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Securities Fraud

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SEC
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SCOTUS
85
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Class Certification
69
Halliburton v Erica P. John Fund
67
Halliburton
57
Basic v Levinson
45
Enforcement Actions
37
Presumption of Reliance
30
Insider Trading
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Securities Litigation
29
Enforcement
29
Securities
26
Securities Exchange Act
22
Amgen Inc. v Connecticut Retirement Plans
19
Ponzi Scheme
16
Compliance
16
FINRA
16
Rule 10b-5
16
Statute of Limitations
15
Amgen
13
Broker-Dealer
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CFTC
12
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Misrepresentation
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Discovery Rule
11
Gabelli v SEC
11
Investment Adviser
10
Settlement
10
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Banks
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Dodd-Frank
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DOJ
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China
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Investors
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Securities Act of 1933
7
FCPA
7
Hedge Funds
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Popular
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7
Scienter
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EU
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UK
5
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5
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Goldman Sachs
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5
JPMorgan Chase
5
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5
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5
Patents
5
PCAOB
5
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5
SAC Capital
5
Sarbanes-Oxley
5
Standing
5
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4
Accounting Fraud
4
Bank of America
4
Banking Sector
4
Board of Directors
4
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4
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4
D&O Insurance
4
Deferred Prosecution Agreements
4
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4
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4
False Statements
4
FDIC
4
FHFA
4
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4
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4
FIRREA
4
High Frequency Trading
4
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4
Municipalities
4
NFA
4
Officers
4
Preemption
4
Private Securities Litigation Reform Act of 1995
4
Retaliation
4
Rule 23
4
Shareholder Litigation
4
Short Sales
4
Statute of Repose
4
Swaps
4
UBS
4
Wire Fraud
3
Aiding and Abetting
3
Anti-Money Laundering
3
Antidumping Duties
3
Australia
3
Bitcoins
3
Chadbourne & Parke LLP v Troice
3
Complex Litigation
3
Confidential Witnesses
3
Countervailing Duties
3
Cross-Border
3
Customs
3
Dark Pool
3
Disclosure
3
Disgorgement
3
ESMA
3
Fannie Mae
3
Financial Regulatory Reform
3
Foreign Exchanges
3
Freddie Mac
3
FTC
3
Google
3
Imports
3
Internal Controls
3
ITC
3
Japan
3
JOBS Act
3
Jurisdiction
3
Libor
3
Market Manipulation
3
Martoma
3
Mary Jo White
3
Misleading Statements
3
Morrison v National Australia Bank
3
Motion to Dismiss
3
Neither Admit Nor Deny Settlements
3
OCIE
3
Pleading Standards
3
Price-Fixing
3
Rating Agencies
3
RBS
3
Risk Assessment
3
Shareholders
3
Stocks
3
Summary Judgment
3
Tolling
3
WTO
2
Accounting Controls
2
Advertising
2
Affirmative Defenses
2
AIFMD
2
Asset-Backed Securities
2
ATMs
2
Attorney's Fees
2
Attorney-Client Privilege
2
AU Optronics Corp
2
Bank of England
2
Barclays
2
BEPS
2
Bonds
2
Breach of Duty
2
Canada
2
Causation
2
Citigroup
2
City of Pontiac
2
Civil Forfeiture
2
Clawbacks
2
Collateralized Debt Obligations
2
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2
Core Operations Doctrine
2
Countrywide
2
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2
Crowdfunding
2
Damages
2
Derivatives
2
Discovery
2
Duty to Disclose
2
ERISA
2
Erosion
2
False Advertising
2
FCA
2
Federal Rules of Civil Procedure
2
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2
Fines
2
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2
Gaming
2
Good Faith
2
Governmental Liability
2
Hardwood Plywood
2
Healthcare
2
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2
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2
IRS
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2
Judge Rakoff
2
Jury Trial
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2
Lehman Brothers
2
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2
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2
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2
MOFCOM
2
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2
Morgan Stanley
2
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2
MuniMae
2
