Browse Related Topics For:

Swaps

474
CFTC
238
Dodd-Frank
177
Swap Dealers
164
SEC
96
Major Swap Participants
81
Derivatives
65
Compliance
65
EU
61
No-Action Letters
58
Reporting Requirements
53
No-Action Relief
52
Cross-Border
50
CEA
47
Security-Based Swaps
41
SEFs
40
ISDA
39
Federal Reserve
38
Recordkeeping Requirements
36
Commodities Exchange Act
36
Margin Requirements
34
Banks
31
End-Users
31
FINRA
30
Commodities
29
CPO
29
ESMA
28
Broker-Dealer
27
Cross-Border Transactions
27
FDIC
26
Futures
25
Derivatives Clearing Organizations
25
OCC
24
CFPB
23
Commodity Pool
22
DSIO
22
EMIR
22
Enforcement Actions
22
Prudential Regulation Authority
22
RMBS
21
OTC
21
Swap Clearing
19
NFA
19
Swap Data Repositories
18
Investment Adviser
18
Mandatory Clearing Requirements
17
CTA
17
Foreign Banks
17
Proposed Regulation
16
Exemptions
16
FCMs
16
Final Rules
16
Insider Trading
16
IOSCO
16
Rating Agencies
16
Securities Exchange Act
15
Basel Committee
15
Fraud
15
Position Limits
15
Securities
15
Swap Market
14
Enforcement
13
Credit Default Swaps
13
FHFA
12
CME
12
Disclosure Requirements
12
Forward Contracts
12
Libor
12
Mortgages
12
Registration
12
Swap Execution Facilities
12
Title VII
12
UK
11
AIFMD
11
Eligible Contract Participant
11
ERISA
11
Financial Institutions
11
Financial Regulatory Reform
11
Securities Fraud
10
Banking Sector
10
DMO
10
FCA
10
Financial Conduct Authority
10
Interest Rates
10
Legal Entity Identifiers
10
Natural Gas
9
Class Action
9
Designated Contract Market
9
Interest Rate Swaps
9
Investors
9
Pensions
9
Push-Out Requirements
9
Required Documentation
9
SIFMA
9
Swap Agreements
9
Trade Options
9
Volcker Rule
8
Bitcoins
8
Block Trades
8
Capital Requirements
8
Commodity Futures Contracts
8
DOL
8
Fiduciary Duty
8
FinCEN
8
Foreign Exchanges
8
Money Market Funds
8
Qualified Mortgage Rule
8
Safe Harbors
7
Arbitration
7
Asset Management
7
Bank of America
7
Brokers
7
Chief Compliance Officers
7
Cybersecurity
7
European Commission
7
Exemptive Orders
7
Financial Services Authority
7
FX Swaps
7
IRS
7
JOBS Act
7
MiFID
7
SCOTUS
7
Securities Act of 1933
7
Stress Tests
7
Utilities Sector
6
Arbitration Agreements
6
Audits
6
Australia
6
Barclays
6
Conflict Mineral Rules
6
FATCA
6
FCPA
6
Financial Markets
6
FTC
6
Market Participants
6
Merrill Lynch
6
Shareholders
6
Short Sales
6
Singapore
6
UCITS
6
Virtual Currency
6
Whistleblowers
5
Affiliates
5
Aggregation Rules
5
Bank of England
5
CCPs
5
Collateralized Debt Obligations
5
Commercial Bankruptcy
5
Commercial End-User Exception
5
Deadlines
5
EBA
5
ETFs
5
European Banking Authority
5
Extraterritoriality Rules
5
Future Commission Merchants
5
FX Forwards
5
Goldman Sachs
5
Hong Kong
5
Investment Funds
5
Investment Management
5
ISDA Master Agreement
5
Jurisdiction
5
Lehman Brothers
5
Market Manipulation
5
Municipalities
5
Nasdaq
5
Notice Requirements
5
OCIE
5
Registration Requirement
5
Regulatory Agenda
5
Shareholder Litigation
5
U.S. Treasury
5
Utility Special Entities
4
Administrative Procedure Act
4
Bona Fide Hedging
