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Securities Fraud

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82
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Halliburton v Erica P. John Fund
65
Halliburton
57
Misrepresentation
53
Basic v Levinson
53
FINRA
51
Investment Adviser
50
Illegal Tipping
49
Rule 10b-5
48
CFTC
47
DOJ
46
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US v Newman
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Financial Markets
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Securities Act of 1933
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34
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25
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Banks
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Australia
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22
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Amgen Inc. v Connecticut Retirement Plans
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Corporate Officers
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Loss Causation
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PCAOB
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Cybersecurity
18
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Banking Sector
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Conflicts of Interest
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Material Misstatements
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Oil & Gas
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Omnicare
18
Sanctions
18
Stocks
17
Misleading Statements
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Omnicare v Laborers District Council
17
Statute of Repose
16
ALJ
16
Board of Directors
16
Financial Institutions
16
Indictments
16
Mergers
16
Money Laundering
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Price Manipulation
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Publicly-Traded Companies
16
Securities Violations
15
Canada
15
Derivative Suit
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Reversal
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Amgen
14
Breach of Duty
14
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Goldman Sachs
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Acquisitions
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Administrative Proceedings
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Bribery
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Deferred Prosecution Agreements
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Internal Controls
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JPMorgan Chase
13
Motion to Dismiss
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Municipal Bonds
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OCIE
13
Public Offerings
13
Summary Judgment
12
Financial Conduct Authority (FCA)
12
Investment Fraud
12
JOBS Act
12
Pump and Dump
12
Rebuttable Presumptions
12
Regulation S-K
12
Reporting Requirements
12
Shareholders
12
SLUSA
12
Swaps
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Tolling
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Unregistered Securities
12
Wells Fargo
12
Whistleblower Protection Policies
11
Bitcoin
11
Bonds
11
C-Suite Executives
11
Extraterritoriality Rules
11
False Claims Act (FCA)
11
Investment
11
Investment Advisers Act of 1940
11
Libor
11
Mortgage-Backed Securities
11
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11
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Stock Prices
11
Whistleblower Awards
10
Administrative Hearings
10
Anti-Money Laundering
10
Auditors
10
Citigroup
10
ERISA
10
IPO
10
Morgan Stanley
10
Offering Fraud
10
Pension Funds
10
Permanent Injunctions
10
Pleadings
9
Bank of America
9
Commercial Bankruptcy
9
Conspiracies
9
Corporate Governance
9
D&O Insurance
9
Discovery Rule
9
European Securities and Markets Authority (ESMA)
9
Gabelli v SEC
9
Hackers
9
High Frequency Trading
9
Mail Fraud
9
Martin Shkreli
9
Morrison v National Australia Bank
9
Mutual Funds
9
Registration Statement
9
Securities Act
9
Spoofing
9
Young Lawyers
8
Appointments Clause
8
Brokers
8
Cease and Desist Orders
8
Collateralized Debt Obligations
8
Dark Pool
8
Derivatives
8
Deutsche Bank
8
EB-5
8
Energy Sector
8
FinCEN
8
Form 10-K
8
Initial Public Offerings
8
Investment Management
8
Janus Capital Group
8
Kokesh v SEC
8
Mary Jo White
8
Municipalities
8
Nvidia
8
Patents
8
Regulatory Oversight
8
Statement of Opinion
8
Stock Drop Litigation
8
Unregistered Brokers
8
Virtual Currency
7
Accounting Fraud
7
Advertising
7
Bank Fraud
7
Barclays
7
Bernie Madoff
7
Commodities
7
Corporations Code
7
Crowdfunding
7
DOL
7
FDA
7
Government Investigations
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7
Japan
7
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Kickbacks
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Material Misrepresentation
7
Materiality
7
Offerings
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Prejudgment Interest
7
RICO
7
Risk Assessment
7
Standing
7
Theranos
7
Trading Platforms
7
Underwriting
7
Willful Misconduct
6
American Pipe & Construction Co. v. Utah
6
Anti-Corruption
6
CalPERS v ANZ Securities
6
CEOs
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Chief Compliance Officers
6
Clawbacks
6
Criminal Convictions
6
Dell
6
Evidence
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False Advertising
6
FDIC
6
Foreign Investment
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Forfeiture
6
GAAP
6
Healthcare
6
Hiring & Firing
6
Hong Kong Securities and Futures Commission (HKSFC)
6
Injunctions
6
Insurance Industry
6
Judge Rakoff
6
Jury Verdicts
6
Leidos Inc v Indiana Public Retirement System
6
Life Sciences
6
NFA
6
Opt-Outs
6
Petition For Rehearing
6
Private Securities Litigation Reform Act of 1995
6
Rating Agencies
6
Real Estate Investments
6
Risk Alert
6
Risk Management
6
UBS
6
UK Brexit
6
Yahoo!
