Browse Related Topics For:

Swaps

412
CFTC
217
Dodd-Frank
155
Swap Dealers
130
SEC
84
Major Swap Participants
70
Derivatives
61
Compliance
56
No-Action Letters
49
Reporting Requirements
48
Cross-Border
48
EU
47
CEA
47
No-Action Relief
39
SEFs
38
Federal Reserve
34
ISDA
34
Recordkeeping Requirements
33
Commodities Exchange Act
32
Banks
29
CPO
29
Security-Based Swaps
26
End-Users
26
OCC
25
Margin Requirements
24
CFPB
24
FDIC
23
Commodity Pool
22
Broker-Dealer
22
FINRA
21
Derivatives Clearing Organizations
21
Futures
20
Commodities
18
Cross-Border Transactions
18
NFA
18
OTC
17
ESMA
17
RMBS
17
Swap Data Repositories
16
DSIO
16
Mandatory Clearing Requirements
16
Swap Clearing
15
CTA
15
Exemptions
15
FCMs
15
Foreign Banks
15
Position Limits
15
Prudential Regulation Authority
13
Credit Default Swaps
13
Final Rules
13
Fraud
13
Investment Adviser
13
Securities Exchange Act
12
EMIR
12
FHFA
12
Financial Regulatory Reform
12
Insider Trading
12
Mortgages
12
Proposed Regulation
12
Securities
12
Swap Market
12
Title VII
11
Basel Committee
11
Disclosure Requirements
11
Eligible Contract Participant
11
ERISA
11
Libor
11
Registration
11
Swap Execution Facilities
10
CME
10
Enforcement Actions
10
Interest Rates
10
Legal Entity Identifiers
10
Natural Gas
10
Rating Agencies
10
Volcker Rule
9
Class Action
9
IOSCO
9
Push-Out Requirements
9
Required Documentation
8
Banking Sector
8
Designated Contract Market
8
Enforcement
8
Qualified Mortgage Rule
8
Securities Fraud
8
Swap Agreements
7
AIFMD
7
Arbitration
7
Exemptive Orders
7
Financial Conduct Authority
7
Financial Services Authority
7
Foreign Exchanges
7
Interest Rate Swaps
7
IRS
7
Safe Harbors
7
Securities Act of 1933
7
Trade Options
7
UK
7
Utilities Sector
6
Arbitration Agreements
6
Bitcoins
6
Block Trades
6
Capital Requirements
6
Commodity Futures Contracts
6
DOL
6
FATCA
6
Fiduciary Duty
6
FinCEN
6
FSOC
6
FX Swaps
6
Market Participants
6
Pensions
6
SIFMA
5
Affiliates
5
Aggregation Rules
5
Bank of America
5
Brokers
5
Collateralized Debt Obligations
5
Conflict Mineral Rules
5
Deadlines
5
European Banking Authority
5
Extraterritoriality Rules
5
FCA
5
FCPA
5
FTC
5
Investors
5
JOBS Act
5
Jurisdiction
5
Municipalities
5
Notice Requirements
5
Shareholder Litigation
5
Shareholders
5
Short Sales
5
Stress Tests
5
Utility Special Entities
4
Asset Management
4
Audits
4
Barclays
4
Bona Fide Hedging
4
CICIs
4
Citigroup
4
Commercial End-User Exception
4
CPOs
4
Debt
4
DF-Protocol
4
DMO
4
Electricity
4
Energy
4
ETFs
4
European Commission
4
FHA
4
Financial Transaction Tax
4
Fitch
4
Forward Contracts
4
Future Commission Merchants
4
FX Forwards
4
Hedge Funds
4
High Frequency Trading
4
Lehman Brothers
4
Market Manipulation
4
MiFID
4
Misappropriation
4
Moody's
4
MTFs
4
Nasdaq
4
Nonbank Firms
4
Novation
4
Ponzi Scheme
4
Private Funds
4
Proxy Voting Guidelines
4
Regulation Z
4
Risk Management
4
SCOTUS
4
Section 716
4
Segregation Requirements
4
TILA
4
TRIA
4
UBS
3
Appraisal
3
Asset-Backed Securities
3
Australia
3
Bear Sterns
3
CCPs
3
CDS
3
Chief Compliance Officers
3
Clearing Members
3
Collateralized Loan Obligations
