Commodity Pool Operator › Futures

Commodity Pool Operators are individuals who manage and secure capital for commodity pools. Most commodity pool operators are required to register as CPOs, unless they qualify for a registration exemption... more +

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News & Analysis as of May 21, 2013

Cole-Frieman & Mallon partner/co-founder Bart Mallon Discusses CFTC Regulation 4.5, the Volcker Rule & Other Compliance Issues

Recent CFTC Changes and Looming Deadlines

by Jeffrey D. Collins, Diana W. Lo | Foley Hoag LLP on 11/16/2012

Investment managers who invest in futures or swaps are reminded that important registration and/or filing deadlines with the U.S. Commodity Futures Trading Commission (the “CFTC”) are quickly approaching....more

New CFTC Regulatory Regime for Private Fund Managers

by Orrick, Herrington & Sutcliffe LLP on 8/27/2012

On April 24, 2012, the U.S. Commodities Futures Trading Commission ("CFTC") repealed the exemption from registration under the U.S. Commodity Exchange Act ("CEA") for private investment funds provided by CFTC Rule 4.13(a)(4)....more

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Commodity Pool Operator › Futures

Recent CFTC Changes and Looming Deadlines

New CFTC Regulatory Regime for Private Fund Managers

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