News & Analysis as of

Institutional Investment

The charitable corporation: A trust in disguise?

by Charles E. Rounds, Jr. on

The charitable trust can have certain practical advantages over the charitable corporation, at least in some quarters and under certain circumstances. Operational simplicity and low-cost maintenance are some of the pluses....more

Corporate and Financial Weekly Digest - Volume VIII, Issue 48

by Katten Muchin Rosenman LLP on

In this issue: - SEC Proposes Rules for “Regulation A+” Offerings - NFA Notifies Members of FinCEN Advisory - SEC Announces Enforcement Results for 2013 - Delaware Chancery Reviews Privilege for...more

Court Rules Private Fund Data Is Not A Public Record

by Allen Matkins on

Private equity and venture capital funds like public pension fund money but they don’t necessarily like the consequences of having the government as an investor. As noted in this post, this was illustrated by Superior Court...more

SEC Lifts Ban on General Solicitation and Issues Disqualification Rules for "Bad Actors" in Certain Private Offerings

by Jackson Walker on

On July 10, 2013, the Securities and Exchange Commission (the "SEC") adopted new rules to implement certain requirements of the Jumpstart Our Business Startups Act of 2012 and the Dodd-Frank Wall Street Reform and Consumer...more

FINRA Formalizes Position on Pre-Inception Index Performance Data

by Morgan Lewis on

Interpretive letter outlines the conditions for the use of exchange-traded product marketing materials containing pre-inception index performance, including disclosure requirements, performance presentation standards, and a...more

Financial Litigation Insights - Winter 2013 Vol. 5 No. 1

by Robins Kaplan LLP on

In This Issue: - It All Falls Down: As banks continue to settle Libor-rigging charges with regulators, institutional investors consider pursuing individual actions - The Next Wave of Asset-Backed Securities...more

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