Commodity Interest

Commodity Pool Operators are individuals who manage and secure capital for commodity pools. Most commodity pool operators are required to register as CPOs, unless they qualify for a registration exemption... more +

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News & Analysis as of May 22, 2013

Cole-Frieman & Mallon partner/co-founder Bart Mallon Discusses CFTC Regulation 4.5, the Volcker Rule & Other Compliance Issues

Pryor Cashman Attorneys Fry, Campoli and Dwyer Author Legal Update Discussing Elements of CFTC Regulations Applicable to Private...

by Pryor Cashman LLP on 11/12/2012

After December 31, 2012, the Commodity Futures Trading Commission (the “CFTC”) will no longer exempt managers of “pools” under Rule 4.13(a)(4) from registration as “commodity pool advisors” (“CPOs”). Consequently, managers of...more

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Commodity Pool Operator › Private Investment Funds › Commodity Interest

Pryor Cashman Attorneys Fry, Campoli and Dwyer Author Legal Update Discussing Elements of CFTC Regulations Applicable to Private...

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