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Securities Fraud

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72
Halliburton v Erica P. John Fund
67
Halliburton
58
Securities Exchange Act
55
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53
Securities Litigation
52
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CFTC
44
Illegal Tipping
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Misrepresentation
42
FINRA
42
Rule 10b-5
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39
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Presumption of Reliance
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Securities Act of 1933
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Dodd-Frank
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Portfolio Managers
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Scienter
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Statute of Limitations
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Amgen Inc. v Connecticut Retirement Plans
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China
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Hong Kong
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EU
18
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Settlement
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Corporate Officers
17
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Wire Fraud
16
Pleading Standards
16
Sarbanes-Oxley
16
Section 10(b)
15
Amgen
15
Audits
15
Conflicts of Interest
15
Financial Institutions
15
Omnicare
15
PSLRA
15
Section 11
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Banking Sector
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Loss Causation
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ALJ
12
Canada
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Derivative Suit
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Goldman Sachs
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Pharmaceutical Industry
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Financial Conduct Authority (FCA)
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Financial Sector
11
Indictments
11
JOBS Act
11
Libor
11
Omnicare v Laborers District Council
11
Pump and Dump
11
Rebuttable Presumptions
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Retaliation
11
Sanctions
11
Stocks
10
Auditors
10
Deferred Prosecution Agreements
10
Financial Statements
10
JPMorgan Chase
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Publicly-Traded Companies
10
Shareholders
10
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9
Administrative Hearings
9
Anti-Money Laundering
9
Dark Pool
9
Discovery Rule
9
European Securities and Markets Authority (ESMA)
9
Extraterritoriality Rules
9
False Claims Act (FCA)
9
Gabelli v SEC
9
High Frequency Trading
9
Morgan Stanley
9
Mortgage-Backed Securities
9
Municipal Bonds
9
OCIE
9
Pleadings
9
Putative Class Actions
9
Registration Statement
9
Statute of Repose
9
Summary Judgment
8
Bitcoin
8
Breach of Duty
8
Brokers
8
Crowdfunding
8
EB-5
8
Investment Advisers Act of 1940
8
Mary Jo White
8
Morrison v National Australia Bank
8
Nvidia
8
Personal Liability
8
Reporting Requirements
8
Whistleblower Awards
8
Whistleblower Protection Policies
7
Accounting Fraud
7
Bank of America
7
Citigroup
7
Conspiracies
7
Corporate Governance
7
Internal Controls
7
Internal Investigations
7
Japan
7
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7
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7
Offerings
7
Permanent Injunctions
7
Risk Assessment
7
Standing
7
Statement of Opinion
7
Unregistered Securities
6
Administrative Proceedings
6
Anti-Corruption
6
Barclays
6
Bernie Madoff
6
Cease and Desist Orders
6
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6
Dell
6
Derivatives
6
Employer Liability Issues
6
Evidence
6
FDIC
6
Federal Rules of Civil Procedure
6
Hackers
6
Healthcare
6
Injunctions
6
Insurance Industry
6
Investment Fraud
6
Janus Capital Group
6
Jurisdiction
6
Materiality
6
NFA
6
Patents
6
Petition For Rehearing
6
Prejudgment Interest
6
Private Securities Litigation Reform Act of 1995
6
Public Offerings
6
Real Estate Investments
6
Risk Management
6
Spoofing
6
Stock Prices
6
Virtual Currency
6
Wells Fargo
6
Young Lawyers
5
Advertising
5
Anti-Dumping Duty
5
Appointments Clause
5
Avon
5
Bank Fraud
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Bonds
5
Books & Records
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Chief Compliance Officers
5
Clawbacks
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Collateralized Debt Obligations
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Commercial Bankruptcy
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Commodities
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Customs
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D&O Insurance
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Disclosure
5
ERISA
5
False Advertising
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FinCEN
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Government Investigations
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Healthcare Fraud
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International Litigation
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Investment Management
5
IPO
5
ITC
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Judge Rakoff
5
Mail Fraud
5
Martin Shkreli
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Medicare
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Mergers
5
Motion to Dismiss
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Mutual Funds
5
Penalties
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Pensions
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Rating Agencies
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RBS
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Reversal
5
RICO
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Risk Alert
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S&P
5
Tolling
5
UBS
5
Unregistered Brokers
4
Aiding and Abetting
4
AIFMD
4
Algorithmic Trading
4
Asset Freeze
4
Capital Raising
4
CME
4
Collateralized Loan Obligations
4
Commodities Exchange Act
4
Confidentiality Agreements
4
