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Securities Fraud

107
SCOTUS
103
Fraud
93
SEC
84
Fraud-on-the-Market
75
Class Action
69
Class Certification
65
Halliburton v Erica P. John Fund
64
Halliburton
55
Basic v Levinson
37
Presumption of Reliance
29
Securities Litigation
24
Insider Trading
24
Securities
23
Enforcement Actions
22
Amgen Inc. v Connecticut Retirement Plans
19
Securities Exchange Act
18
Enforcement
16
Statute of Limitations
15
Amgen
15
Ponzi Scheme
15
Rule 10b-5
13
FINRA
11
Broker-Dealer
11
Compliance
11
Criminal Prosecution
11
Discovery Rule
11
Gabelli v SEC
11
Misrepresentation
9
Investment Adviser
9
White Collar Crimes
8
CFTC
8
China
8
DOJ
8
Rebuttable Presumptions
7
Audits
7
Civil Monetary Penalty
7
Corporate Counsel
7
Dismissals
7
Dodd-Frank
7
FCPA
7
Hedge Funds
7
Investors
7
Section 10(b)
7
SLUSA
7
Whistleblowers
6
Loss Causation
6
Municipal Bonds
6
Scienter
6
Securities Act of 1933
6
Settlement
5
Auditors
5
Banks
5
Disclosure Requirements
5
Hong Kong
5
Material Misstatements
5
Materiality
5
Mortgage-Backed Securities
5
Patents
5
PCAOB
5
Pleadings
5
Popular
5
RMBS
5
SAC Capital
4
Bank of America
4
Bernie Madoff
4
Conspiracies
4
D&O Insurance
4
Deferred Prosecution Agreements
4
Employer Liability Issues
4
Extraterritoriality Rules
4
False Statements
4
FDIC
4
Fiduciary Duty
4
FTC
4
Goldman Sachs
4
JPMorgan Chase
4
Municipalities
4
Officers
4
Preemption
4
Price-Fixing
4
Private Securities Litigation Reform Act of 1995
4
PSLRA
4
Retaliation
4
Shareholder Litigation
4
Short Sales
4
Standing
4
Statute of Repose
4
UK
4
Virtual Currency
4
Wire Fraud
3
Aiding and Abetting
3
Anti-Money Laundering
3
Antidumping Duties
3
Banking Sector
3
Bitcoins
3
Board of Directors
3
Chadbourne & Parke LLP v Troice
3
Commercial Bankruptcy
3
Confidential Witnesses
3
Countervailing Duties
3
Crowdfunding
3
Customs
3
Dark Pool
3
Derivative Suit
3
Disclosure
3
Evidence
3
Financial Statements
3
FIRREA
3
Foreign Exchanges
3
High Frequency Trading
3
Imports
3
Investment Funds
3
ITC
3
Japan
3
Libor
3
Martoma
3
Mary Jo White
3
Misleading Statements
3
Morrison v National Australia Bank
3
NFA
3
Pleading Standards
3
RBS
3
Rule 23
3
Sarbanes-Oxley
3
Shareholders
3
Stocks
3
Swaps
3
Tolling
3
UBS
3
WTO
2
Accounting Fraud
2
Appeals
2
Attorney's Fees
2
Attorney-Client Privilege
2
AU Optronics Corp
2
Australia
2
Barclays
2
BEPS
2
Bonds
2
Breach of Duty
2
Canada
2
Causation
2
City of Pontiac
2
Civil Forfeiture
2
Complex Litigation
2
Core Operations Doctrine
2
Corporate Officers
2
Countrywide
2
Criminal Antitrust Litigation
2
Cross-Border
2
Discovery
2
Duty to Disclose
2
ERISA
2
Erosion
2
Federal Rules of Civil Procedure
2
Fee-Shifting Statutes
2
FHFA
2
Financial Regulatory Reform
2
Fines
2
Forfeiture
2
Gaming
2
Good Faith
2
Google
2
Governmental Liability
2
Hardwood Plywood
2
Healthcare
2
Investor Protection
2
Janus Capital Group
2
JOBS Act
2
Judge Rakoff
2
Jurisdiction
2
Jury Trial
2
Justifiable Reliance
2
Kickstarter
2
Liability
2
Life Sciences
2
Limitation Periods
2
Litigation Strategies
2
Lobbying
2
Market Manipulation
2
Misappropriation
2
MOFCOM
2
Motion to Dismiss
2
Municipal Securities Market
2
MuniMae
2
No-Action Letters
2
NYSE
2
OCIE
2
OECD
2
