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Retirement Plan Fiduciary Duty

164
ERISA
132
DOL
88
Benefit Plan Sponsors
86
401k
80
Investment Adviser
49
Employee Benefits
48
SCOTUS
46
IRA
42
Best Interest Contract Exemptions
35
Breach of Duty
33
Conflicts of Interest
31
Tibble v Edison Int
28
Final Rules
21
Best Interest Standard
20
Statute of Limitations
18
IRS
18
PTEs
17
Retirement
15
Proposed Regulation
15
SEC
14
TPAs
13
Broker-Dealer
13
Financial Adviser
13
Mutual Funds
12
Plan Administrators
11
Class Action
11
FIfth Third Bancorp v Dudenhoeffer
11
FINRA
10
Brokers
10
Duty of Prudence
10
Employer Liability Issues
10
Stock Drop Litigation
9
Compliance
9
Internal Revenue Code (IRC)
9
Pensions
8
Affordable Care Act
8
Duty to Monitor
8
Wage and Hour
7
ESOP
7
Insurance Industry
7
Investment Management
7
Participant-Directed Plans
7
Popular
7
Retirement Plan Providers
7
Safe Harbors
6
Excessive Fees
6
Fees
6
Financial Institutions
6
Third-Party Service Provider
5
Fee Disclosure
5
HHS
5
Investment Funds
5
SIFMA
4
Breach of Contract
4
Collective Bargaining
4
Dodd-Frank
4
Due Diligence
4
Joint Employers
4
Multiemployer Plan
4
Plan Documents
4
Revenue Sharing
4
U.S. Treasury
3
Annuities
3
Appeals
3
Audits
3
Broker Commissions
3
Closely Held Businesses
3
Cybersecurity
3
Defined Benefit Plans
3
Defined Contribution Plans
3
Disclosure Requirements
3
Exemptions
3
Healthcare
3
Human Resources Professionals
3
Investment
3
Investment Advisers Act of 1940
3
Investors
3
Money Market Funds
3
NLRA
3
NLRB
3
NPRM
3
OCIE
3
Preemption
3
Presidential Elections
3
QDRO
3
Service Agreements
3
Southern California Edison
3
Third-Party
3
Whistleblowers
2
Anthem Insurance
2
Anti-Money Laundering
2
Appropriations Bill
2
Asset Management
2
Banks
2
Beneficiaries
2
Beneficiary Designations
2
Bonuses
2
Brokerage Accounts
2
Browning-Ferris Industries of California Inc.
2
BSA/AML
2
Business Advice
2
Cadillac Tax
2
CFTC
2
COBRA
2
Commercial Bankruptcy
2
Corporate Counsel
2
Deferred Compensation
2
Derivatives
2
Determination Letter
2
Disclosure
2
Employer Contributions
2
Enforcement Actions
2
Exceptions
2
Exchange-Traded Products
2
FDA
2
Federal Reserve
2
FICA Taxes
2
Financial Markets
2
Financial Services Industry
2
FinCEN
2
Form 5500
2
Form N-Cen
2
Form N-PORT
2
Fund Sponsors
2
HIPAA
2
Hiring & Firing
2
IRA Rollovers
2
Janus Capital Group
2
Kodak
2
Life Insurance
2
Lockheed Martin
2
Native American Issues
2
Negligence
2
Non-Profits
2
Notice Requirements
2
Obama Administration
2
OSHA
2
PBGC
2
Pending Legislation
2
Plan Participants
2
Pleading Standards
2
Private Equity Funds
2
Private Right of Action
2
Proposed Amendments
2
Proposed Legislation
2
Public Comment
2
Qualified Retirement Plans
2
Recordkeeping Requirements
2
Registered Investment Advisors
2
Regulatory Standards
2
Remand
2
Reporting Requirements
2
SEC Examination Priorities
2
Section 404
2
Section 409A
2
Securities
2
Self-Dealing
2
Standard of Review
2
Stocks
2
Summary Plan Description
2
Survivor Benefits
2
Swap Dealers
2
Training
2
Transaction Fees
2
Trust Assets
2
Trustees
2
Trusts
2
Union Elections
2
Unions
2
US Bancorp
2
Vesting
2
Whistleblower Awards
2
Year-End Planning
1
Abuse of Discretion
1
ADA
1
Administrative Exemption
1
Ambush Election Rules
1
Amgen
1
Amgen Inc. v Connecticut Retirement Plans
1
Annual Reports
1
Appraisal
1
Arbitration
1
Arm's Length Principle
1
Asset-Backed Securities
1
Attorney's Fees
1
Attorney-Client Privilege
1
Australia
1
Bank Holding Company
1
Bank Holding Company Act
1
Bank Secrecy Act
1
Banking Sector
1
Bankruptcy Code
1
Bargaining Units
1
Best Practices
1
Board of Directors
1
Boeing
1
Bonds
1
Bundled Providers
1
Burwell v Hobby Lobby
1
Business Conduct Standards
1
Business Development
1
CalPERS
1
CalSTRS
1
Capital Rules
1
CEA
1
Census
1
CEOs
1
Chapter 11
1
Charles Schwab
1
Charter Schools
1
