CME, CFTC | JD Supra Law News

CME Group Applies For Trade Repository License

by Felix Shipkevich | Shipkevich PLLC on 4/23/2013

CME Group, the U.S. based derivatives exchange is in the process of applying for a license to the European Securities and Markets Authority (ESMA) in an effort to become a trade repository in Europe....more

Corporate and Financial Weekly Digest - April 12, 2013

by Katten Muchin Rosenman LLP on 4/15/2013

In this issue: - SEC and CFTC Adopt Joint Rules to Help Protect Investors from Identity Theft - CME Block Trade Advisories Clarify Nonpublic Information Restrictions - CFTC Staff Issues No-Action...more

NFA Chairman Chris Hehmeyer Talks Bankruptcy Reform [Video]

by MarketsReformWiki on 4/2/2013

One of the issues that emerged from the MF Global collapse was the complex and often frustrating US bankruptcy process. In the case of MF Global, futures customers’ claims were lumped in with other creditors. As such, it took...more

Financial Services Bulletin: Action At The CFTC And SEC

by Perkins Coie on 3/15/2013

On Wednesday, March 6, 2013, the Commodity Futures Trading Commission (the "CFTC") approved the request from the Chicago Mercantile Exchange Inc. (the "CME") for the CME to adopt new Chapter 10 and new Rule 1001 in the CME’s...more

CFTC Approves CME Swap Data Reporting Rule

by Kevin M. Foley, Kenneth M. Rosenzweig, Tanja Samardzija | Katten Muchin Rosenman LLP on 3/13/2013

On March 6, the Commodity Futures Trading Commission approved the Chicago Mercantile Exchange Inc.’s (CME) request to adopt CME Rule 1001. CME Rule 1001 addresses the CME’s obligation, in its capacity as a derivatives...more

Corporate and Financial Weekly Digest - March 8, 2013

by Katten Muchin Rosenman LLP on 3/11/2013

In this issue: - SEC Seeks Information to Assess Standards of Conduct and Other Obligations of Broker-Dealers and Investment Advisers - Frequently Asked Questions About Legal Entity Identifiers - CFTC...more

CFTC Charges CME Group With Disclosing Customer Trades

by Felix Shipkevich | Shipkevich PLLC on 2/25/2013

The U.S. Commodity Futures Trading Commission (CFTC) charged the New York Mercantile Exchange, Inc. (CME NYMEX), which is owned and operated by the CME Group, and two former employees, William Byrnes and Christopher Curtin,...more

CFTC Orders Enskilda Futures To Pay $125,000 For Margin Errors

by Felix Shipkevich | Shipkevich PLLC on 2/20/2013

The U.S. Commodity Futures Trading Commission (CFTC) has filed and settled charges with Enskilda Futures Limited (EFL) for failing to meet capital requirements....more

CFTC Amended FAQ on Cleared Swap Reporting

by Orrick - Structured Finance Group on 12/7/2012

On November 28, the staff of the CFTC amended its “Frequently Asked Questions on Reporting of Cleared Swaps” to remove certain questions....more

Financial Services Bulletin: Action At The CFTC

by Perkins Coie on 12/7/2012

On Wednesday, November 28, 2012, the Commodity Futures Trading Commission (the "CFTC") requested public comment on a request from the Chicago Mercantile Exchange Inc. ("CME") for approval of Rule 1001 submitted pursuant to...more

CME Proposed Rule on Cleared Swap Reporting

by Orrick - Structured Finance Group on 12/7/2012

On November 28, the CFTC requested comment on a request from the Chicago Mercantile Exchange for approval of CME Rule 1001 regarding the reporting of cleared swaps....more

CFTC Requests Comment on CME Swap Data Reporting Rules

by Kevin M. Foley, Adam J. Spector | Katten Muchin Rosenman LLP on 12/4/2012

The Commodity Futures Trading Commission has requested comment on rules submitted by the Chicago Mercantile Exchange (CME) that would require the CME’s clearing house to report all creation and continuation data to the CME’s...more

CME vs. CFTC vs. DTCC: The Future of Swaps Regulation

by Elan Mendel | Shipkevich PLLC on 11/13/2012

CME Group’s lawsuit against the CFTC over swaps regulation has a new twist: The Depository Trust and Clearing Corp (DTCC) is evaluating legal action against CME should the case move forward....more

CFTC Sues Ex-Goldman Sachs Trader; Gets Sued by CME Group

by Shipkevich PLLC on 11/9/2012

The U.S. Commodity and Futures Trading Commission (CFTC) brought charges on Thursday against an ex-Goldman Sachs trader who they allege defrauded the bank of almost $120 million. The suit claims the former Goldman trader...more

CFTC Issues Delays, Updates After Hurricane Sandy

by Shipkevich PLLC on 11/1/2012

The U.S. Commodity and Futures Trading Commission (CFTC) continues to have a tumultuous week at home, abroad, and even within its own organization, all while dealing with the aftermath of Hurricane Sandy....more

CME Awaits CFTC Approval for New Futures Contracts

by Shipkevich PLLC on 9/20/2012

CME Group, one of the biggest U.S. clearers of interest rate swaps, will offer new futures contracts starting November 13, pending clearance from the Commodity Futures Trading Commission. The plan to offer the new...more

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CME › Commodities Futures Trading Commission

CME Group Applies For Trade Repository License

Corporate and Financial Weekly Digest - April 12, 2013

NFA Chairman Chris Hehmeyer Talks Bankruptcy Reform [Video]

Financial Services Bulletin: Action At The CFTC And SEC

CFTC Approves CME Swap Data Reporting Rule

Corporate and Financial Weekly Digest - March 8, 2013

CFTC Charges CME Group With Disclosing Customer Trades

CFTC Orders Enskilda Futures To Pay $125,000 For Margin Errors

CFTC Amended FAQ on Cleared Swap Reporting

Financial Services Bulletin: Action At The CFTC

CME Proposed Rule on Cleared Swap Reporting

CFTC Requests Comment on CME Swap Data Reporting Rules

CME vs. CFTC vs. DTCC: The Future of Swaps Regulation

CFTC Sues Ex-Goldman Sachs Trader; Gets Sued by CME Group

CFTC Issues Delays, Updates After Hurricane Sandy

CME Awaits CFTC Approval for New Futures Contracts

NFA Chairman Chris Hehmeyer Talks Bankruptcy Reform [Video]

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