2
Anthem Insurance
2
Anti-Money Laundering
2
Appraisal
2
Appropriations Bill
2
Attorney-Client Privilege
2
Banking Sector
2
Beneficiaries
2
Beneficiary Designations
2
Best Practices
2
Bonuses
2
Brokerage Accounts
2
Browning-Ferris Industries of California Inc.
2
Business Advice
2
Business Continuity Plans
2
CFPB
2
Charles Schwab
2
Chevron Deference
2
China
2
COBRA
2
Commercial Bankruptcy
2
Compensation & Benefits
2
Data Breach
2
Data Security
2
Deferred Compensation
2
Disclosure
2
Document Retention Policies
2
DOJ
2
Duty of Loyalty
2
Employee Contributions
2
Employer Contributions
2
Employer Mandates
2
EU
2
Excise Tax
2
Failure To State A Claim
2
Fair Pay and Safe Workplaces
2
FDA
2
Federal Reserve
2
FICA Taxes
2
Fidelity Investments
2
FinCEN
2
Florida
2
Form ADV
2
Forum Selection
2
Franchises
2
FSB
2
Fund Sponsors
2
GINA
2
Governance Standards
2
Health Care Providers
2
Healthcare Reform
2
Industry Examinations
2
Inside Information
2
Insider Trading
2
Investment Companies
2
Irreparable Harm
2
Janus Capital Group
2
Kickbacks
2
Kodak
2
Lehman Brothers
2
Lifetime Health Benefits
2
Lockheed Martin
2
Medicaid
2
Medical Marijuana
2
Medical School
2
Merrill Lynch
2
Minimum Wage
2
Moench Presumption
2
Motion for Summary Judgment
2
MSRB
2
Multi-Employer Pensions
2
Native American Issues
2
Negligence
2
NYDFS
2
Obama Administration
2
Pay or Play
2
Pending Legislation
2
Presidential Memorandum
2
Private Equity
2
Private Equity Funds
2
Private Right of Action
2
Prohibited Transactions
2
Proposed Amendments
2
Public Disclosure
2
Public Employees
2
Regulatory Standards
2
Religious Institutions
2
Remand
2
Sales Commissions
2
Same-Sex Marriage
2
SEC Examination Priorities
2
Section 404
2
Section 409A
2
Settlement
2
Silica
2
Standard of Care
2
Standard of Review
2
Stock Float
2
Summary Judgment
2
Summary Plan Description
2
Sun Capital Partners
2
Survivor Benefits
2
Swap Dealers
2
Swaps
2
Tax Exempt Entities
2
Trading Platforms
2
Training
2
Trustees
2
Trusts
2
UK
2
UK Brexit
2
Union Elections
2
US Bancorp
2
Vanguard
2
Whistleblower Awards
2
Withdrawal Liability
2
Yahoo!
2
Year-End Planning
1
Abuse of Discretion
1
Acquisition Agreements
1
Acquisitions
1
Administrative Exemption
1
Administrative Proceedings
1
Adverse Employment Action
1
Aetna
1
Alibaba
1
Ally Financial Inc
1
Alternative Pleadings
1
Amazon Marketplace
1
Ambush Election Rules
1
Amgen Inc. v Connecticut Retirement Plans
1
Amgen v Harris
1
Annual Reports
1
Arbitrary and Capricious
1
Arbitration
1
Arm's Length Principle
1
Article III
1
Asset-Backed Securities
1
Attorney's Fees
1
Australia
1
Auto Insurance
1
Automatic Enrollment
1
Automotive Industry
1
Automotive Loans
1
AXA Equitable Life
1
Background Checks
1
Bad Faith
1
Bank Holding Company
1
Bank Holding Company Act
1
Bank of America
1
Bank Secrecy Act
1
Bankruptcy Code
1
Bargaining Units
1
Benchmarking
1
Beneficial Owner
1
Berkshire Hathaway
1
Board of Directors
1
Boeing
1
Bond Markets
1
Bonds
1
BP
1
Budget Recollection Legislation
1
Bundled Providers
1
Burwell v Hobby Lobby
1
Business Associates
1
Business Conduct Standards
1
Business Development
1
Business Taxes
1
CA Supreme Court
1
CalPERS
1
CalSTRS
1
Capital Rules
1
Cause of Action Accrual
1
CEA
1
Cell Phones
1
Census
1
CEOs
1
Chamber of Commerce
1
Chapter 11
1
Charter Schools
1
Chevron
1
CHIP
1
Chrysler
1
Churches
1
CIGNA v Amara
1
Citigroup
1
Claim Denial Letters
1
Class Action Arbitration Waivers
1
Class Certification
1
Clawbacks
1
Client Meetings
1
Client Referrals
1
CMBS
1
CMOs
1
Coal Industry
1
Collateralized Loan Obligations
1
Collective Bargaining Agreements (CBA)
1
Comment Period
1
Commercial General Liability Policies
1
Commuter Tax Benefits
1
Compensation
