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Retirement Plan Fiduciary Duty

214
ERISA
169
DOL
106
Benefit Plan Sponsors
106
Investment Adviser
100
401k
71
IRA
64
Employee Benefits
61
Best Interest Contract Exemptions
49
Conflicts of Interest
49
SCOTUS
46
Breach of Duty
46
Final Rules
35
Best Interest Standard
32
Tibble v Edison Int
24
Class Action
22
PTEs
20
IRS
20
Statute of Limitations
19
Broker-Dealer
19
SEC
18
Retirement
18
Retirement Plan Providers
16
Brokers
16
Financial Adviser
16
Plan Administrators
15
Proposed Regulation
15
TPAs
14
FINRA
14
Internal Revenue Code (IRC)
13
FIfth Third Bancorp v Dudenhoeffer
13
Mutual Funds
13
Pensions
13
Third-Party Service Provider
12
Excessive Fees
12
Stock Drop Litigation
11
Duty of Prudence
11
Employer Liability Issues
10
Fee Disclosure
10
Fees
10
Wage and Hour
9
Compliance
9
Financial Institutions
9
Investment Management
9
Participant-Directed Plans
9
Popular
8
Affordable Care Act
8
Duty to Monitor
8
Safe Harbors
8
Universities
7
ESOP
7
Insurance Industry
6
403(b) Plans
6
SIFMA
5
Cybersecurity
5
Defined Contribution Plans
5
Financial Services Industry
5
HHS
5
Investment Funds
5
Multiemployer Plan
5
Plan Documents
5
Revenue Sharing
4
Audits
4
Breach of Contract
4
Collective Bargaining
4
Defined Benefit Plans
4
Disclosure Requirements
4
Dodd-Frank
4
Due Diligence
4
EBSA
4
Educational Institutions
4
Exemptions
4
Joint Employers
4
Preemption
4
Registered Investment Advisors
4
U.S. Treasury
3
Appeals
3
Broker Commissions
3
Closely Held Businesses
3
CMS
3
Colleges
3
Corporate Counsel
3
Derivatives
3
Exceptions
3
First Amendment
3
Form 5500
3
Health Savings Accounts
3
Healthcare
3
HIPAA
3
Human Resources Professionals
3
Investment
3
Investment Advisers Act of 1940
3
Investors
3
IRA Rollovers
3
Life Insurance
3
NLRA
3
NLRB
3
Non-Profits
3
NPRM
3
OCIE
3
OSHA
3
Plan Participants
3
Pleading Standards
3
Presidential Elections
3
QDRO
3
Recordkeeping Requirements
3
Service Agreements
3
Southern California Edison
3
Third-Party
3
Whistleblowers
2
Amgen
2
Annuities
2
Anthem Insurance
2
Anti-Money Laundering
2
Appropriations Bill
2
Asset Management
2
Banks
2
Beneficiaries
2
Beneficiary Designations
2
Bonuses
2
Brokerage Accounts
2
Browning-Ferris Industries of California Inc.
