Browse Related Topics For:

European Undertakings for Collective Investment in Transferable Securities

128
EU
69
AIFMD
65
European Securities and Markets Authority (ESMA)
56
Investment Funds
55
Asset Management
48
UK
36
AIFM
30
Financial Conduct Authority (FCA)
25
EMIR
24
MiFID II
19
Derivatives
17
Banking Sector
17
MiFID
16
Financial Institutions
16
Financial Markets
15
Investment Management
14
Luxembourg
14
Remuneration
13
Disclosure Requirements
13
Fund Managers
13
SEC
12
UK Brexit
11
CSSF
11
European Banking Authority
11
European Commission
11
Investors
11
Ireland
10
AIF
10
Compliance
9
Banks
9
Central Bank of Ireland
9
CFTC
9
OTC
9
Reporting Requirements
8
Alternative Investment Funds
8
BRRD
8
Capital Requirements
8
EEA
8
FATCA
8
RTS
7
Capital Markets
7
CCPs
7
Depository Institutions
7
EIOPA
7
Germany
7
Insurance Industry
7
Member State
7
Swaps
6
AIFS
6
Commodities
6
EBA
6
Financial Regulatory Reform
6
Hedge Funds
6
MiFIR
6
Portfolio Managers
6
Rating Agencies
6
RMBS
6
Securities
6
Shadow Banking
6
Stress Tests
6
Transparency
5
Benchmarks
5
China
5
Cybersecurity
5
Dodd-Frank
5
ETFs
5
EU Directive
5
Financial Instruments
5
Foreign Investment
5
France
5
FSOC
5
Hong Kong
5
Investment Adviser
5
Investment Companies
5
Management Companies
5
Money Market Funds
5
Popular
5
Securities Financing Transactions (SFTs)
4
AMF
4
Cross-Border
4
Exchange-Traded Products
4
Financial Sector
4
Fitch
4
Foreign Banks
4
FSMA
4
HM Treasury
4
Liquidity Risk Management Rule
4
Mutual Funds
4
Prudential Regulation Authority
4
Referendums
4
Risk Assessment
4
Risk Management
4
Shareholders
3
AFG
3
AIFMD Passport
3
Anti-Money Laundering
3
Audits
3
BaFin
3
Bank of England
3
Capital Markets Union
3
Central Counterparties
3
Collective Investment Schemes
3
Corporate Taxes
3
Cross-Border Transactions
3
Deadlines
3
European Central Bank
3
Exemptions
3
FHFA
3
Financial Services Industry
3
Financial Transaction Tax
3
FSB
3
Income Taxes
3
Information Sharing
3
Investment
3
IOSCO
3
Marketing
3
Moody's
3
Morgan Stanley
3
Partnerships
3
Pensions
3
Regulation Technical Standards (RTS)
3
Retail Investors
3
Sanctions
3
Securities Fraud
3
Security-Based Swaps
3
Senior Managers
3
Singapore
3
SMEs
3
Solvency II
3
UCITS V
2
Accredited Investors
2
AIMA
2
ALFI
2
AML-CTF
2
ASEAN Funds
2
Asia
2
ASIC
2
Australia
2
Bank of America
2
Basel III
2
Board of Directors
2
Bonuses
2
Broker-Dealer
2
Brokers
2
Capital Requirements Regulation (CRR)
2
Common Reporting Standard (CRS)
2
Consultation
2
Counterparty Risk
2
CRD IV Directive
2
CSDR
2
Data Protection
2
Disclosure
2
Distressed Debt
2
ECON
2
EFTA
2
EFTs
2
ELTIF
2
Emerging Growth Companies
2
Enforcement Actions
2
Equity Markets
2
ESRB
2
EU Market Abuse Regulation (EU MAR)
2
EU Passport
2
Fannie Mae
2
Federal Reserve
2
Fiduciary Duty
2
FINMA
2
FINRA
2
Handbooks
2
HMRC
2
Hong Kong Securities and Futures Commission (HKSFC)
2
Hong Kong Stock Exchange
2
IFRS
2
Insolvency
2
Institutional Investors
2
Investment Company Act of 1940
2
Investment Firms
2
Investment Portfolios
2
Investment Schemes
2
ISDA
2
Japan
2
Leverage Ratio
2
Major Swap Participants
2
Market Abuse
2
Market Participants
2
Meeting Minutes
2
MLD4
2
Money Laundering
2
Mortgages
2
New Guidance
2
NYSE
2
OECD
2
Pay Ratio
2
Policy Statement
2
Private Funds
2
Proposed Regulation
2
Prudential Standards
