Insider Trading, DOJ | JD Supra Law News

DOJ and SEC Scrutinize Potential Misuse of Rule 10b5-1 Trading Plans by Corporate Directors Affiliated with Investment Advisers

by Ashley Burden, Stephen Leitzell, Andrew L. Oringer, Adam Wasserman | Dechert LLP on 5/10/2013

Over the past four years, the U.S. Department of Justice (“DOJ”) and U.S. Securities and Exchange Commission (“SEC”) have focused on insider trading involving private funds as one of their key targets in the fight against...more

What Does Cooperation Buy You?

by Kiersten Fletcher, Brian Hoffman, Justin Hoogs, Carl Loewenson, Jr., Kayvan Sadeghi, Ruti Smithline | Morrison & Foerster LLP on 4/9/2013

Cooperation. The word is filled with meaning for enforcement professionals. The U.S. Securities and Exchange Commission and the U.S. Department of Justice profess to weigh it heavily when making charging and sanctioning...more

Skadden, Arps, Slate, Meagher & Flom LLP

"SEC Enforcement in the Second Term of the Obama Administration"

by Joshua Ellis, Louis Greenstein, Andrew Lawrence, Colleen Mahoney, Erich Schwartz, Charles Smith, Charles Walker | Skadden, Arps, Slate, Meagher & Flom LLP on 1/23/2013

As the second term of the Obama administration begins, the SEC is experiencing a profound leadership transition, with the departures of agency Chair Mary Schapiro; Director of Enforcement Robert Khuzami; its general counsel;...more

Skadden's 2013 Insights: Global Litigation

by Skadden, Arps, Slate, Meagher & Flom LLP on 1/21/2013

New legal ground is expected to be broken this year in areas of importance to companies and their directors, officers and executives. We see those developments coming from around the globe and defining the litigation...more

The Government's War Against Financial Industry Crimes Continues with a Record-Breaking Insider Trading Case, But It's Still Too...

by Robert J. Anello | Morvillo Abramowitz Grand Iason & Anello P.C.... on 11/21/2012

The Department of Justice and Securities Exchange Commission loudly have trumpeted victories achieved in their renewed battle against insider trading and Wall Street malfeasance, repeatedly warning that there are more cases...more

Three Thoughts about Rajat Gupta

by Brooks Pierce on 6/20/2012

You have surely heard by now that Rajat Gupta was convicted on four of six counts in his insider trading trial last Friday. Amid a number of recent high-profile flops, Gupta’s conviction is a bright spot for the Justice...more

Rajaratnam Judge: Wiretaps in Insider Trading Cases are "Radical" [Video]

by Bloomberg Law on 3/14/2012

March 12 (Bloomberg Law) -- Richard Holwell, who presided in Manhattan federal court over the insider trading trial of Galleon Group co-founder Raj Rajaratnam, tells Bloomberg Law's Lee Pacchia that the FBI's recent...more

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Insider Trading › Dept. of Justice

DOJ and SEC Scrutinize Potential Misuse of Rule 10b5-1 Trading Plans by Corporate Directors Affiliated with Investment Advisers

What Does Cooperation Buy You?

"SEC Enforcement in the Second Term of the Obama Administration"

Skadden's 2013 Insights: Global Litigation

The Government's War Against Financial Industry Crimes Continues with a Record-Breaking Insider Trading Case, But It's Still Too...

Three Thoughts about Rajat Gupta

Rajaratnam Judge: Wiretaps in Insider Trading Cases are "Radical" [Video]

Rajaratnam Judge: Wiretaps in Insider Trading Cases are "Radical" [Video]

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