Churches
1
CIGNA v Amara
1
Claim Denial Letters
1
Clawbacks
1
Client Meetings
1
Client Referrals
1
CMOs
1
CMS
1
Coal Industry
1
Collateralized Loan Obligations
1
Collective Bargaining Agreements (CBA)
1
Comment Period
1
Compensation
1
Consolidated Appropriations Act
1
Contraceptive Coverage Mandate
1
Contraceptives
1
Contract Drafting
1
Controlled Groups
1
Corporate Governance
1
Currency Transaction Reports (CTR)
1
Damages
1
Data Security
1
Dave & Buster's
1
Death Benefits
1
Delegation of Discretion
1
Discrimination
1
Dispute Resolution
1
Divestiture
1
Divestment
1
Document Retention Policies
1
Domestic Partnership
1
Duty of Care
1
EBSA
1
EEOC
1
Employee Contributions
1
Employee Retention
1
Employer Group Health Plans
1
Estate Planning
1
Estoppel
1
ETFs
1
Excise Tax
1
Executive Compensation
1
Executive Orders
1
Extrinsic Evidence
1
Failure To State A Claim
1
Fair Pay and Safe Workplaces
1
FDIC
1
Federal Register
1
Federal Rule 12(b)(1)
1
Fee-Sharing
1
Fiduciary Warranty
1
Financial Market Utilities
1
Financial Planning
1
Financial Restatements
1
Floating NAV
1
Form ADV
1
Form N-SAR
1
Forum Selection Clause
1
Franchises
1
FSOC
1
Fund Distribution
1
Fund Managers
1
GAO
1
Gobeille v Liberty Mutual Insurance Com.
1
Governance Standards
1
Government Investigations
1
Health Plan Sponsors
1
Health Savings Accounts
1
Hewlett-Packard
1
Hobby Lobby
1
Home Health Agencies
1
Home Healthcare Workers
1
HSA
1
Incorporation by Reference
1
Indemnification
1
Information Reports
1
Injunctive Relief
1
Inside Information
1
Insider Trading
1
Investment Companies
1
Investment Fraud
1
Investment Portfolios
1
Jerry Brown
1
Joint Venture
1
Judicial Review
1
Labeling
1
Lehman Brothers
1
Liability Insurance
1
Liquidity
1
M&G Polymers v Tackett
1
Maintenance Fees
1
Management Fees
1
Marketing
1
MassMutual
1
Mediation
1
Medicare Taxes
1
Medigap
1
Minimum Wage
1
Misrepresentation
1
Moench Presumption
1
Money Laundering
1
Motion for Summary Judgment
1
MSRB
1
Multi-Employer Pensions
1
Municipal Advisers
1
Nationwide Insurance Co.
1
NAV
1
New Amendments
1
New Legislation
1
Non-Union
1
Nonbank Firms
1
NRSRO
1
OCC
1
Oil & Gas
1
OMB
1
Partnership-in-Fact
1
Pay or Play
1
Pay-To-Play
1
Payroll Deductions
1
Payroll Taxes
1
Penalties
1
Pension Protection Act of 2006
1
Personal Liability
1
Personal Property
1
Personnel Records
1
Pleadings
1
Policies and Procedures
1
Political Contributions
1
Preventive Health Care
1
PricewaterhouseCoopers
1
Private Funds
1
Prohibited Transactions
1
Proprietary Trading
1
Prudential Regulation Authority
1
Public Employees
1
Public Hearing
1
Public Pension
1
Publication Requirement
1
Publicly-Traded Companies
1
Qualified Health Plans
1
Rebuttable Presumptions
1
Redemption Gates
1
Regulation S-X
1
REIT
1
Religious Exemption
1
Religious Freedom
1
Religious Institutions
1
Required Documentation
1
Resignation
1
Retroactive Taxes
1
Risk Management
1
Risk Mitigation
1
RJ Reynolds
1
Roth IRA
1
Rule 10b-5
1
Rulemaking Process
1
S&P
1
Same-Sex Marriage
1
SAR
1
Securities Act
1
Security-Based Swaps
1
Settlement
1
Severance Agreements
1
Shared Savings Program
1
SIFIs
1
Silica
1
SIP
1
Sovereign Immunity
1
Specialty Healthcare
1
Spouses
1
Staffing Agencies
1
Standard of Care
1
Stock Options
1
Subject Matter Jurisdiction
1
Subsidiaries
1
Summary of Benefits and Coverage
1
Sun Capital Partners
1
Supplemental Benefits
1
Suspicious Activity Reports
1
Swaps
1
Swing Pricing
1
Tax Exempt Entities
1
Tax Liability
1
Tax Penalties
1
Tender Offers
1
Termination
1
Terrorism Funding
1
Trading Platforms
1
Tribal Lands
1
UAW
1
Unfair Labor Practices
1
Vacated
1
Vanguard
1
Variable Annuities
1
Venture Capital
1
Venue
1
Volcker Rule
1
Wall Street
1
Warranties
1
Wellness Programs
1
Withdrawal Liability
1
Withholding Requirements
1
Withholding Tax
1
Workplace Communication
1
Workplace Safety
1
Yard Man