5
Aiding and Abetting
5
Anti-Dumping Duty
5
Asset Freeze
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Attorney-Client Privilege
5
Avon
5
Best Buy
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Books & Records
5
Burden of Proof
5
Commodities Exchange Act
5
Confidential Information
5
Corruption
5
Customs
5
Cyber Attacks
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Data Privacy
5
Defense Strategies
5
Directors
5
Disclosure
5
Dismissal With Prejudice
5
EMIR
5
Employer Liability Issues
5
Equitable Tolling
5
Federal Reserve
5
Federal Rules of Civil Procedure
5
Financial Regulatory Reform
5
Forex
5
Form 10-Q
5
Forum Selection
5
FTC
5
Gambling
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5
Hewlett-Packard
5
HSBC
5
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5
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ITC
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Job Creation
5
Jury Trial
5
Medicare
5
MSRB
5
NYSE
5
OCC
5
Pensions
5
Prescription Drugs
5
Price-Fixing
5
Proposed Legislation
5
Qualcomm
5
RBS
5
Regulation D
5
REIT
5
Retailers
5
Rule 10(b)
5
Rule 23
5
S&P
5
Section 13
5
Serious Fraud Office
5
Settlement Agreements
5
Termination
4
Acquittals
4
AIFMD
4
Airlines
4
Algorithmic Trading
4
Anti-Retaliation Provisions
4
Apple
4
Attorney's Fees
4
Biotechnology
4
Business Continuity Plans
4
Business Valuations
4
Capital Raising
4
CME
4
CMS
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Collateralized Loan Obligations
4
Confidentiality Agreements
4
Countervailing Duties
4
Countrywide
4
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4
Cross-Border
4
Cross-Border Transactions
4
Cross-Selling
4
Custody Rule
4
Data Protection
4
Data Security
4
Demand Futility
4
Drug Pricing
4
Due Process
4
Duty to Disclose
4
Employee Benefits
4
En Banc Review
4
ETFs
4
Fannie Mae
4
FHFA
4
Filing Requirements
4
Foreign Corporations
4
Foreign Issuers
4
Foreign Official
4
FRCP 9(b)
4
Freddie Mac
4
Fund Managers
4
Futures
4
Imports
4
IRS
4
Justifiable Reliance
4
Material Disclosures
4
Merger Agreements
4
Merrill Lynch
4
Mortgages
4
Municipal Securities Market
4
Negligent Misrepresentation
4
New Legislation
4
Objective Unreasonableness Standard
4
Ontario Securities Commission (OSC)
4
Pay-To-Play
4
Petrobras
4
Pharmacies
4
Preemption
4
Private Equity
4
Private Placements
4
Privately Held Corporations
4
Prudential Regulation Authority
4
Pyramid Schemes
4
Recordkeeping Requirements
4
Registration Requirement
4
SAC Capital
4
SEC Examination Priorities
4
Section 10(b)-5
4
Shell Corporations
4
Short Sales
4
Social Networks
4
Strategic Enforcement Plan
4
Subprime Mortgages
4
Swap Dealers
4
Tax Evasion
4
Tippees
4
Trump Administration
4
Twitter
4
Twombly/Iqbal Pleading Standard
4
Uber
4
Valeant
4
Venture Capital
4
Wrongful Termination
4
Yates Memorandum
3
Administrative Appointments
3
Alibaba
3
Anti-Bribery
3
Appraisal
3
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3
Article II
3
Asset Management
3
Auto Manufacturers
3
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3
Bad Faith
3
Bank of England
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Bank of New York (BNY) Mellon
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Bear Sterns
3
Best Execution
3
Blockchain
3
Bylaws
3
CAFA
3
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3
Chadbourne & Parke LLP v Troice
3
Clearing Agencies
3
Confidential Witnesses
3
Controlling Stockholders
3
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3
Corporate Misconduct
3
CPOs
3
Cy Pres Funds
3
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3
Damages
3
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3
Deloitte
3
Detrimental Reliance
3
Dirks v SEC
3
Discovery
3
Dole Food
3
Due Diligence
3
Duty of Loyalty
3
E*Trade
3
Economic Development
3
Emerging Growth Companies
3
Excessive Fees
3
Extradition
3
Facebook
3
Failure To Disclose
3
FBI
3
Federal Pleading Requirements
3
Federal Rule 12(b)(6)
3
Fee-Shifting
3
Fees
3
FERC
3
Final Rules
3
Financial Crisis
3
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3
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3
FinTech
3
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3
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Foreign Nationals
3
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3
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3
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3
Good Faith
3
India
3
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3
Intermediaries
3
Investment Companies
3
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3
Joint Venture
3
KBR (formerly Kellogg Brown & Root)
3
Litigation Strategies
3
Manufacturers
3
Margin Calls
3
Marketing
3
Martoma
3
Medical Devices
3
Member State
3
Memorandum of Understanding
3
Microsoft
3
MiFID
3
MOFCOM
3
Municipal Securities Issuers
3
Neither Admit Nor Deny Settlements
3
No-Action Letters
3
No-Action Relief
3
Obstruction of Justice
3
OIG
3
OSHA
3
Penny Stocks
3
Personal Jurisdiction