2
BSA/AML
2
Business Advice
2
Cadillac Tax
2
CFTC
2
Chevron Deference
2
COBRA
2
Commercial Bankruptcy
2
Data Security
2
Deferred Compensation
2
Determination Letter
2
Disclosure
2
Dismissals
2
Duty of Loyalty
2
Employer Contributions
2
Employer Group Health Plans
2
Enforcement Actions
2
Exchange-Traded Products
2
Executive Compensation
2
Failure To State A Claim
2
FDA
2
Federal Reserve
2
FICA Taxes
2
Fidelity Investments
2
Financial Markets
2
FinCEN
2
FLSA
2
Form N-Cen
2
Form N-PORT
2
Forum Selection Clause
2
Fund Managers
2
Fund Sponsors
2
Governance Standards
2
Health Care Providers
2
Hiring & Firing
2
Insider Trading
2
Janus Capital Group
2
Kodak
2
Lehman Brothers
2
Lockheed Martin
2
Medical School
2
Minimum Salary
2
Moench Presumption
2
Money Market Funds
2
Motion for Summary Judgment
2
Native American Issues
2
Negligence
2
Notice Requirements
2
Obama Administration
2
Over-Time
2
PBGC
2
Pending Legislation
2
Policies and Procedures
2
Preliminary Injunctions
2
Private Equity Funds
2
Private Right of Action
2
Proposed Amendments
2
Proposed Legislation
2
Public Comment
2
Qualified Retirement Plans
2
Regulatory Standards
2
Religious Institutions
2
Remand
2
Reporting Requirements
2
SEC Examination Priorities
2
Section 404
2
Section 409A
2
Securities
2
Self-Dealing
2
Standard of Care
2
Standard of Review
2
Stock Float
2
Stocks
2
Summary Plan Description
2
Sun Capital Partners
2
Survivor Benefits
2
Swap Dealers
2
Training
2
Trust Assets
2
Trustees
2
Trusts
2
Union Elections
2
Unions
2
US Bancorp
2
Vanguard
2
Vesting
2
Whistleblower Awards
2
White-Collar Exemptions
2
Withdrawal Liability
2
Year-End Planning
1
Abuse of Discretion
1
ADA
1
Administrative Exemption
1
Ambush Election Rules
1
Amgen Inc. v Connecticut Retirement Plans
1
Amgen v Harris
1
Annual Reports
1
Appraisal
1
Arbitrary and Capricious
1
Arbitration
1
Arm's Length Principle
1
Asset-Backed Securities
1
Attorney's Fees
1
Attorney-Client Privilege
1
Australia
1
Auto Insurance
1
Automotive Loans
1
Bad Faith
1
Bank Holding Company
1
Bank Holding Company Act
1
Bank Secrecy Act
1
Banking Sector
1
Bankruptcy Code
1
Bargaining Units
1
Benchmarking
1
Best Practices
1
Board of Directors
1
Boeing
1
Bonds
1
Bundled Providers
1
Burwell v Hobby Lobby
1
Business Associates
1
Business Conduct Standards
1
Business Development
1
CalPERS
1
CalSTRS
1
Canada
1
Capital Rules
1
CEA
1
Census
1
CEOs
1
CFPB
1
Chapter 11
1
Charles Schwab
1
Charter Schools
1
CHIP
1
Churches
1
CIGNA v Amara
1
Claim Denial Letters
1
Class Action Arbitration Waivers
1
Clawbacks
1
Client Meetings
1
Client Referrals
1
CMBS
1
CMOs
1
Coal Industry
1
Collateralized Loan Obligations
1
Collective Bargaining Agreements (CBA)
1
Comment Period
1
Compensation
1
Consolidated Appropriations Act
1
Contraceptive Coverage Mandate
1
Contraceptives
1
Contract Drafting
1
Controlled Groups
1
Corporate Governance
1
Covered Employees
1
Covered Employer
1
Cross Motions
1
Currency Transaction Reports (CTR)
1
Damages
1
Dave & Buster's
1
Death Benefits
1
Delegation of Discretion
1
Discrimination
1
Dispute Resolution
1
Distribution Rules
1
Divestiture
1
Divestment
1
Document Retention Policies
1
DOJ
1
Domestic Partnership
1
Duty of Care
1
EEOC
1
Electronic Reporting
1
Elizabeth Warren
1
Employee Contributions
1
Employee Retention
1
Estate Planning
1
Estoppel
1
ETFs
1
Excise Tax
1
Exclusions
1
Executive Orders
1
Extrinsic Evidence
1
Fair Pay and Safe Workplaces
1
False Claims Act (FCA)
1
FCC
1
FCRA
1
FDIC
1
Federal Register
1
Federal Rule 12(b)(1)
1
Fee-Sharing
1
Fiduciary Rule
1
Fiduciary Warranty
1
Fifth Amendment
1
Financial Market Utilities
1
Financial Planning
1
Financial Restatements
1
Financial Sector
1
Fixing America’s Surface Transportation Act (FAST Act)
1
Form ADV
1
Form N-SAR
1
Forum Shopping
1
Franchises
1
Free Speech
1
FSOC
1
Fund Distribution
1
GAO
1
Gobeille v Liberty Mutual Insurance Com.