2
Real Estate Investments
2
Recordkeeping Requirements
2
Regulatory Agenda
2
Regulatory Standards
2
Repurchases
2
Retail Market
2
Ring-Fencing
2
RQFII
2
Settlement
2
SICAV
2
Small Credit Institutions
2
Special Purpose Vehicles
2
Stock Exchange
2
Stocks
2
Structured Financial Products
2
Swap Clearing
2
Swap Dealers
2
Technical Standards
1
Administrative Appointments
1
Administrative Monetary Penalties
1
Administrative Proceedings
1
Advertising
1
Airlines
1
Algorithmic Trading
1
ALJ
1
Allocation of Funds
1
Alternative Investment Fund Managers Directive
1
Amended Legislation
1
Annual Reports
1
Appointments Clause
1
Arbitration
1
Asset-Backed Securities
1
Asset-Based Lending
1
Auditors
1
Bail-In Provisions
1
Bailout
1
Bank of New York (BNY) Mellon
1
Bank Secrecy Act
1
Basel Committee
1
Bearer Shares
1
Beneficial Owner
1
Bermuda
1
Bernie Madoff
1
BHP Billiton
1
Bilateral Agreements
1
Block Chain
1
Bonds
1
Bribery
1
Business Advice
1
Business Taxes
1
C-Suite Executives
1
Canada
1
Capital Contributions
1
Capital Formation
1
Capital Gains
1
Capital Raising
1
Capital Rules
1
Cayman Islands
1
CFPB
1
Check the Box Rules
1
Chief Compliance Officers
1
CIMA
1
CJEU
1
Clearing Agencies
1
Client Assets
1
Code of Conduct
1
Collateral
1
Collateral Agreements
1
Collateralized Debt Obligations
1
Comment Period
1
Commodities Exchange Act
1
Commonwealth of Puerto Rico v Franklin California Tax-Free Trust
1
Companies Act
1
Companies Ordinance
1
Conflicts of Interest
1
Consumer Financial Products
1
Consumer Reporting Agencies
1
Contract Disputes
1
Controlled Foreign Corporations
1
Cooperative Agreements
1
Corporate Executive Boards
1
Corporate Governance
1
Counterparties
1
Covered Banking Entity
1
Covered Bonds
1
Covered Funds
1
CPO
1
Credit
1
Credit Cards
1
Credit Checks
1
Credit Default Swaps
1
Credit Rating Agencies
1
CSRC
1
Customer Due Diligence (CDD)
1
Cyber Crimes
1
Data Outsourcing
1
DBRS
1
DE Supreme Court
1
Debentures
1
Debt
1
Debt Collection
1
Debt Enforcement & Recovery Act (DERA)
1
Debt Market
1
Debt Restructuring
1
Deposit Guarantee Schemes Directive (DGSD)
1
Distributed Ledger
1
Diversification Requirements
1
Diversity
1
Dividends
1
Due Diligence
1
ECOA
1
EDGAR
1
Enforcement
1
Equity Financing
1
ERISA
1
EU Data Protection Laws
1
EU Single Market
1
EU Transparency Directive
1
EU-US Privacy Shield
1
European Supervisory Authorities (ESAs)
1
Executive Compensation
1
Failure To Disclose
1
Fair Lending
1
False Claims Act (FCA)
1
FBAR
1
FCMs
1
FCPA
1
FCRA
1
FDCPA
1
FDIC
1
Federal Register
1
Fees
1
FFI
1
FFIEC
1
Final Rules
1
Financial Services Authority
1
Financial Stability Acts
1
FinCEN
1
Fines
1
FOIA
1
Foreclosure
1
Foreign Bank Accounts
1
Foreign Entities
1
Foreign Jurisdictions
1
Foreign Markets
1
Foreign Ownership
1
Forex
1
Form ADV
1
Form BE-10
1
Form D Filing
1
Form N-Cen
1
Form N-PORT
1
Fraud
1
FRB
1
Freddie Mac
1
Free Trade Agreements
1
Fund Applications
1
Funding
1
G20
1
General Solicitation
1
Gramm-Leach-Blilely Act
1
Greece
1
Harmonization Rules
1
HMDA
1
HOEPA
1
Hong Kong’s Financial Services Development Council (FSDC)
1
HSBC
1
Human Resources Professionals
1
Hurricane Sandy
1
ICAV
1
Incentive Compensation
1
Indemnity Agreements
1
Indemnity Insurance
1
Inducements
1
Interest Rate Swaps
1
Interest Rates
1
Intergovernmental Agreements
1