3
Petition for Writ of Certiorari
3
PLSRA
3
Policies and Procedures
3
Preliminary Injunctions
3
Private Equity Funds
3
Private Offerings
3
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3
Protected Activity
3
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3
Quid Pro Quo
3
Regulation A
3
Regulation SHO
3
Retail Market
3
Retirement Plan
3
Rule G-37
3
Safe Harbors
3
Sears
3
Section 25401
3
Securities Regulation
3
Security-Based Swaps
3
Self-Reporting
3
Sentencing
3
Seventh Amendment
3
Sharing Economy
3
SIFIs
3
Singapore
3
Social Media
3
Split of Authority
3
Stock Promoters
3
Stock Sale Agreements
3
Stock Trades
3
Subject Matter Jurisdiction
3
Telecommunications
3
Tender Offers
3
Third-Party Service Provider
3
Trademarks
3
Trans-Pacific Partnership
3
Transfer Agents
3
U.S. Treasury
3
UCITS
3
Unfair or Deceptive Trade Practices
3
Unjust Enrichment
3
Vacated
3
Video Games
3
Volkswagen
3
WTO
2
10b5-1 Plans
2
12b-1 plan
2
Abuse of Discretion
2
Accounting Controls
2
Acquisition Agreements
2
Actual or Constructive Knowledge
2
Administrative Authority
2
Administrative Review Board
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Adverse Employment Action
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Affirmative Defenses
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Alien Tort Statute
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Alternative Trading Systems
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Amazon Marketplace
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Ambac Financial Group
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Amended Regulation
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ASIC
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Asset-Backed Securities
2
ATMs
2
AU Optronics Corp
2
Australian Securities and Investments Commission
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Bank Secrecy Act
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BP
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City of Pontiac
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Comcast
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Common Law Claims
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Conflict Mineral Rules
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Construction Industry
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Consumer Lenders
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Credit Suisse
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Creditors
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Germany
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Goodyear
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Nintendo
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NY Supreme Court
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Olympics
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Right to a Jury
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Rule 11
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Rule 23(b)(3)
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Russia
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Section 16
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Section 17(a)
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Section 337
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Securities Traders
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Sherman Act
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Silicon Valley
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Sports
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Title III
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Transparency
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U.S. Commerce Department
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UK Insolvency Act
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US Bancorp
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Wal-Mart
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Wells Notice
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YouTube
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Cybersecurity Examination Initiative
1
Dart Cherokee Basin Operating Co. v. Owens
1
Data Loss Prevention
1
Data Transfers
1
Databases
1
De Novo Standard of Review
1
DE Supreme Court
1
Death Benefits
1
Debt Securities
1
Decriminalization of Marijuana
1
Deepwater Horizon
1
Defense Costs
1
Delegation Doctrine
1
Department of Business Oversight
1
Department of Corporations
1
Department of Financial Services
1
Department of Health and Human Services
1
Deregulation
1
Derivatives Clearing Organizations
1
DHS
1
Digital Assets
1
Digital Currency
1
Disciplinary Proceedings
1
Disclaimers
1
Disclosure-Based Settlements
1
Discrimination
1
Disney
1
Dispensaries
1
Disqualification
1
Distribution Rules
1
Diversity
1
Dividends
1
DMV
1
Document Productions
1
Documentation
1
DPA
1
Drinking Water
1
Driverless Cars
1
DSIO
1
Dual Citizenship
1
Duke Energy