4
Chapter 11
4
CICIs
4
Citigroup
4
Conflicts of Interest
4
CPOs
4
Data Protection
4
Debt
4
Deutsche Bank
4
DF-Protocol
4
Electricity
4
Energy
4
FHA
4
Financial Transaction Tax
4
Fitch
4
FSOC
4
Hedge Funds
4
Hedging
4
High Frequency Trading
4
ICE
4
Investment Advisers Act of 1940
4
Lenders
4
Life Insurance
4
Mary Jo White
4
Memorandum of Understanding
4
MiFID II
4
Misappropriation
4
Moody's
4
Morgan Stanley
4
MTFs
4
Municipal Bonds
4
Non-US Entities
4
Nonbank Firms
4
Novation
4
NYSE
4
Ponzi Scheme
4
PRA
4
Private Funds
4
Proposed Legislation
4
Proxy Voting Guidelines
4
Public Comment
4
Regulation Z
4
Reinsurance
4
Risk Management
4
Rulemaking Process
4
Section 716
4
Segregation Requirements
4
Settlement
4
TILA
4
TRIA
4
UBS
3
Accredited Investors
3
Anti-Money Laundering
3
Appraisal
3
ASIC
3
Asset-Backed Securities
3
ATS
3
Bank Fraud
3
Bear Sterns
3
Benchmarks
3
BitLicense
3
BNY Mellon
3
Canada
3
CDS
3
China
3
Clawbacks
3
Clearing Agencies
3
Clearing Members
3
Collateralized Loan Obligations
3
Commingling
3
Corporate Governance
3
Counterparties
3
Covered Entities
3
Credit Ratings
3
Customer Collateral Requirements
3
Data Collection
3
De Minimis Claims
3
Detroit
3
DOJ
3
Due Diligence
3
Employee Benefits
3
Executive Compensation
3
Fannie Mae
3
Farm Credit Administration
3
FERC
3
Financial Products
3
Foreign Branches of U.S. Banks
3
Foreign Investment
3
Foreign Markets
3
Forward Contract Exclusion
3
FSMA
3
Fund Managers
3
G20
3
Guarantors
3
Hedges
3
Income Taxes
3
Infrastructure
3
IPO
3
ISS
3
JPMorgan Chase
3
Liquidity Coverage Ratio
3
Loan Documentation
3
Margin Calls
3
Money Transfer
3
MSBSPs
3
New Regulations
3
Peregrine Financial Group
3
Popular
3
Preemption
3
Private Investment Funds
3
Proxy Statements
3
Regulatory Standards
3
RESPA
3
Retirement Plan
3
Risk Mitigation
3
Securitization Vehicles
3
Stand-Alone SBSDs
3
Startups
3
Student Loans
3
Subsidiaries
3
Threshhold Requirements
3
Treasury Affiliates
3
U.S. Person
3
Valuation
3
Whistleblower Awards
2
Ability-to-Repay
2
AIFM
2
Algorithmic Trading
2
Alternative Investment Funds
2
ANPRM
2
Appropriations Bill
2
Asset Class
2
Australian Securities and Investments Commission
2
Bank Holding Company
2
Bank Holding Company Act
2
Bank of New York Mellon
2
Bank Secrecy Act
2
Bankruptcy Code
2
Basel III
2
Ben Bernanke
2
BIS
2
Bonds
2
Borrowers
2
Breach of Duty
2
Bribery
2
Business Conduct Standards
2
CBOE
2
Chapter 9
2
Civil Monetary Penalty
2
Class Certification
2
Collateral
2
Community Banks
2
Consumer Protection Act
2
Controlling Stockholders
2
Corporate Counsel
2
Countrywide
2
Covered Swap Entities (CSE)
2
Credit Cards
2
Criminal Prosecution
2
Crowdfunding
2
Customer Funds Protection
2
DCED
2
Debtors
2
Default
2
Disruptive Trading Practices
2
Diversity
2
DOMA
2
ECJ
2
EDGAR
2
Emerging Growth Companies
2
Employer Liability Issues
2
Equity Markets
2
European Securities and Markets Authority
2
Exchange-Traded Products
2
Fair and Effective Markets Review (FEMR)
2
False Claims Act
2
FBAR
2
FDA
2
