NYSE, SEC | JD Supra Law News

Verbatim: Global Compliance - Quarterly Newsletter: Spring 2013

by Orrick, Herrington & Sutcliffe LLP on 5/10/2013

We've highlighted a few notable developments in corporate governance law taking place this spring that may be of interest to you. For more information on any of the topics listed below, please contact us at...more

NYSE Proposes to Remove Separate Voting Standard for Listed Companies

by Miriam R. Sowinski | Holland & Knight LLP on 5/2/2013

The New York Stock Exchange (NYSE) recently filed a proposal with the Securities and Exchange Commission (SEC) to delete Rule 312.07 of its listing standards. The historically controversial shareholder voting rule currently...more

NYSE Issues Guidance on Use of Social Media as a Disclosure Tool

by Jason P. Juall | Holland & Knight LLP on 5/2/2013

On April 2, 2013, the SEC issued a report and press release making it clear that companies are permitted to use social media outlets to disclose information in compliance with Regulation FD. More on the SEC's report and press...more

8-K’s Announcing Reg FD Social Media Channels Begin; NYSE Weighs In

by Jill Radloff | Leonard, Street and Deinard - Dodd-Frank and... on 4/19/2013

The SEC opened the barn doors on use of social media, or merely reaffirmed existing guidance, depending on your point of view, in a recent Section 21(a) report....more

Deadline Approaches for Amending Compensation Committee Charters

by Stephen Farrell | Morgan Lewis on 4/16/2013

Companies must comply with certain final NYSE and NASDAQ listing rules by July 1. By July 1, affected companies must comply with recent amendments to the listing rules of the New York Stock Exchange (NYSE) and the...more

SEC Approves NYSE and NASDAQ Revised Listing Rules Regarding the Independence of Compensation Committees and Their Advisers

by Proskauer Rose LLP on 3/6/2013

Amendments to the stock exchange listing rules governing compensation committee independence were finalized recently, as the U.S. Securities and Exchange Commission (SEC), the New York Stock Exchange (NYSE) and the NASDAQ...more

Public Company Adviser - February 2013: New Listing Standards Affect Compensation Committees

by King & Spalding on 2/28/2013

In January 2013, the Securities and Exchange Commission approved new NYSE and Nasdaq listing standards addressing the independence of compensation committees and their advisers. In this edition of the Public Company...more

SEC Approves New Corporate Governance Listing Standards for Compensation Committees and Advisers

by Christina Chan, Ryan York | Davis Wright Tremaine LLP on 2/28/2013

On Jan. 11, 2013, the Securities and Exchange Commission (the “SEC”) approved amended corporate governance listing standards for the New York Stock Exchange (the “NYSE”) and the Nasdaq Stock Market (the “Nasdaq”). The amended...more

In What Circumstances Can Foreign Nationals Be Held Liable for Violating The Foreign Corrupt Practices Act?

by Michael Gilbert, Darla Woodring | Dechert LLP on 2/25/2013

In the last two weeks, in two separate SEC enforcement actions, judges in the United States District Court for the Southern District of New York issued rulings addressing when the United States Securities and Exchange...more

Independence of Compensation Consultants – Looking Forward and Backward

by Robert Morris | Reed Smith on 2/21/2013

On January 11 2013, the Securities and Exchange Commission approved rule changes proposed by the New York Stock Exchange (“NYSE”) and the NASDAQ Stock Market (“Nasdaq”), adding new requirements for consultants retained by...more

New NYSE Listing Standards Applicable to Compensation Committees and Advisers Now Final

by Todd Pfister, Mark Plichta, Patrick Quick, Aubrey Refuerzo | Foley & Lardner LLP on 2/18/2013

On January 11, 2013, the SEC approved new listing standards regarding independence requirements for compensation committees and compensation advisers of New York Stock Exchange (NYSE) listed companies. The NYSE initially...more

Market Trends & Legal Developments for Dealmakers - Quarter 4: 2012

by Sheppard Mullin Richter & Hampton LLP on 2/15/2013

In This Issue: -Market Trends -Venture Capital -Private Equity -Initial Public Offerings -Mergers & Acquisitions -Legal Updates -Jobs Act & Capital Markets -Mergers &...more

