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Securities Fraud

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72
Class Certification
68
Halliburton v Erica P. John Fund
64
Halliburton
54
Basic v Levinson
43
Securities Exchange Act
41
Illegal Tipping
39
Rule 10b-5
38
Securities Litigation
36
Hedge Funds
35
Enforcement
35
Presumption of Reliance
35
US v Newman
34
FINRA
34
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33
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32
CFTC
30
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28
Portfolio Managers
27
Investment Adviser
25
Broker-Dealer
24
Ponzi Scheme
22
Amgen Inc. v Connecticut Retirement Plans
22
Compliance
22
Investment Funds
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Misrepresentation
21
Securities Act of 1933
20
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19
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19
DOJ
19
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FCPA
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Popular
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Amgen
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UK
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EU
12
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Omnicare
12
Section 11
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PCAOB
11
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11
Sarbanes-Oxley
11
Swaps
10
Audits
10
False Statements
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Loss Causation
10
PSLRA
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Rebuttable Presumptions
10
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9
Auditors
9
C-Suite Executives
9
Canada
9
Discovery Rule
9
Gabelli v SEC
9
Issuers
9
Mortgage-Backed Securities
9
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8
Banking Sector
8
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8
Corporate Officers
8
Goldman Sachs
8
Omnicare v Laborers District Council
8
Price Manipulation
8
Pump and Dump
8
Shareholders
7
Extraterritoriality Rules
7
JPMorgan Chase
7
Municipal Bonds
7
Nvidia
7
Petition For Rehearing
7
Registration Statement
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Retaliation
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7
SLUSA
7
Whistleblower Awards
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6
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ESMA
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6
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6
Patents
6
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6
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Standing
6
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Statute of Repose
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Stocks
5
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5
Administrative Hearings
5
Brokers
5
Clawbacks
5
Collateralized Debt Obligations
5
Dark Pool
5
Dell
5
Disclosure
5
Evidence
5
High Frequency Trading
5
Internal Investigations
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Investment Advisers Act of 1940
5
Janus Capital Group
5
Japan
5
Judge Rakoff
5
Jurisdiction
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Mail Fraud
5
Mary Jo White
5
Materiality
5
Morgan Stanley
5
Morrison v National Australia Bank
5
Motion to Dismiss
5
NFA
5
Offerings
5
Oil & Gas
5
Pharmaceutical Manufacturers
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Private Securities Litigation Reform Act of 1995
5
SAC Capital
5
Strategic Enforcement Plan
5
UBS
5
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4
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4
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4
Bank of America
4
Bernie Madoff
4
Bitcoins
4
Board of Directors
4
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4
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4
Citigroup
4
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4
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Deferred Prosecution Agreements
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En Banc Review
4
FDIC
4
Federal Reserve
4
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4
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4
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4
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4
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ITC
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4
Libor
4
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4
Medicare
4
Municipalities
4
OCIE
4
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4
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4
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4
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4
Public Offerings
4
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4
Reporting Requirements
4
Risk Alert
4
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4
Rule 23
4
Short Sales
4
Summary Judgment
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Tolling
4
Unregistered Securities
3
ALJ
3
Asset Freeze
3
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3
Avon
3
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Bank of England
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3
Chief Compliance Officers
3
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Corporations Code
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3
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3
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3
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3
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3
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3
Transfer Agents
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WTO
2
Accounting Controls
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2
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2
Alibaba
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AU Optronics Corp
2
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2
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Countrywide
2
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2
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2
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Facebook
2
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2
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IRS
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2
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2
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2
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2
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2
New Guidance
2
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2
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2
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2
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2
OCC
2
Offshore Companies
2
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2
Ontario Securities Commission
2
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2
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2
Plastic Solar Cells
2
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2
Predominance Requirement
2
Private Equity Funds
2
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2
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2
Public Disclosure
2
Quid Pro Quo
2
Raj Rajaratnam
2
Raymond James
2
Reasonable Reliance Claims
2
Regulation A
2
Restitution
2
Retailers
2
Rule 10(b)
2
SEC v Citigroup
2
Section 10(b)-5
2
Section 17(a)
2
Section 337
2
Shareholder Proposals
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SIPA
2
Social Media
2
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2
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2
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Stop Order
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2
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U.S. Commerce Department
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US Bancorp
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Yahoo!
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