Federal Register
2
Fee-Shifting Statutes
2
Fees
2
Filing Requirements
2
Financial Statements
2
Foreign Currency
2
Foreign Jurisdictions
2
Freddie Mac
2
GAAP
2
General Electric
2
General Solicitation
2
Hart-Scott-Rodino Act
2
HHS
2
Higher-Priced Mortgage Loans
2
HUD
2
Hurricane Sandy
2
Identity Theft
2
IFRS
2
Illegal Tipping
2
Insolvency
2
Internal Controls
2
Interpretive Letters
2
Investment Portfolios
2
iTraxx CDS indices
2
Leverage Ratio
2
Leveraged Loans
2
Liquidation
2
Marketing
2
Material Nonpublic Information
2
MBIA Insurance
2
MF Global
2
Misrepresentation
2
Money Laundering
2
Moratorium
2
Municipal Bankruptcy
2
National Futures Association
2
New Legislation
2
NYDFS
2
Oil & Gas
2
Ontario Securities Commission
2
Pay-for-Performance
2
Pay-To-Play
2
Prepaid Payment Products
2
Price Manipulation
2
Proposed Amendments
2
Proprietary Trading
2
Prudential Standards
2
Public Disclosure
2
QPAM
2
RBS
2
Regulation A
2
Regulation D
2
Regulation M
2
Regulation SCI
2
REIT
2
Remittance Transfer Rule
2
Renewable Energy
2
Royal Bank of Scotland
2
Rule 10(b)
2
Rule 10b-5
2
Russia
2
Sarbanes-Oxley
2
Say-on-Pay
2
Segregated Funds
2
Sequestration
2
Shadow Banking
2
Shareholder Proposals
2
Small Business
2
Social Media
2
Sovereign Debt
2
SPVs
2
Statute of Limitations
2
Stocks
2
Termination
2
Terrorism Insurance
2
Trade Market Abuse
2
Transparency
2
Trust Preferred Securities
2
Trustees
2
Wells Fargo
2
Whistleblower Protection Policies
2
World Bank
1
403(b) Plans
1
Abusive Foreclosure Practices
1
Accounting
1
ADA
1
Administrative Authority
1
Advertising
1
Advisory Opinions
1
Affordable Care Act
1
AIG
1
ALJ
1
Allstate
1
Amended Regulation
1
American Bankruptcy Institute
1
American Taxpayer Relief Act
1
Annual Reports
1
Anti-Retaliation Provisions
1
Appeals
1
Appropriation
1
Asset Diversification
1
Associated Persons
1
Attorney Generals
1
Attorney's Fees
1
Attorney-Client Privilege
1
Audit Committee
1
Auditors
1
Automatic Stay
1
Background Checks
1
Bad Actors
1
Bad Faith
1
Banging the Close
1
Bank Merger Act
1
Bankruptcy Reform
1
Barack Obama
1
BCBS
1
Beneficiaries
1
Benefit Plan Sponsors
1
Bernie Madoff
1
Board of Directors
1
Breach of Trust
1
British Bankers' Association
1
BRRD
1
BSA/AML
1
Burger King
1
Bush-Era Tax Cuts
1
Business Development
1
Business Development Companies
1
Business Valuations
1
Bylaws
1
C-Suite Executives
1
Capital Estimation Tool
1
Capital Formation
1
Capital Gains
1
Capital Markets
1
Capital Markets Union
1
Carbon Taxes
1
Causation
1
Cayman Islands
1
CCO
1
Certifications
1
Change in Control
1
Churches
1
CIFG Assurance North America
1
Citibank
1
Class Representatives
1
Clickwrap Agreements
1
Climate Change
1
CMA
1
CME NYMEX
1
Comment Period
1
Commerce Clause
1
Commercial Leases
1
Committee on Payments and Market Infrastructure (CPMI)
1
Commodity Broker
1
Commodity Interest
1
Commodity Sale Agreements
1
Community Reinvestment Act
1
Compensation & Benefits
1
Comptroller of the Treasury v Wynne
1
Compulsory Licenses
1
Confirmation Proceedings
