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Corporate and Financial Weekly Digest - December 21, 2012

In this issue: - Nallengara to Replace Cross as Corp. Fin. Chief - FINRA Rule Relating to Private Placements of Securities Effective December 3 - Additional Guidance on FINRA’s Suitability Rule - No-Action...more

Financial Services Quarterly Report - Fourth Quarter 2012

In This Issue: - Hong Kong SFC Report on Selling Practices - Mandatory Clearing of OTC Derivatives: Intersections Between U.S. and Hong Kong Law - New EU Transparency Regime for Short Positions - Oversight Council...more

Corporate and Financial Weekly Digest - December 7, 2012

In this issue: - SEC Sets Rulemaking Agenda for 2013 - SEC Accountants Speak at AICPA Conference - Register for Our 2013 Proxy Season Update Webinar - CFTC Issues No-Action Relief from CPO...more