Penalties
2
Pensions
2
Personal Liability
2
Pharmaceutical
2
Plastic Solar Cells
2
Predominance Requirement
2
Rating Agencies
2
Reasonable Reliance Claims
2
Regulation D
2
Risk Assessment
2
Section 10(b)-5
2
Section 11
2
Sentencing
2
SIPA
2
State Securities Claims
2
Subject Matter Jurisdiction
2
Summary Judgment
2
Swap Dealers
2
Trans-Pacific Partnership
2
Twombly/Iqbal Pleading Standard
2
U.S. Commerce Department
2
Unjust Enrichment
2
Whistleblower Protection Policies
1
10b5-1 Plans
1
ABC v Aereo
1
Acquittals
1
Adverse Employment Action
1
Advertising
1
Affirmative Defenses
1
Affordable Care Act
1
Akamai Technologies
1
Algorithmic Trading
1
Allergan Inc
1
Altius Management
1
American Pipe & Construction Co. v. Utah
1
Antitrust Conspiracies
1
Appraisal
1
Arbitration
1
Asset Management
1
Asset Valuations
1
Asset-Backed Securities
1
Attorney Generals
1
Auto Manufacturers
1
Automotive Industry
1
Back Pay
1
Bad Faith
1
Balance Sheets
1
Bank Fraud
1
Bank of England
1
Bankruptcy Code
1
Bar Associations
1
Big-Boy Letters
1
Billing
1
BP
1
Bribery
1
Broadcasting
1
Burden of Proof
1
Burwell v Hobby Lobby
1
Business Conduct Standards
1
Business Development
1
Business Litigation
1
Business Torts
1
Bylaws
1
C-Suite Executives
1
CAFA
1
CAFC
1
Cartels
1
Certifications
1
Chief Compliance Officers
1
CIBC
1
CIGNA v Amara
1
Circumstantial Evidence
1
Citibank
1
Citigroup
1
Claim Preclusion
1
Class Action Arbitration Waivers
1
Clawbacks
1
Clearing Agencies
1
Cloud Computing
1
CLS Bank v Alice Corp
1
Collateralized Debt Obligations
1
Community Shared Solar
1
Complaint Procedures
1
Confidentiality Agreements
1
Conflict Mineral Rules
1
Conflicts of Interest
1
Consent
1
Consumer Protection Act
1
Contempt
1
Convictions
1
Cooperation Initiative
1
Copyright
1
Copyright Infringement
1
Corporations Code
1
Corrective Disclosures
1
Corruption
1
CPO
1
Credit Ratings
1
Credit Suisse
1
Criminal Conspiracy
1
CSRC
1
Custody Rule
1
Customs and Border Protection
1
CVS
1
Cybersecurity
1
Damages
1
Databases
1
Debtors
1
Defalcation Exception
1
Delaware General Corporation Law
1
Deloitte
1
Demand Futility
1
Destruction of Evidence
1
Digital Assets
1
Directors
1
Dischargeable Debts
1
Disgorgement
1
DMV
1
Duty of Loyalty
1
eBay
1
Economic Downturn
1
Electronically Stored Information
1
Employee Benefits
1
Employer Mandates
1
Employment Policies
1
Ernst & Young
1
EU
1
EURIBOR
1
European Central Bank
1
Evidentiary Rulings
1
Exclusions
1
Expert Testimony
1
Exports
1
Extender Statutes
1
Extradition
1
Facebook
1
Fair Market Value
1
Faithless Servant Doctrine
1
False Advertising
1
False Claims Act
1
Fannie Mae
1
FASB
1
FATF
1
FBI
1
FCA
1
FCC
1
FCMs
1
FDA
1
Federal Reserve
1
Fees
1
FERC
1
FFIEC
1
Fifth Amendment
1
FIfth Third Bancorp v Dudenhoeffer
1
Final Guidance
1
Financial Actvities
1
Financial Institution Liability
1
Financial Institutions
1
Financial Instruments
1
Financial Reporting
1
First Amendment
1
Foreign Corporations
1
Foreign Entities
1
Foreign Equity Securities
1
Form D Filing
1
Form SD
1
Forum Selection Clause
1
Freddie Mac
1
Freeze Order
1
Fund Managers
1
G20
1
GAAP
1
George Canellos
1
Geothermal Energy
1
GOES
1
Government Shutdown
1
GSE
1
Guilty Pleas
1
Gulf Oil Spill
1
Habeas Corpus
