ESMA, AIFM | JD Supra Law News

European Securities and Markets Authority Guidelines on Sound Remuneration Policies under the AIFMD

by Jason Butwick, Ed Holmes | Dechert LLP on 4/4/2013

More than seven months after publishing its consultation paper, the European Securities and Markets Authority (ESMA) recently published final guidelines (Guidelines) on sound remuneration policies under the Alternative...more

Financial Services Quarterly Report - First Quarter 2013: The UCITS Agenda

by Barbara Cronin, Declan O’Sullivan | Dechert LLP on 3/30/2013

The first item on the UCITS agenda for 2013 – the ESMA Guidelines on ETFs and Other UCITS Issues (the “Guidelines”) – has gone live. This article provides an update and clarity around the recently finalised Guidelines2 since...more

The AIFM Directive Regulatory Reporting Template, and its Comparison to SEC Form PF

by Dechert LLP on 3/22/2013

The Alternative Investment Fund Managers Directive (the “Directive”) will introduce new regulatory reporting requirements for alternative investment fund managers (“AIFMs”) covered by the Directive. These will include all...more

ESMA Issues AIFM Remuneration Guidelines

by Tim Aron, Edward Black | Katten Muchin Rosenman LLP on 2/20/2013

On February 11, the European Securities and Markets Authority (ESMA) published final guidelines (Guidelines) on remuneration of alternative investment fund managers (AIFMs). The Guidelines follow from, and add detail to, the...more

Preparing for AIFMD: Some Practical Tips, Part 1

by Alice Bell, Sean Donovan-Smith, Philip Morgan | K&L Gates LLP on 2/19/2013

In This issue: - A general round-up of key provisions in the AIFMD level 2 implementing regulations - Scope of the AIFMD - Timetable and transitional relief - Cross-border marketing - Delegation and...more

Corporate and Financial Weekly Digest - February 15, 2013

by Katten Muchin Rosenman LLP on 2/18/2013

In this issue: - FINRA Proposes Rule Change that Would Require Reporting OTC Equity Transactions Within 10 Seconds - FINRA Offers Changes to Proposed Rules Governing Markups, Commissions and Fees - CFTC Permits...more

ESMA Publishes Final AIFMD Remuneration Guidelines

by Proskauer Rose LLP on 2/15/2013

On 11 February 2013, the European Securities and Markets Authority (ESMA) published its final Guidelines on remuneration of alternative investment fund managers (AIFMs) under the Alternative Investment Fund Managers Directive...more

The European Commission Adopts AIFMD Implementing Regulation

by Proskauer Rose LLP on 12/21/2012

On 19 December 2012, the European Commission (the Commission) adopted implementing rules (the Regulation) for the Directive on Alternative Investment Fund Managers (the AIFMD or Directive). The Regulation supplements certain...more

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