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NYSE
2
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OECD
2
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2
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2
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2
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2
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2
Plastic Solar Cells
2
Predominance Requirement
2
Private Offerings
2
Professional Liability
2
Pump and Dump
2
Reasonable Reliance Claims
2
Regulation D
2
Reporting Requirements
2
Risk Management
2
SEC v Citigroup
2
Section 10(b)-5
2
Section 11
2
Sentencing
2
SIPA
2
State Securities Claims
2
Subject Matter Jurisdiction
2
Subprime Mortgages
2
Swap Dealers
2
Tax Evasion
2
Trans-Pacific Partnership
2
Twombly/Iqbal Pleading Standard
2
U.S. Commerce Department
2
Unjust Enrichment
2
Whistleblower Awards
2
Whistleblower Protection Policies
1
10b5-1 Plans
1
ABC v Aereo
1
Abuse of Discretion
1
Acquittals
1
Adverse Employment Action
1
Affordable Care Act
1
Airlines
1
Akamai Technologies
1
Algorithmic Trading
1
Allergan Inc
1
Altius Management
1
American Pipe & Construction Co. v. Utah
1
Antitrust Conspiracies
1
Apple
1
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1
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1
ASIC
1
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1
Asset Valuations
1
Attorney Generals
1
Auto Manufacturers
1
Automotive Industry
1
Back Pay
1
Bad Faith
1
Balance Sheets
1
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1
Bank Secrecy Act
1
Bankruptcy Code
1
Bar Associations
1
Big-Boy Letters
1
Billing
1
BP
1
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1
Broadcasting
1
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1
Burden of Proof
1
Burwell v Hobby Lobby
1
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1
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1
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1
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1
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1
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1
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1
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1
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1
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1
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1
CIBC
1
CIGNA v Amara
1
Circumstantial Evidence
1
Citibank
1
Claim Preclusion
1
Class Action Arbitration Waivers
1
Clearing Agencies
1
Cloud Computing
1
CLS Bank v Alice Corp
1
Commodities Exchange Act
1
Community Shared Solar
1
Complaint Procedures
1
Complex Financial Products
1
Confidentiality Agreements
1
Conflict Mineral Rules
1
Consent
1
Consumer Protection Act
1
Contempt
1
Convictions
1
Cooperation Initiative
1
Copyright
1
Copyright Infringement
1
Corporations Code
1
Corrective Disclosures
1
Corruption
1
CPO
1
CPOs
1
Credit Ratings
1
Credit Reporting Agencies
1
Credit Suisse
1
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1
CSRC
1
CTA
1
Custody Rule
1
Customs and Border Protection
1
CVS
1
Cy Pres Funds
1
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1
Data Breach
1
Databases
1
DCMs
1
Debtors
1
Defalcation Exception
1
Delaware General Corporation Law
1
Deloitte
1
Demand Futility
1
Destruction of Evidence
1
Digital Assets
1
Directors
1
Dischargeable Debts
1
DMV
1
Due Process
1
Duty of Loyalty
1
E*Trade
1
eBay
1
Economic Downturn
1
Electronic Communications
1
Electronically Stored Information
1
Email
1
EMIR
1
Employee Benefits
1
Employer Mandates
1
Employment Policies
1
Energy
1
Ernst & Young
1
EURIBOR
1
European Central Bank
1
Evidentiary Rulings
1
Exclusions
1
Expert Testimony
1
Exports
1
Extender Statutes
1
Extradition
1
Facebook
1
Fair Market Value
1
Faithless Servant Doctrine
1
False Billing
1
False Claims Act
1
FASB
1
FATCA
1
FATCA Timeline
1
FATF
1
FBI
1
FCC
1
FCMs
1
FDA
1
Federal Reserve
1
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1
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1
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1
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1
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1
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1
Final Guidance
1
Financial Actvities
1
Financial Conduct Authority
1
Financial Institution Liability
1
Financial Institutions
1
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1
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1
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1
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1
Foreign Corporations
1
Foreign Entities
1
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1
Form 10-K
1
Form D Filing
1
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1
Forum Selection Clause
1
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1
Fund Managers
1
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1
GAAP
1
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1