1
Health Insurance
1
Health Plan Sponsors
1
Hewlett-Packard
1
Higher Education Act
1
Hobby Lobby
1
Home Health Agencies
1
Home Healthcare Workers
1
HSA
1
Illegal Tipping
1
Incentive Compensation
1
Incentives
1
Incorporation by Reference
1
Indemnification
1
Information Reports
1
Injunctions
1
Injunctive Relief
1
Inside Information
1
Insurance Brokers
1
Interest Income
1
Interest Rates
1
Investment Companies
1
Investment Fraud
1
Investment Portfolios
1
Investor Protection
1
Irreparable Harm
1
Jerry Brown
1
Joint Venture
1
Judicial Review
1
Junk Bonds
1
Labeling
1
Liability Insurance
1
Liquidity
1
M&G Polymers v Tackett
1
Maintenance Fees
1
Management Fees
1
Marketing
1
MassMutual
1
Mediation
1
Medical Marijuana
1
Medicare Taxes
1
Medigap
1
Merger Agreements
1
Minimum Wage
1
Misrepresentation
1
Money Laundering
1
More Harm Than Good Standard
1
Morgan Stanley
1
MSRB
1
Multi-Employer Pensions
1
Municipal Advisers
1
Nationwide Insurance Co.
1
New Amendments
1
New Legislation
1
Non-Union
1
Nonbank Firms
1
NRSRO
1
OCC
1
OCR
1
OH Supreme Court
1
OIG
1
Oil & Gas
1
Overpayment
1
Partnership-in-Fact
1
Pay or Play
1
Pay-To-Play
1
Payroll Companies
1
Payroll Deductions
1
Payroll Taxes
1
Penalties
1
Pension Protection Act of 2006
1
Personal Liability
1
Personal Property
1
Personally Identifiable Information
1
Personnel Records
1
Pleadings
1
Political Contributions
1
Preventive Health Care
1
PricewaterhouseCoopers
1
Principal Transaction Exemption
1
Private Equity
1
Private Funds
1
Private Investment Funds
1
Private Sector
1
Prohibited Transactions
1
Property Tax
1
Proprietary Trading
1
Prudential Regulation Authority
1
Public Employees
1
Public Hearing
1
Public Pension
1
Publication Requirement
1
Publicly-Traded Companies
1
Qualified Health Plans
1
Rebuttable Presumptions
1
Regulation S-X
1
REIT
1
Religious Exemption
1
Religious Freedom
1
Remedies
1
Required Documentation
1
Resignation
1
RESPA
1
Retroactive Taxes
1
Risk Management
1
Risk Mitigation
1
RJ Reynolds
1
Roth IRA
1
Rule 10b-5
1
Rulemaking Process
1
S&P
1
Sales Commissions
1
Same-Sex Marriage
1
SAR
1
Section 162(m)
1
Securities Act
1
Security-Based Swaps
1
Service Contracts
1
Settlement
1
Severance Agreements
1
Shared Responsibility Rule
1
Shared Savings Program
1
Shareholder Distributions
1
SIFIs
1
Silica
1
SIP
1
SLUSA
1
Sovereign Immunity
1
Specialty Healthcare
1
Spouses
1
Staffing Agencies
1
Stark Law
1
State-Sponsored Retirement Plans
1
Stock Options
1
Structured Financial Products
1
Subject Matter Jurisdiction
1
Subsidiaries
1
Summary of Benefits and Coverage
1
Supplemental Benefits
1
Surveys
1
Suspicious Activity Reports
1
Swaps
1
Swing Pricing
1
Tax Deductions
1
Tax Exempt Entities
1
Tax Exemptions
1
Tax Liability
1
Tax Penalties
1
TCPA
1
Tender Offers
1
Termination
1
Terrorism Funding
1
Thomas Perez
1
TILA-RESPA Integrated Disclosure Rule (TRID)
1
Trade Associations
1
Trading Platforms
1
Transaction Fees
1
Tribal Lands
1
UAW
1
Unenforceable Contract Terms
1
Unfair Labor Practices
1
Uninsured and Under-Insured Motorists
1
Vacated
1
Variable Annuities
1
Venture Capital
1
Venue
1
Volcker Rule
1
Voluntary Dismissals
1
Waivers
1
Wall Street
1
Warranties
1
Wellness Programs
1
Withholding Requirements
1
Withholding Tax
1
Workplace Communication
1
Workplace Safety
1
Yard Man