Public Communications

Structured Thoughts -- Volume 4, Issue 5 -- April 12, 2013

by Peter J. Green, Lloyd S. Harmetz, Jeremy C. Jennings-Mares, Lewis Gavin Lee, Anna T. Pinedo | Morrison Foerster - Structured Products on 4/15/2013

In This Issue: FINRA’s 2013 Communication Rules and Revisions to MSDAs; Regulation R and Bank Sales of Structured Products; FCA Temporary Product; and Intervention Rules: Nipping It in the Bud. Excerpt from...more

SEC Addresses Use of Social Media for Public Company Disclosures

by C. Kent Carlson, Kristy Harlan | K&L Gates LLP on 4/10/2013

On April 2, 2013, the Securities and Exchange Commission issued a Report of Investigation that directly addresses the application of Regulation FD to disclosures made through social media channels such as Facebook and...more

March Madness and Discipline Under the FCPA

by Thomas Fox on 4/8/2013

Tonight is the finals of the NCAA Men’s Basketball Tournament, known as March Madness. As I went to law school at the University of Michigan, I will be pulling for the Wolverines to win the big game. If you are not a...more

Corporate and Financial Weekly Digest - January 11, 2013

by Katten Muchin Rosenman LLP on 1/14/2013

In this issue: - FINRA Provides Guidance on Rules Governing Communications with the Public - FINRA Requests Comment on Proposed Rule Requiring Disclosure of Conflicts of Interest in Recruitment Incentives -...more

FINRA Provides Guidance on Rules Governing Communications with the Public

by Tanja Samardzija, James Van De Graaff | Katten Muchin Rosenman LLP on 1/14/2013

The Securities and Exchange Commission approved a rule change by the Financial Industry Regulatory Authority pursuant to which National Association of Securities Dealers (NASD) Rules 2210 and 2211 and NASD Interpretive...more

A.G. Schneiderman Announces New Electioneering Disclosure Requirements for Nonprofits

by Patterson Belknap Webb & Tyler LLP on 12/19/2012

On December 12, 2012, New York Attorney General Eric Schneiderman announced new proposed disclosure rules for New York-registered nonprofits designed to bring more transparency to electioneering activities by tax-exempt,...more

New York Attorney General Proposes New Rules Requiring Nonprofits Funding Political Communications to Disclose Donors

by Ronald M. Jacobs, Alexandra Megaris, Lawrence H. Norton | Venable LLP on 12/19/2012

On December 11, 2012, the New York Attorney General’s Office proposed rules that would require nonprofit organizations doing business in New York to disclose their spending on a wide range of activities, including those...more

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