Browse Related Topics For:

Rule 10b-5

40
SEC
34
Securities Fraud
28
Insider Trading
24
Securities Exchange Act
17
Securities
13
Class Action
13
Illegal Tipping
13
Material Nonpublic Information
12
Fraud
12
Hedge Funds
11
Portfolio Managers
10
US v Newman
9
SCOTUS
9
Securities Litigation
8
Personal Benefit
8
Section 10(b)
7
Scienter
6
Compliance
6
Dismissals
6
Material Misstatements
5
Amgen Inc. v Connecticut Retirement Plans
5
Disclosure Requirements
5
Enforcement Actions
5
Fraud-on-the-Market
5
Nvidia
5
Rule 10(b)
5
White Collar Crimes
4
Class Certification
4
Dell
4
Halliburton
4
Investment Adviser
4
PSLRA
3
10b5-1 Plans
3
Criminal Prosecution
3
Enforcement
3
False Statements
3
Halliburton v Erica P. John Fund
3
Misrepresentation
3
Pleading Standards
3
Pleadings
3
Public Disclosure
3
Securities Act of 1933
3
Shareholders
2
Appeals
2
Board of Directors
2
CFTC
2
Confidential Information
2
Disclosure
2
Federal Jurisdiction
2
Investigations
2
Janus Capital Group
2
Jurisdiction
2
Justifiable Reliance
2
Liability
2
Market Manipulation
2
Misleading Statements
2
Private Securities Litigation Reform Act of 1995
2
Proxy Statements
2
Proxy Voting Guidelines
2
Regulation S-K
2
Reporting Requirements
2
Safe Harbors
2
Section 11
2
Standing
2
Swaps
2
Trading Plans
1
Actual or Constructive Knowledge
1
Administrative Hearings
1
Amgen
1
Auditors
1
Balance Sheets
1
Banging the Close
1
Bank of America
1
Banking Crisis
1
Basic v Levinson
1
Bear Sterns
1
Breach of Duty
1
Broker-Dealer
1
Brokers
1
Burden of Proof
1
Business Torts
1
Capital Markets
1
Causation
1
CFPB
1
Chief Compliance Officers
1
CII
1
Civil Monetary Penalty
1
Code of Conduct
1
Collective Bargaining
1
Comcast
1
Commercial Real Estate Market
1
Commodities
1
Complex Litigation
1
Condominiums
1
Corporate Officers
1
Corporations Code
1
Credit Ratings
1
Cross-Border Transactions
1
D&O Insurance
1
Damages
1
Disclaimers
1
Dodd-Frank
1
DOJ
1
Duty to Disclose
1
Employer Liability Issues
1
Exclusive Jurisdiction
1
Executive Compensation
1
Extraterritoriality Rules
1
Facebook
1
False Advertising
1
Financial Statements
1
Fines
1
FINRA
1
Fresh & Easy
1
Futures
1
Gabelli v SEC
1
Goldman Sachs
1
High Frequency Trading
1
Hotels
1
In re Century Aluminum Company Securities Litigation
1
Intent
1
Investment Partnerships
1
Investors
1
IPO
1
ISS
1
Issuers
1
Item 303
1
Know Your Customers
1
Loss Causation
1
Lululemon
1
Mark Cuban
1
Materiality
1
McGraw Hill
1
Media
1
Merrill Lynch
1
Misappropriation
1
Mismanagement
1
Morgan Stanley
1
Morrison v National Australia Bank
1
Mortgage-Backed Securities
1
Motion to Compel
1
Motion to Dismiss
1
Municipalities
1
MuniMae
1
Mutual Funds
1
Nasdaq
1
Negligent Supervision
1
NERA
1
New Legislation
1
NFA
1
NLRA
1
NLRB
1
No-Action Letters
1
No-Action Relief
1
NYSE
1
OCC
1
Officers
1
Omissions
1
Periodic Transfer Reports
1
Personal Liability
1
Ponzi Scheme
1
Popular
1
Predominance Requirement
1
Privacy Laws
1
Private Funds
1
Proposal for Settlement
1
Prospectus
1
Public Employees
1
Public Offerings
1
Public Officials
1
Rating Agencies
1
Reasonable Reliance Claims
1
Registration
1
Regulation D
1
Regulation FD
1
Regulation M
1
Respondeat Superior
1
Right of FIrst Refusal
1
RMBS
1
Rule 10b-18
1
Rule 12 Motions
1
Rule 23
1
Rule 506 Offerings
1
S&P
1
Sales
1
Sanctions
1
Say-on-Pay
1
SEC v Monterosso
1
Section 10 of the Exchange Act
1
Section 12
1
Section 14
1
Section 15
1
Section 17(a)
1
Section 20(A)
1
Section 25401
1
Security-Based Swaps
1
Settlement
1
Shareholder Litigation
1
Spoofing
1
State Securities Claims
1
Steve Cohen
1
STOCK Act
1
Stock Float
1
Stock Repurchases
1
Stocks
1
Subprime Mortgages
1
Supervision
1
Tender Offers
1
Trade Secrets
1
Twombly/Iqbal Pleading Standard
1
U.S. Treasury
1
Unions
1
Visionary
1
WebMD
1
Wells Notice