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1
GOES
1
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1
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1
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1
Guilty Pleas
1
Gulf Oil Spill
1
Habeas Corpus
1
Hackers
1
Hague Convention
1
Hart-Scott-Rodino Act
1
Healthcare Fraud
1
Hewlett-Packard
1
High-Risk Mortgages
1
Hiring & Firing
1
Hobby Lobby
1
Home Depot
1
Home Health Care
1
HSBC
1
ICE
1
IKEA
1
Impairment Charges
1
In re Century Aluminum Company Securities Litigation
1
Income Taxes
1
Indictments
1
Information Harvesting
1
Infringement
1
Injunctions
1
Institutional Investment
1
Insurers
1
Internal Audit Functions
1
Internal Investigations
1
International Litigation
1
Intervenors
1
Inversion
1
Investment Advisers Act of 1940
1
Investment Contract
1
Investment Fraud
1
Investment Partnerships
1
IRA
1
ISS
1
Jury Trials
1
Jury Verdicts
1
Kickstarter
1
KPMG
1
Lawson v FMR
1
LCD Panels
1
Legislative Agendas
1
Legislative Committees
1
Licenses
1
LIHTC
1
Liquidation
1
Liquidnet
1
Listing Standards
1
Listing Theory
1
Lloyds Banking Group
1
Loans
1
London Whale
1
Lululemon
1
Mail Fraud
1
Major Swap Participants
1
Manufacturers
1
Marsh & McLennan Companies
1
Material Disclosures
1
MCDC
1
Memorandum of Understanding
1
Mergers
1
Merrill Lynch
1
Micro Entity Status
1
Microsoft
1
MiFID
1
Mineral Leases
1
Mismanagement
1
Mobile Apps
1
Money Market Funds
1
Moody's
1
Mortgage Loan Originators
1
Mortgages
1
Motion to Compel
1
Motion To Intervene
1
Mt.Gox
1
Multinationals
1
Municipal Securities Issuers
1
Mutual Funds
1
NASAA
1
NAV
1
NCUA
1
Negligent Misrepresentation
1
Negligent Supervision
1
New Amendments
1
New Legislation
1
New Regulations
1
No-Action Relief
1
Nokia
1
Non-Judicial Settlement Agreements
1
Non-Practicing Entities
1
Non-Solicitation Agreements
1
Obstruction of Justice
1
Off-Label Promotion
1
Offerings
1
Offshore Funds
1
Oil & Gas
1
Omissions
1
Omnicare
1
Online Reviews
1
Operating Agreements
1
Opt-Outs
1
ORC
1
origini
1
OSC
1
OSHA
1
Patent Infringement
1
Patent Pools
1
Patent Trolls
1
Patent-Eligible Subject Matter
1
Pay or Play
1
Pay-To-Play
1
Pension Deficiencies
1
Policy Violations
1
Porsche
1
Portfolio Managers
1
Prejudgment Interest
1
Pricewaterhousecoopers
1
Private Equity
1
Private Placements
1
Private Right of Action
1
Privately Held Corporations
1
Proof of Loss
1
Proposed Legislation
1
Proxy Solicitations
1
Prudential Regulation Authority
1
Public Disclosure
1
Public Offerings
1
Public Officials
1
Putative Class Actions
1
Pyramid Schemes
1
Qualcomm
1
Railroads
1
Raj Rajaratnam
1
Rare Earth Metals
1
Real Estate Investments
1
Receivership
1
Recordkeeping Requirements
1
Regulation
1
Reinstatement
1
REIT
1
Relation Back Doctrine
1
Renewable Energy
1
Retailers
1
Reverse Mergers
1
Revlon
1
RICO
1
Right of FIrst Refusal
1
Risk Alert
1
Robocalling
1
Royal Bank of Scotland
1
Rule
1
Rule 11
1
Rule 2210
1
Rule 23(b)(3)
1
S&P
1
Same-Sex Marriage
1
Samsung
1
Sanctions
1
Secondary Markets
1
Section 17(a)
1
Section 2462
1
Section 25401
1
Section 337
1
SEFs
1
SEIA
1
Self-Reporting
1
Service of Process
1
Shareholder Activism
1
Sharma v Timminco
1
Sherman Act
1
SIPC
1
Smith & Wesson
1
SnapChat
1
Solar Energy
1
Solar Panels
1
Sothebys
1
Spam
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Spending Cuts
1
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Stanford International Bank
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State and Local Government
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Statutory Immunity
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Steve Cohen
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Stock Drop Litigation
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Stock Options
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Stop Order
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Supervisors
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Swap Market
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Target
1
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TCPA
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Third-Party Service Provider
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Tort Claims Act
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Tyson Foods
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1
Uber
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UCITS
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Unpaid Taxes
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Upjohn Warnings
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US Bancorp
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Variable Interest Entities
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1
Video Games
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Whistleblower Protection Enhancement Act
1
Wind Power
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Witness Statements
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Yelp