Fourth Quarter 2012

by Louis Lehot, Kevin Rooney | Sheppard Mullin Richter & Hampton LLP on 2/14/2013

We are pleased to make available to you our quarterly update on dealmaking market trends and legal developments for Fourth Quarter 2012....more

SEC Approves NYSE and Nasdaq Independence Standards for Compensation Committees and Advisers

by Susan P. Serota, Brian Wong | Pillsbury Winthrop Shaw Pittman LLP on 2/11/2013

New listing standards for publicly traded companies require board compensation committees composed of directors that satisfy new independence standards by the first annual meeting after January 15, 2014, or, if earlier,...more

SEC Approves Final NYSE and NASDAQ Compensation Committee Rules

by Linda Griggs, Albert Lung, David Sirignano | Morgan Lewis on 2/5/2013

Companies are required to comply with certain of the new listing standards relating to compensation adviser independence by July 1, 2013. On January 11, 2013, the Securities and Exchange Commission (SEC) approved...more

SEC Approves NYSE and NASDAQ Rules on Compensation Committees and Advisers

by Rory Donald, Craig D. Miller | Manatt, Phelps & Phillips, LLP on 1/30/2013

The Securities and Exchange Commission has approved new listing requirements promulgated by the New York Stock Exchange and the NASDAQ Stock Market relating to the composition and oversight provided by compensation...more

Executive Compensation and Corporate and Securities Alert: SEC Adopts NYSE and Nasdaq Rules Relating to Compensation Committees...

by Gerald Audant, Grace Chen, Sofia Chesnokova, Elizabeth Gartland, Shawn Lampron, Blake Martell, Marshall Mort, Adriana Sherwood, Scott P. Spector | Fenwick & West LLP on 1/30/2013

On January 11, 2013 the Securities and Exchange Commission ("SEC") approved the equity listing standards proposed by the NYSE and Nasdaq, as amended1 regarding compensation committee independence criteria and compensation...more

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Verbatim: Global Compliance - Quarterly Newsletter: Spring 2013

NYSE Proposes to Remove Separate Voting Standard for Listed Companies

NYSE Issues Guidance on Use of Social Media as a Disclosure Tool

8-K’s Announcing Reg FD Social Media Channels Begin; NYSE Weighs In

Deadline Approaches for Amending Compensation Committee Charters

SEC Approves NYSE and NASDAQ Revised Listing Rules Regarding the Independence of Compensation Committees and Their Advisers

Public Company Adviser - February 2013: New Listing Standards Affect Compensation Committees

SEC Approves New Corporate Governance Listing Standards for Compensation Committees and Advisers

In What Circumstances Can Foreign Nationals Be Held Liable for Violating The Foreign Corrupt Practices Act?

Independence of Compensation Consultants – Looking Forward and Backward

New NYSE Listing Standards Applicable to Compensation Committees and Advisers Now Final

Market Trends & Legal Developments for Dealmakers - Quarter 4: 2012

Fourth Quarter 2012

SEC Approves NYSE and Nasdaq Independence Standards for Compensation Committees and Advisers

SEC Approves Final NYSE and NASDAQ Compensation Committee Rules

SEC Approves NYSE and NASDAQ Rules on Compensation Committees and Advisers

Executive Compensation and Corporate and Securities Alert: SEC Adopts NYSE and Nasdaq Rules Relating to Compensation Committees...

SEC Approves Exchanges’ Proposed Rules for Compensation Committees and Their Advisers

NYSE Rule Providing Uniform Notification Method Approved by SEC

SEC Approves Nasdaq and NYSE Listing Standards Related to Compensation Committees and Advisers

NYSE and NASDAQ Listing Standards for Compensation Committees and Compensation Advisers Approved By SEC

"SEC Approves NYSE and Nasdaq Compensation Committee Rules"

SEC Finalizes NYSE and NASDAQ Rules Regarding Compensation Committee and Compensation Adviser Requirements

SEC Approves NYSE and NASDAQ Listing Standards Applicable to Compensation Committees and Advisers

NYSE And NASDAQ Compensation Committee And Compensation Advisers Listing Standards

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