Third-Party, Due Diligence | JD Supra Law News

From The Compact Model To The Luxury Model – Managing Your Third Party Risk

by Thomas Fox on 5/1/2013

I am currently attending the Hanson Wade Oil and Gas Supply Chain Compliance conference in Houston. The event is excellent and the presentations have been ‘spot on’ for the nuts and bolts of how to do compliance. As the...more

Anti-Corruption High-Risk Audits

by Michael Volkov on 4/29/2013

The Justice Department and the SEC should be credited with promoting new compliance strategies and best practices. Whatever you may think about the DOJ/SEC FCPA enforcement program, they have pushed businesses to enhance...more

Third Party Risks And Internal Auditors

by Michael Volkov on 3/27/2013

You remember the corny song – “People who need people are the luckiest people in the world.” For a Chief Compliance Officer that saying is particularly important when it comes to third party risks. CCOs need their...more

Due Diligence When Renewing A Third Party Relationship

by Michael Volkov on 3/20/2013

Happily married couples like to renew their wedding vows. It is a great celebration of love. When you meet the spouse of your dreams, it is a wonderful ceremony. I look forward to such an event with my wonderful wife,...more

ACADEMI's Suzanne Rich Folsom and PwC's Glenn Ware on Moral Hazard [Video]

by LEVICK on 3/6/2013

Suzanne Rich Folsom, Senior Vice Presidence, Chief Regulatory and Compliance Officer, and Deputy Genreal Counsel for Academi LLC and Glenn Ware, a Principal at PwC discuss the ways in which on Moral Hazard emerges in the...more

Analyzing the Risk of Distributors Under the FCPA-the Simon Approach

by Thomas Fox on 2/26/2013

Ed. Note-we continue our series on the risk analysis and assessment of distributors under the FCPA and management of that risk. Today, David Simon contributes a guest post where he articulates another approach to the risk...more

Distributors Should Be Analyzed As Any Other Third Party Representative in the Sales Chain

by Thomas Fox on 2/25/2013

Ed. Note-David Simon is a partner at Foley and Lardner and Bill Athanas is a partner at Waller Lansden Dortch & Davis, LLP. Both have practices which include FCPA compliance. After my recent post on distributors under the...more

Antimonopoly Law Considerations and Risk Management in connection with M&A Transactions

by L. Mark Weeks | Orrick, Herrington & Sutcliffe LLP on 2/24/2013

In This Presentation: - General Indemnity: (1) Background and structure (2) Main provisions (3) Conduct of claims - Antitrust Indemnity: (1) Background (2) Main provisions (3) Conduct of...more

The FCPA Guidance on the Ten Hallmarks of an Effective Compliance Program

by Thomas Fox on 1/23/2013

Many commentators are still mining the Department of Justice (DOJ)/Securities and Exchange Commission (SEC) publication, A Resource Guide to the U.S. Foreign Corrupt Practices Act, (the “Guidance”), which was released last...more

The Lilly FCPA Enforcement Action (Part III) Lessons Learned from Russia

by Thomas Fox on 1/4/2013

This Part III is the final installment of my review of the Eli Lilly and Company (Lilly) FCPA enforcement action brought by the Securities and Exchange Commission (SEC). In this Part III, I will review the FCPA issues that...more

From China to Poland and Brazi l- The Lilly FCPA Enforcement Action- Part II

by Thomas Fox on 1/3/2013

In Parts II and III of my review of the Eli Lilly and Company (Lilly) Foreign Corrupt Practices Act (FCPA) enforcement action brought by the Securities and Exchange Commission (SEC), I will discuss some the processes and...more

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Third-Party › Due Diligence

From The Compact Model To The Luxury Model – Managing Your Third Party Risk

Anti-Corruption High-Risk Audits

Third Party Risks And Internal Auditors

Due Diligence When Renewing A Third Party Relationship

ACADEMI's Suzanne Rich Folsom and PwC's Glenn Ware on Moral Hazard [Video]

Analyzing the Risk of Distributors Under the FCPA-the Simon Approach

Distributors Should Be Analyzed As Any Other Third Party Representative in the Sales Chain

Antimonopoly Law Considerations and Risk Management in connection with M&A Transactions

The FCPA Guidance on the Ten Hallmarks of an Effective Compliance Program

The Lilly FCPA Enforcement Action (Part III) Lessons Learned from Russia

From China to Poland and Brazi l- The Lilly FCPA Enforcement Action- Part II

ACADEMI's Suzanne Rich Folsom and PwC's Glenn Ware on Moral Hazard [Video]

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