Controlling Stockholders
4
Corporations Code
4
Countervailing Duties
4
Custody Rule
4
Cyber Attacks
4
Data Privacy
4
Data Security
4
Directors
4
Discovery
4
Dole Food
4
EMIR
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En Banc Review
4
Energy Sector
4
Federal Reserve
4
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4
Financial Regulatory Reform
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Foreign Corporations
4
Foreign Official
4
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4
Form 10-Q
4
Forum Selection
4
FTC
4
Fund Managers
4
GAAP
4
Gambling
4
Investment
4
Kickbacks
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Material Disclosures
4
Municipalities
4
Negligent Misrepresentation
4
New Legislation
4
NYSE
4
Omissions
4
Ontario Securities Commission (OSC)
4
Pharmacies
4
Preemption
4
Prudential Regulation Authority
4
Pyramid Schemes
4
Qualcomm
4
Recordkeeping Requirements
4
Regulation D
4
Regulation S-K
4
Rule 10(b)
4
Rule 23
4
SAC Capital
4
SEC Examination Priorities
4
Serious Fraud Office
4
Short Sales
4
Stock Drop Litigation
4
Strategic Enforcement Plan
4
Subprime Mortgages
4
Swap Dealers
4
Tippees
4
Trading Platforms
4
Twombly/Iqbal Pleading Standard
4
Venture Capital
4
Willful Misconduct
4
Yahoo!
3
Acquisitions
3
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3
Airlines
3
Alibaba
3
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3
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3
Attorney's Fees
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Bank of England
3
Bank of New York (BNY) Mellon
3
Best Buy
3
Biotechnology
3
Burden of Proof
3
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3
CAFA
3
CEOs
3
Chadbourne & Parke LLP v Troice
3
Confidential Witnesses
3
Convictions
3
CPOs
3
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3
Cross-Border
3
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3
Data Protection
3
DOL
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Due Diligence
3
Due Process
3
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3
Duty to Disclose
3
ETFs
3
Expert Testimony
3
Facebook
3
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3
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3
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3
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3
Final Rules
3
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3
Foreign Exchanges
3
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3
Foreign Nationals
3
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3
FRCP 9(b)
3
Freddie Mac
3
Futures
3
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Good Faith
3
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3
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3
HSBC
3
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3
India
3
Initial Public Offerings
3
Investor Protection
3
Jury Trial
3
Justifiable Reliance
3
KBR (formerly Kellogg Brown & Root)
3
Life Sciences
3
Litigation Strategies
3
Martoma
3
Material Misrepresentation
3
Merger Agreements
3
Microsoft
3
MiFID
3
MOFCOM
3
Neither Admit Nor Deny Settlements
3
No-Action Letters
3
No-Action Relief
3
Obstruction of Justice
3
OCC
3
OSHA
3
Penny Stocks
3
Pension Funds
3
Petrobras
3
Policies and Procedures
3
Price-Fixing
3
Private Offerings
3
Private Placements
3
Quid Pro Quo
3
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3
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3
Regulatory Oversight
3
REIT
3
Restitution
3
Safe Harbors
3
Section 25401
3
Securities Act
3
Security-Based Swaps
3
Self-Reporting
3
Sentencing
3
Shell Corporations
3
SIFIs
3
Social Media
3
Social Networks
3
Stanford Ponzi Scheme
3
Subject Matter Jurisdiction
3
Termination
3
Third-Party Service Provider
3
Trans-Pacific Partnership
3
Transfer Agents
3
Twitter
3
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3
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3
Valeant
3
Video Games
3
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3
WTO
2
10b5-1 Plans
2
12b-1 plan
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Accounting Controls
2
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Administrative Review Board
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Apple
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Asset-Backed Securities
2
ATMs
2
AU Optronics Corp
2
Australian Securities and Investments Commission
2
Bad Faith
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Bank Secrecy Act
2
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Block Chain
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BP
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Broken Windows
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2
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Clearing Agencies
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2
Confidential Information
2
Conflict Mineral Rules
2
Construction Industry
2
Consumer Lenders
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Cooperation
2
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2
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2
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Countrywide
2
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2
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2
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2
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2
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2
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2
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2
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2
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Goodyear
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2
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2
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2
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2
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2
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2
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Revlon
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Section 337
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YouTube
1
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