1
Hague Convention
1
Hart-Scott-Rodino Act
1
Healthcare Fraud
1
Hewlett-Packard
1
High-Risk Mortgages
1
Hiring & Firing
1
Hobby Lobby
1
Impairment Charges
1
In re Century Aluminum Company Securities Litigation
1
Information Harvesting
1
Infringement
1
Injunctions
1
Institutional Investment
1
Insurers
1
International Harmonization
1
International Litigation
1
Inversion
1
Investment Advisers Act of 1940
1
Investment Contract
1
Investment Fraud
1
Investment Partnerships
1
IRS
1
KPMG
1
L'Oreal
1
Labeling
1
Lanham Act
1
Lawson v FMR
1
LCD Panels
1
Legislative Agendas
1
Lehman Brothers
1
Licenses
1
LIHTC
1
Liquidation
1
Liquidnet
1
Listing Standards
1
Listing Theory
1
Loans
1
London Whale
1
Lululemon
1
Mail Fraud
1
Major Swap Participants
1
Marketing
1
Marsh & McLennan Companies
1
Medicare
1
Memorandum of Understanding
1
Mergers
1
Micro Entity Status
1
Microsoft
1
Mismanagement
1
Mobile Apps
1
Money Laundering
1
Money Market Funds
1
Morgan Stanley
1
Mortgages
1
Motion to Compel
1
Motion To Intervene
1
Mt.Gox
1
Multinationals
1
Municipal Securities Issuers
1
NAV
1
NCUA
1
Negligent Misrepresentation
1
Negligent Supervision
1
Neither Admit Nor Deny Settlements
1
New Amendments
1
New Legislation
1
No-Action Relief
1
Nokia
1
Non-Practicing Entities
1
Non-Solicitation Agreements
1
Obstruction of Justice
1
OCC
1
Off-Label Promotion
1
Offerings
1
Offshore Companies
1
Omissions
1
Omnicare
1
Operating Agreements
1
Opt-Outs
1
ORC
1
origini
1
OSC
1
OSHA
1
Patent Infringement
1
Patent Pools
1
Patent Trolls
1
Patent-Eligible Subject Matter
1
Pay or Play
1
Pay-To-Play
1
Pension Deficiencies
1
Policy Violations
1
Portfolio Managers
1
Pricewaterhousecoopers
1
Private Equity
1
Private Offerings
1
Private Right of Action
1
Privately Held Corporations
1
Professional Liability
1
Proof of Loss
1
Proposed Legislation
1
Proxy Solicitations
1
Prudential Regulation Authority
1
Public Offerings
1
Public Officials
1
Pump and Dump
1
Putative Class Actions
1
Qualcomm
1
Raj Rajaratnam
1
Rare Earth Metals
1
Real Estate Investments
1
Recordkeeping Requirements
1
Regulation
1
Reinstatement
1
Relation Back Doctrine
1
Renewable Energy
1
Reporting Requirements
1
Reverse Mergers
1
Revlon
1
RICO
1
Right of FIrst Refusal
1
Risk Management
1
Robocalling
1
Rule
1
Rule 11
1
Rule 23(b)(3)
1
S&P
1
Same-Sex Marriage
1
Samsung
1
Sanctions
1
SEC v Citigroup
1
Secondary Markets
1
Section 2462
1
Section 25401
1
Section 337
1
SEIA
1
Self-Reporting
1
Service of Process
1
Shareholder Activism
1
Sharma v Timminco
1
Sherman Act
1
SIPC
1
SnapChat
1
Solar Energy
1
Solar Panels
1
Sothebys
1
Spam
1
Spending Cuts
1
Spoilation
1
Stanford International Bank
1
Stanford Ponzi Scheme
1
State and Local Government
1
Statutory Immunity
1
Steve Cohen
1
Stock Drop Litigation
1
Stock Options
1
Stop Order
1
Subpoenas
1
Subprime Mortgages
1
Suntech
1
Supervisors
1
Suspicious Activity Reports
1
Target
1
Tariffs
1
Tax Evasion
1
TCPA
1
Telemarketing
1
Termination
1
Tort Claims Act
1
Trade Secrets
1
Trademarks
1
Tyson Foods
1
Upjohn Warnings
1
US Bancorp
1
Variable Interest Entities
1
Vicarious Liability
1
Video Games
1
Whistleblower Awards
1
Whistleblower Protection Enhancement Act
1
Wind Power
1
Witness Statements