3
Commercial Bankruptcy
3
Commingling
3
Covered Entities
3
Credit Ratings
3
Customer Collateral Requirements
3
Data Protection
3
De Minimis Claims
3
Detroit
3
Deutsche Bank
3
DOJ
3
Due Diligence
3
Employee Benefits
3
Farm Credit Administration
3
FERC
3
Financial Institutions
3
Financial Products
3
Foreign Branches of U.S. Banks
3
Foreign Investment
3
G20
3
Goldman Sachs
3
Guarantors
3
Hedging
3
ICE
3
Infrastructure
3
Investment Advisers Act of 1940
3
Investment Funds
3
Investment Management
3
ISDA Master Agreement
3
ISS
3
JPMorgan Chase
3
Life Insurance
3
Liquidity Coverage Ratio
3
Loan Documentation
3
Mary Jo White
3
Merrill Lynch
3
Money Market Funds
3
Money Transfer
3
MSBSPs
3
Municipal Bonds
3
Peregrine Financial Group
3
Preemption
3
Private Investment Funds
3
Proposed Legislation
3
Reinsurance
3
RESPA
3
Retirement Plan
3
Risk Mitigation
3
Securitization Vehicles
3
Student Loans
3
Subsidiaries
3
Treasury Affiliates
3
UCITS
3
Virtual Currency
3
Whistleblower Awards
3
Whistleblowers
2
Ability-to-Repay
2
Accredited Investors
2
Administrative Procedure Act
2
AIFM
2
Alternative Investment Funds
2
Appropriations Bill
2
Asset Class
2
ATS
2
Australian Securities and Investments Commission
2
Bank Fraud
2
Bank Holding Company Act
2
Bank of England
2
Basel III
2
Ben Bernanke
2
BIS
2
Borrowers
2
Business Conduct Standards
2
Canada
2
Chapter 9
2
China
2
Class Certification
2
Clawbacks
2
Clearing Agencies
2
Conflicts of Interest
2
Controlling Stockholders
2
Corporate Counsel
2
Corporate Governance
2
Countrywide
2
Credit Cards
2
Criminal Prosecution
2
Crowdfunding
2
Customer Funds Protection
2
Cybersecurity
2
Data Collection
2
DCED
2
Debtors
2
Default
2
DOMA
2
Exchange-Traded Products
2
False Claims Act
2
Fannie Mae
2
FBAR
2
Fee-Shifting Statutes
2
Fees
2
Filing Requirements
2
Financial Markets
2
Foreign Currency
2
Foreign Jurisdictions
2
Foreign Markets
2
Forward Contract Exclusion
2
FSMA
2
Fund Managers
2
GAAP
2
General Solicitation
2
Hart-Scott-Rodino Act
2
Hedges
2
HHS
2
Higher-Priced Mortgage Loans
2
Hong Kong
2
Hurricane Sandy
2
Identity Theft
2
IFRS
2
Income Taxes
2
Intergovernmental Agreements
2
Internal Controls
2
Interpretive Letters
2
Investment Portfolios
2
IPO
2
iTraxx CDS indices
2
Lenders
2
Leveraged Loans
2
Marketing
2
MBIA Insurance
2
Memorandum of Understanding
2
MF Global
2
Moratorium
2
Morgan Stanley
2
Municipal Bankruptcy
2
New Legislation
2
New Regulations
2
NYSE
2
OCIE
2
Prepaid Payment Products
2
Proprietary Trading
2
Prudential Standards
2
Public Comment
2
Public Disclosure
2
QPAM
2
RBS
2
Regulation M
2
Regulation SCI
2
REIT
2
Remittance Transfer Rule
2
Renewable Energy
2
Royal Bank of Scotland
2
Rulemaking Process
2
Russia
2
Say-on-Pay
2
Segregated Funds
2
Sequestration
2
Social Media
2
Stand-Alone SBSDs
2
Termination
2
Terrorism Insurance
2
Threshhold Requirements
2
Trade Market Abuse
2
Trust Preferred Securities
2
Trustees
2
U.S. Treasury
2
Valuation
2
Whistleblower Protection Policies
1
403(b) Plans
1
Abusive Foreclosure Practices
1
ADA
1
Administrative Authority
1
Advertising
1
Advisory Opinions