1
Compensation Agreements
1
Consolidated Appropriations Act
1
Constitutional Challenges
1
Consumer Protection Laws
1
Contraceptive Coverage Mandate
1
Contraceptives
1
Contract Drafting
1
Controlled Groups
1
Conversion Requirements
1
Corporate Governance
1
Corporate Taxes
1
Cost-of-Living Adjustment (COLA)
1
Covered Employees
1
Covered Employer
1
Credit Suisse
1
Criminal Background Checks
1
Criminal Prosecution
1
Criminal Records
1
Cross Motions
1
Currency Transaction Reports (CTR)
1
Customer Due Diligence (CDD)
1
Damages
1
Dark Pool
1
Data Protection
1
Dave & Buster's
1
Death Benefits
1
Decriminalization of Marijuana
1
Delegation of Discretion
1
Deutsche Bank
1
Disability Benefits
1
Discrimination
1
Disgorgement
1
Disney
1
Dispute Resolution
1
Divestiture
1
Divestment
1
Domestic Partnership
1
Domestic Workers
1
Drug Pricing
1
Due Process
1
Duty of Care
1
Economic Impact Analysis
1
EEA
1
Electronic Reporting
1
Elizabeth Warren
1
Elon Musk
1
Embezzlement
1
Employee Restrooms
1
Employee Retention
1
Employee Stock Purchase Plans
1
Employment Authorization Documents (EAD)
1
Employment Discrimination
1
EPCRS
1
Equal Pay
1
Estate Planning
1
Estoppel
1
ETFs
1
Exclusions
1
Executive Orders
1
Exempt-Employees
1
Exhaustion Doctrine
1
Extradition
1
Extrinsic Evidence
1
False Claims Act (FCA)
1
FCC
1
FCPA
1
FCRA
1
FDIC
1
Federal Register
1
Federal Rule 12(b)(1)
1
Fee-Sharing
1
Fiduciary Exception
1
Fiduciary Warranty
1
Field Assistance Bulletins
1
Fifth Amendment
1
Filing Deadlines
1
Financial Market Utilities
1
Financial Planning
1
Financial Restatements
1
Firearms
1
Fixing America’s Surface Transportation Act (FAST Act)
1
Flash Crash
1
Foreclosure
1
Form 1094
1
Form 1095
1
Form N-SAR
1
Forum Shopping
1
Free Speech
1
FSOC
1
Fund Distribution
1
GAO
1
Gartenberg Factors
1
Gender Discrimination
1
General Electric
1
Gobeille v Liberty Mutual Insurance Com.
1
Goldman Sachs
1
Government Contractors
1
Government Investigations
1
Grandfathered Obligations
1
Hackers
1
Hazardous Substances
1
Health Insurance Exchanges
1
Health Plan Sponsors
1
Herballife
1
Hewlett-Packard
1
Higher Education Act
1
HITECH
1
Hobby Lobby
1
Home Health Agencies
1
Home Healthcare Workers
1
HRA
1
HSA
1
IBM
1
Illegal Tipping
1
Immigrants
1
Incentive Compensation
1
Incentives
1
Income Taxes
1
Incorporation by Reference
1
Indemnification
1
Indemnity
1
Indictments
1
Inflated Stock Purchase Price
1
Inflation Adjustments
1
Information Reports
1
Injunctions
1
Injunctive Relief
1
Insider Information
1
Insolvency
1
Insurance Brokers
1
Interest Income
1
Interest Payments
1
Interest Rate Adjustments
1
Interest Rates
1
Interference Claims
1
Internet Streaming
1
Investment Banks
1
Investment Fraud
1
Investment Portfolios
1
Investor Protection
1
ISS
1
Jerry Brown
1
Job Creation
1
Joint Venture
1
JPMorgan Chase
1
Judicial Review
1
Junk Bonds
1
Juvenile Justice System
1
Labeling
1
Labor Law Violations
1
Legislative Agendas
1
LGBT
1
LGBTQ
1
Liability Insurance
1
Limited Liability Company (LLC)
1
Liquidity
1
Lis Pendens
1
Local Ordinance
1
Long Term Care Facilities
1
Long Term Disability Insurance
1
Long-Term Care
1
Lump Sum Payments
1
M&G Polymers v Tackett
1
Maintenance Fees
1
Management Fees
1
Marijuana
1
Marketing
1
MassMutual
1
Material Nonpublic Information
1
Meals-Gifts-and Entertainment Rules
1
Mediation
1
Medicare Taxes
1
Member State
1
Mental Health
1
Mental Health Parity Rule
1
Misrepresentation
1
Money Laundering
1
More Harm Than Good Standard
1
Morgan Stanley
1
Mortgage Lenders
1
Mortgage Loan Originators
1
Mortgage Servicers
1
Motion to Dismiss
1
MPRA
1
Municipal Advisers
1
NAIC
1
Nasdaq
1
National Association for Fixed Annuities (NAFA)
1
Nationwide Insurance Co.