International Banks
1
International Data Transfers
1
International Finance
1
International Tax Issues
1
Investment Fund Vehicles
1
Investment Partnerships
1
Investment-Grade Notes
1
Investor Money Regulations (IMR)
1
Investor Protection
1
Island of Guernsey
1
JOBS Act
1
JPMorgan Chase
1
Jurisdiction
1
Legislative Agendas
1
Lehman Brothers
1
Lenders
1
Leveraged Lending
1
Libor
1
Licenses
1
Licensing Rules
1
Limited Partnerships
1
Liquidation
1
Liquidity
1
Listing Standards
1
Lloyds Banking Group
1
Loan Origination Funds
1
Loans
1
Lump Sum Payments
1
Macron Law
1
Manufacturers
1
Margin Requirements
1
Market Manipulation
1
MCDC
1
Members
1
Memorandum of Understanding
1
Mergers
1
Mining
1
Monetary Authority of Singapore
1
Moratorium
1
Mortgage Lenders
1
Mortgage Servicing Rules
1
Mortgage-Backed Securities
1
Motion to Dismiss
1
MREL
1
Municipal Bankruptcy
1
Municipal Bonds
1
Municipal Securities Issuers
1
National Exchange
1
NCAs
1
NCUA
1
New Amendments
1
New Legislation
1
New Regulations
1
NFA
1
No-Action Letters
1
No-Action Relief
1
Non-Cleared Swaps
1
Non-GAAP Financial Measures
1
Notification Requirements
1
NRSRO
1
OCC
1
OCIE
1
OCR
1
OIG
1
Olympics
1
Ombudsman
1
Online Platforms
1
OPCI
1
Open-Ended Fund Companies (OFCs)
1
Originators
1
Oxfam America
1
Packaged Retail And Insurance-Based Investment Products (PRIIPS)
1
Passive Foreign Investment Company
1
Passports
1
Payment Processors
1
PCAOB
1
Penalties
1
Pending Legislation
1
Pension Funds
1
Pension Schemes
1
Poland
1
Policy Drafting
1
Pooled Investment Vehicles
1
PRA
1
Price Manipulation
1
Privacy Notice Rule
1
Private Equity Funds
1
Private Placements
1
Proportionality
1
Proposed Standards
1
Proprietary Trading
1
Prospectus
1
Public Comment
1
Public Offerings
1
Publicly-Traded Companies
1
Puerto Rico
1
Railroads
1
Reciprocity Rules
1
Recording Requirements
1
Referendum Votes
1
Regulation A
1
Regulation D
1
Regulation S-X
1
Regulatory Agencies
1
Regulatory Oversight
1
Remittance Transfer Rule
1
Reserved Alternative Investment Funds (RAIF)
1
Resource Extraction
1
Risk Retention
1
Royal Bank of Scotland
1
Rule 144A
1
Rule 22e-4
1
Rule 506 Offerings
1
Rulemaking Process
1
S&P
1
SCOTUS
1
Securities Exchange Act
1
Securitization
1
Senior Managers Insurers Regime (SMIR)
1
SFC
1
SFTR
1
Share Classes
1
Short Sales
1
Short Selling
1
SIFIs
1
SIFMA
1
SIFs
1
Small Business
1
Social Media
1
Sovereign Debt
1
Stamp Duty Land Tax
1
Stand-Alone SBSDs
1
Sterling Risk-Free Reference Rates (SRFRR)
1
Stock Connect
1
Stock Options
1
Stock Promoters
1
Stock Redemption
1
Structured Finance
1
Sunshine Act
1
Supervisors
1
Swap Execution Facilities
1
Swap Market
1
Swing Pricing
1
Switzerland
1
Tax Exemptions
1
Tax-Residency Certificate
1
Taxable Income
1
Term Sheets
1
Terms and Conditions
1
Terrorism Funding
1
Third-Party
1
TILA-RESPA Integrated Disclosure Rule (TRID)
1
TRACE
1
Trade Agreements
1
Trade Market Abuse
1
Trade Relations
1
Trade Repositories
1
Trade Suspensions
1
Trading Platforms
1
Transaction Reporting
1
Transfers
1
Treaty of Lisbon
1
Truth in Lending Act (TILA)
1
TUPE
1
U.S. Navy
1
U.S. Treasury
1
UCIs
1
UDAAP
1
UK Competition and Markets Authority (CMA)
1
Unit Trusts
1
Valuation
1
Variable Insurance
1
VAT
1
Volcker Rule
1
WA Supreme Court
1
Whistleblowers
1
Wiretapping
1
Withholding Tax
1
Work Product Privilege