1
Affordable Care Act
1
Allstate
1
American Taxpayer Relief Act
1
Anti-Money Laundering
1
Anti-Retaliation Provisions
1
Appropriation
1
Asset Diversification
1
Attorney Generals
1
Attorney's Fees
1
Auditors
1
Bad Actors
1
Bad Faith
1
Banging the Close
1
Bank Holding Company
1
Bank Merger Act
1
Bank Secrecy Act
1
Bankruptcy Code
1
Barack Obama
1
Beneficiaries
1
Benefit Plan Sponsors
1
Bernie Madoff
1
BitLicense
1
Bonds
1
Breach of Duty
1
Breach of Trust
1
Bribery
1
Bucket Shop Law
1
Burger King
1
Bush-Era Tax Cuts
1
Business Development Companies
1
Bylaws
1
C-Suite Executives
1
Capital Estimation Tool
1
Capital Gains
1
Capital Markets
1
Carbon Taxes
1
Causation
1
CBOE
1
Certifications
1
Change in Control
1
Chapter 11
1
Churches
1
CIFG Assurance North America
1
Civil Monetary Penalty
1
Class Representatives
1
Clickwrap Agreements
1
Climate Change
1
CMA
1
Collateral
1
Commercial Leases
1
Commodity Interest
1
Commodity Sale Agreements
1
Community Banks
1
Community Reinvestment Act
1
Compensation & Benefits
1
Confirmation Proceedings
1
Conservators
1
Consultation
1
Consumer Financial Contracts
1
Consumer Financial Products
1
Consumer Protection Act
1
Contests & Promotions
1
Contraceptive Coverage Mandate
1
Corporate Officers
1
CRA
1
Credit Agreements
1
Credit Reports
1
CTFC
1
Cuba
1
Custody Rule
1
Cyber Attacks
1
Dark Pool
1
Data Breach
1
DBRS
1
DCMs
1
De Minimus Quantity Exemption
1
Delaware General Corporation Law
1
Delays
1
Delegation Clauses
1
Deposit Advances
1
Deposit Insurance
1
Discounts
1
Discrimination
1
Dismissals
1
Dispute Resolution
1
Diversity
1
Dividends
1
Documentation
1
Durbin Amendment Rules
1
Duty of Care
1
EEA
1
EFTA
1
Electronic Trading
1
Emerging Growth Companies
1
Employer Group Health Plans
1
Employer Liability Issues
1
Energy Market
1
Enterprise and Regulatory Reform Act
1
Equity Financing
1
Equity Markets
1
Equity Plans
1
ESA
1
Essential Health Benefits
1
Established Business Relationship
1
Ethanol
1
EU Data Protection Laws
1
European Securities and Markets Authority
1
Exclusive Jurisdiction
1
Executive Compensation
1
Exempt Organizations
1
Expert Testimony
1
Extensions
1
Fair Lending
1
False Advertising
1
Family Offices
1
FBOT
1
FDA
1
FDCPA
1
fed
1
FFIEC
1
Fiduciary Liability
1
Financial Actvities
1
Financial Instruments
1
Financial Statements
1
Fines
1
Fixed Income Investments
1
FOIA
1
FOMC
1
Foreclosure
1
Foreign Nationals
1
Foreign Official
1
Form 40S
1
Form SD
1
Forum
1
Fracking
1
Fraud-on-the-Market
1
Freddie Mac
1
Frozen Assets
1
FSB
1
FTCA
1
Fund of Funds
1
G-SIB
1
Gambling
1
Gaming
1
General Electric
1
Gramm-Leach-Blilely Act
1
Halliburton v Erica P. John Fund
1
Health Insurance Exchanges
1
HIPAA
1
HITECH
1
HOEPA
1
HQLA
1
HSBC
1
HUD
1
IDIs
1
Illegal Imports
1
Incentive Stock Options
1
Indemnification Clauses
1
Industry Examinations
1
Information Sharing
1
INHAM
1
Insolvency
1
Institutional Investment
1
Instrumentality
1
Interest Payments
1
Intermediaries
1
International Arbitration
1
International Harmonization
1
Interstate Commerce
1
Investment Advisory Agreements
1
Investment Companies