1
Netflix
1
New Amendments
1
New Legislation
1
Non-Compete Agreements
1
Non-Exempt Employees
1
Non-Union
1
Nonbank Firms
1
NRSRO
1
Nutritional Supplements
1
OCC
1
OCR
1
OH Supreme Court
1
OIG
1
Oil & Gas
1
OMB
1
Overpayment
1
Paid Leave
1
Partnership-in-Fact
1
Partnerships
1
Passporting
1
Pay Ratio
1
Pay-To-Play
1
Payroll Companies
1
Payroll Deductions
1
Payroll Records
1
Payroll Taxes
1
Penalties
1
Pension Protection Act of 2006
1
Personal Property
1
Personally Identifiable Information
1
Personnel Records
1
Petition for Writ of Certiorari
1
PHI
1
Pleadings
1
Political Contributions
1
Prejudgment Interest
1
Prescription Drugs
1
Preventive Health Care
1
PricewaterhouseCoopers
1
Principal Transaction Exemption
1
Private Funds
1
Private Investment Funds
1
Private Sector
1
Privileged Communication
1
Property Tax
1
Proprietary Trading
1
Proxies
1
Prudential Regulation Authority
1
Public Hearing
1
Public Pension
1
Public Retirement Boards
1
Publication Requirement
1
Putative Class Actions
1
Qualified Benefit Plans
1
Qualified Health Plans
1
Qualified Small Employer Health Reimbursement Plan (QSEHRAs)
1
RadioShack
1
RAUM
1
Reasonable Accommodation
1
Rebuttable Presumptions
1
Recruitment Incentives
1
Referendums
1
Regulation S-K
1
Regulation S-X
1
REIT
1
Religious Exemption
1
Religious Freedom
1
Remedies
1
Required Documentation
1
Required Forms
1
Rescission
1
Reservation of Rights
1
Resignation
1
RESPA
1
Retaliation
1
Retroactive Application
1
Retroactive Taxes
1
Reversal
1
RICO
1
Risk Assessment
1
Risk Management
1
Risk Mitigation
1
RJ Reynolds
1
RMBS
1
Roth IRA
1
Rule 10b-5
1
Rule G-37
1
Rulemaking Process
1
S&P
1
Sanctions
1
SAR
1
Section 11
1
Section 162(m)
1
Section 36(b)
1
Section 510
1
Securities Act
1
Securities Fraud
1
Securities Litigation
1
Securities Violations
1
Security-Based Swaps
1
Service Contracts
1
Severance Agreements
1
Shared Responsibility Rule
1
Shared Savings Program
1
Shareholder Distributions
1
Shareholder Litigation
1
Shareholder Rights
1
Sick Leave
1
SIFIs
1
SIP
1
Slayer Statutes
1
SLUSA
1
Small Business
1
Small Employers
1
SMAs
1
Smoking Bans
1
Social Media Policy
1
Social Security Administration (SSA)
1
Solicitor General
1
Solvency II
1
Sovereign Immunity
1
Specialty Healthcare
1
Spoofing
1
Spouses
1
Staffing Agencies
1
Standing
1
Stark Law
1
State and Local Government
1
State-Sponsored Retirement Plans
1
Stock Options
1
Stock Prices
1
Structured Financial Products
1
Subject Matter Jurisdiction
1
Subsidiaries
1
Summary of Benefits and Coverage
1
Supplemental Benefits
1
Surveys
1
Suspicious Activity Reports (SARs)
1
Swing Pricing
1
Takeda Pharmaceuticals
1
Tax Credits
1
Tax Cuts
1
Tax Deductions
1
Tax Exemptions
1
Tax Incentives
1
Tax Liability
1
Tax Penalties
1
TCPA
1
Tender Offers
1
Termination
1
Terrorism Funding
1
Tesla
1
Thomas Perez
1
TILA-RESPA Integrated Disclosure Rule (TRID)
1
Trade Associations
1
Trade Relations
1
Transaction Fees
1
Transportation Industry
1
Tribal Lands
1
Trust Assets
1
UAW
1
Unenforceable Contract Terms
1
Unfair Labor Practices
1
Unicorns
1
Unilateral Modification
1
Uninsured and Under-Insured Motorists
1
Unrelated Business Income Tax
1
Vacated
1
Variable Annuities
1
Venture Capital
1
Venue
1
Verizon
1
Vested Benefits
1
Volcker Rule
1
Volkswagen
1
Voluntary Compliance
1
Voluntary Dismissals
1
Waivers
1
Wall Street
1
Warranties
1
White Collar Crimes
1
Whole Foods
1
Withholding Requirements
1
Withholding Tax
1
Work Schedules
1
Workplace Communication
1
Workplace Injury
1
Wrongful Termination
1
Yard Man
Feedback? Tell us what you think of the new jdsupra.com!