1
Conservators
1
Consultation
1
Consumer Financial Contracts
1
Consumer Financial Products
1
Contests & Promotions
1
Contraceptive Coverage Mandate
1
Corporate Officers
1
CRA
1
Cramdown
1
Credit Agreements
1
Credit Reports
1
Credit Suisse
1
CTFC
1
Cuba
1
Custody Rule
1
Cyber Attacks
1
Dark Pool
1
Data Breach
1
Data-Sharing
1
DBRS
1
DCMs
1
De Minimus Quantity Exemption
1
Delaware General Corporation Law
1
Delays
1
Delegation Clauses
1
Department of Financial Services
1
Deposit Accounts
1
Deposit Advances
1
Deposit Insurance
1
Discounts
1
Discrimination
1
Disgorgement
1
Dismissals
1
Dispute Resolution
1
Disqualification
1
Distressed Asset Stabilization Program
1
Distributed Denial of Service
1
Dividends
1
Documentation
1
Drug Manufacturers
1
Durbin Amendment Rules
1
Duty of Care
1
ECON
1
EEA
1
EEOC
1
EFTA
1
EIOPA
1
Electronic Trading
1
Emerging Technology Companies
1
Employer Group Health Plans
1
Employment Policies
1
Energy Market
1
Enterprise and Regulatory Reform Act
1
Equity Financing
1
Equity Plans
1
Ernst & Young
1
ESA
1
Essential Health Benefits
1
Established Business Relationship
1
Ethanol
1
EU Data Protection Laws
1
Exclusive Jurisdiction
1
Executory Contracts
1
Exempt Organizations
1
Expert Testimony
1
Extensions
1
Fair Lending
1
False Advertising
1
Family Offices
1
FDCA
1
FDCPA
1
Federal Rules of Civil Procedure
1
FFIEC
1
FICC
1
Fiduciary Liability
1
Filing Deadlines
1
Financial Actvities
1
Financial Instruments
1
Financial Services Committee
1
Financial Services Industry
1
Finders
1
Fines
1
First Amendment
1
Fixed Income Investments
1
Flash Crash
1
Flood Insurance
1
FOIA
1
FOMC
1
Foreclosure
1
Foreign Nationals
1
Foreign Official
1
Foreign Subsidiaries
1
Foreign Tax
1
Form SD
1
Forum
1
Fracking
1
Fraud-on-the-Market
1
Fraudulent Wire Transfers
1
Frozen Assets
1
FSB
1
FTCA
1
Fund of Funds
1
Funding Requirements
1
G-SIB
1
Gambling
1
GameStop
1
Gaming
1
Global Market
1
Good Faith
1
Government Officials
1
Gramm-Leach-Blilely Act
1
Greece
1
Guidance Update
1
Halliburton v Erica P. John Fund
1
Health Insurance Exchanges
1
Hewlett-Packard
1
HIPAA
1
HITECH
1
HOEPA
1
HQLA
1
HSBC
1
IASB
1
IDIs
1
Illegal Imports
1
IMF
1
Incentive Stock Options
1
Indemnification Clauses
1
Industry Examinations
1
Information Sharing
1
Inspection Rights
1
Institutional Investment
1
Instrumentality
1
Interest Payments
1
Intergovernmental Agreements
1
Intermediaries
1
International Arbitration
1
International Finance
1
International Harmonization
1
Internships
1
Interpretive Opinions
1
Interstate Commerce
1
Introducing Brokers
1
Investment Advisory Agreements
1
Investment Companies
1
Investment Company Act of 1940
1
Investment Firms
1
Investor Protection
1
Ipso Facto Clauses
1
Iran Sanctions
1
IRC
1
ISOs
1
Issuers
1
Jamie Dimon
1
Japan
1
Joint Audit Committee
1
Judge Rakoff
1
Jury Verdicts
1
Keystone XL Pipeline
1
KPMG
1
Kraft
1
Larger Participant
1
Late Filer Rule
1
Leases
1
Legislative Agendas
1
Legislative Committees
1
Lending
1
Leverage Capital Ratio
1
LGBT