1
Investment Company Act of 1940
1
Investment Firms
1
Investor Protection
1
Iran Sanctions
1
ISOs
1
Issuers
1
Jamie Dimon
1
Joint Audit Committee
1
Judge Rakoff
1
Jury Verdicts
1
Keystone XL Pipeline
1
Larger Participant
1
LCH.Clearnet.LLC
1
Leases
1
Legal Professional Privilege
1
Legislative Agendas
1
Legislative Committees
1
Leverage Capital Ratio
1
Leverage Ratio
1
LGUDA
1
Limited Liability Companies
1
Limited Partnerships
1
Lincoln Amendment
1
LiquidAlts
1
Liquidation
1
Liquidity Fees
1
LLC
1
Loans
1
Local Government Unit Debt Act
1
Loss Causation
1
Lost Securities Holders
1
Mandatory Arbitration Clauses
1
Margin Calls
1
Market Access Rule
1
Markets and Trading Reorganization Act
1
MFW
1
Minority Shareholders
1
Misrepresentation
1
Mobile Banking
1
Money Laundering
1
Morrison v National Australia Bank
1
Mortgage Servicing Rules
1
Mortgage-Backed Securities
1
Municipal Advisers
1
Municipal Securities Issuers
1
Mutual Funds
1
NAV
1
NCUA
1
NEP
1
NFC Representation Protocol
1
Notification
1
ODT
1
OFAC
1
Offshore Funds
1
Oil & Gas
1
Oral Communications
1
OSC
1
Overdraft Fees
1
Oversight Committee
1
Pay-To-Play
1
Payday Loans
1
Payroll Cards
1
Penalties
1
Pending Legislation
1
Personal Jurisdiction
1
Pledges
1
Political Scandals
1
Popular
1
Portfolio Compression
1
Portfolio Reconciliation
1
Poverty
1
PRA
1
Pre-Merger Filing Requirements
1
Price Manipulation
1
Private Equity
1
Private Equity Funds
1
Private Offerings
1
Private Placements
1
Prohitibed Transactions
1
Proposed Standards
1
Protocol 2.0
1
Proxy Statements
1
Public Complaint
1
Purchase Agreement
1
Pyramid Schemes
1
Quantitative Easing
1
Racial Discrimination
1
Real Estate Market
1
Redemption Gates
1
Regulation AA
1
Regulation D
1
Regulation E
1
Regulation FD
1
Regulatory Agenda
1
Release of Information
1
Remediation
1
Repurchases
1
Rescission
1
Residual Interest
1
Reverse Mortgages
1
Richard Cordray
1
Risk Assessment
1
RTO
1
Rule 10(b)
1
Rule 10b-5
1
Rule 506 Offerings
1
Rule 506(c)
1
Same-Sex Marriage
1
Sanctions
1
Sarbanes-Oxley
1
SB CDS
1
SCC
1
Scienter
1
Sec Examination Priorities
1
Section 10(b)
1
Self-Liquidating Debt
1
Settlement
1
Shadow Banking
1
Shareholder Rights
1
Singapore
1
Small Business
1
Small Entity Compliance Guide
1
Solar Energy
1
Sovereign Debt
1
Special Calls
1
Spending Cuts
1
Standing
1
Startups
1
Statute of Limitations
1
Statutory Interpretation
1
Stocks
1
Strategic Enforcement Plan
1
STRD
1
Structured Financial Products
1
Stub Swaps
1
Successor Liability
1
Suitability Rule
1
Superannuation
1
Tax Evasion
1
Tax Planning
1
Tax Reform
1
Tax Refunds
1
Tax Shelters
1
Technology
1
The Clayton Act
1
Third-Party
1
Too Big to Fail
1
Total Return Swaps
1
Toys R Us
1
Trade Policy
1
Trade Repositories
1
Transatlantic Trade and Investment Partnership
1
Transparency
1
Treasury
1
trueEX
1
U.S. Person
1
UDAAP
1
Unclaimed Property
1
Underwriting
1
Unfair or Deceptive Trade Practices
1
Unique Trade Identifier
1
US Bank
1
Variable Insurance
1
Volkswagen
1
Wash Trades
1
Washington Mutual
1
Wells Fargo
1
Wind Power
1
Year-End Planning
1
Year-End Tax Planning