Investment Advisory Committee

News & Analysis as of

SEC Committee to Focus on the Order Protection Rule at Upcoming Meeting

On April 17, the Securities and Exchange Commission announced that its Equity Market Structure Advisory Committee (Committee) will hold its first meeting on May 13. The Committee, which was created earlier this year to...more

Investor Advisory Committee

On July 10, the Investment Advisory Committee will be meeting to consider various topics, including the definition of the term “accredited investor.” The Committee had previously discussed amendments to the natural persons...more

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