Section 2462

News & Analysis as of

U.S. District Judge in Florida Dismisses SEC Action Against Corporate Defendants and Holds that Five-Year Statute of Limitations...

On May 12, Judge James Lawrence King of the U.S. District Court for the Southern District of Florida dismissed with prejudice the U.S. Securities and Exchange Commission’s (SEC) case against five defendants in an action...more

SEC Enforcement: One Step Forward, Two Back?

The SEC’s courtroom victory in the Wyly case on Monday was a significant step forward for a program that has struggled to find its swagger. While taking that step forward the enforcement program may have taken two steps back...more

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