1
LGUDA
1
Limited Liability Companies
1
Limited Partnerships
1
LiquidAlts
1
Liquidity Fees
1
Listing Standards
1
LLC
1
Loans
1
London Whale
1
Long-Term Investment Funds
1
Loss Causation
1
Lost Securities Holders
1
Managers
1
Mandatory Arbitration Clauses
1
Market Access Rule
1
Material Misstatements
1
Mexico
1
MFW
1
Minority Shareholders
1
MMF
1
Mobile Banking
1
Monetary Authority of Singapore
1
Morrison v National Australia Bank
1
Mortgage Servicing Rules
1
Mortgage-Backed Securities
1
Motion to Dismiss
1
MSRB
1
Municipal Advisers
1
Municipal Securities Issuers
1
Mutual Funds
1
NASD
1
NAV
1
NCUA
1
NDFs
1
Negligence
1
NEP
1
OFAC
1
Offshore Funds
1
OIG
1
Oil Prices
1
OMWI
1
Online Marketplace Lending
1
Oral Communications
1
OSC
1
OSHA
1
Overdraft Fees
1
Oversight Committee
1
Payday Loans
1
Payroll Cards
1
PCAOB
1
Penalties
1
Pending Legislation
1
Pension Funds
1
Personal Jurisdiction
1
Pledges
1
Policies and Procedures
1
Political Contributions
1
Political Scandals
1
Poverty
1
Pre-Merger Filing Requirements
1
Price Transparency
1
Privacy Policy
1
Private Equity
1
Private Equity Funds
1
Private Offerings
1
Private Placements
1
Privilege Logs
1
Prohitibed Transactions
1
Proposed Standards
1
Prospectus
1
Prudential
1
Publicly-Traded Companies
1
Purchase Agreement
1
Pyramid Schemes
1
Quantitative Easing
1
Racial Discrimination
1
Real Estate Market
1
Redemption Gates
1
Regulation AA
1
Regulation E
1
Regulation FD
1
Regulation S-K
1
Release of Information
1
Remediation
1
Repurchases
1
Rescission
1
Residual Interest
1
Resource Extraction
1
Reverse Mortgages
1
Richard Cordray
1
Risk Alert
1
Risk Assessment
1
RTO
1
Rule 147
1
Rule 15B9-1
1
Rule 506 Offerings
1
Rule 506(c)
1
Same-Sex Marriage
1
Sanctions
1
SBS Entities
1
SCC
1
Scienter
1
Scottrade
1
SEC Examination Priorities
1
Section 10(b)
1
Section 362
1
Section 546(e)
1
Secured Debt
1
Secured Lenders
1
Securities Litigation
1
SFO
1
Shareholder Rights
1
SIFIs
1
Small Entity Compliance Guide
1
SMEs
1
Solar Energy
1
Spending Cuts
1
Standing
1
Statutory Interpretation
1
Stock Exchange
1
Stock Repurchases
1
Stock Trades
1
Strategic Enforcement Plan
1
Structured Financial Products
1
Stub Swaps
1
Successor Liability
1
Suitability Rule
1
Superannuation
1
Supply Contracts
1
Tariffs
1
Tax Code
1
Tax Credits
1
Tax Deductions
1
Tax Evasion
1
Tax Planning
1
Tax Refunds
1
Tax Returns
1
Tax Shelters
1
Technical Standards
1
Technology
1
Tender Offers
1
The Clayton Act
1
Third Country Entities
1
Third-Party
1
Tick Size
1
Title V
1
Title VI
1
Too Big to Fail
1
Toys R Us
1
Trade Policy
1
Trade Repositories
1
Treasury
1
trueEX
1
UDAAP
1
UK Consumer Rights Act
1
Unclaimed Property
1
Uncleared Swaps
1
Underwriting
1
Unfair or Deceptive Trade Practices
1
Unions
1
Unregistered Securities
1
US Bank
1
US v Newman
1
Variable Insurance
1
Venture Funding
1
Volkswagen
1
Waivers
1
Wal-Mart
1
Wash Trades
1
Washington Mutual
1
Websites
1
White Paper
1
Wind Power
1
Work-Product Doctrine
1
Year-End Planning
1
Year-End Tax Planning