TRACE

News & Analysis as of

Will TRACE Certify the World?

Aaron Hernandez, former of New England Patriots tight end, was indicted for murder this week, allegedly killing a man for spilling his drink at a bar. But fatal disputes originating in taverns are not anything new as on this...more

FINRA Clarifies Reporting Requirements for Tier 1 Capital Securities

Three Types of Hybrid Securities Subject to Classification and Reporting Changes - For some time now, there has been confusion regarding the appropriate trade reporting for certain hybrid securities. Hybrid securities,...more

Recent Study Finds Positive Momentum in Global Anti-Bribery Efforts

Since 2003, U.S. enforcement has dominated international anti-bribery efforts, with nearly twice as many formal foreign bribery actions as all other countries combined. However, according to data recently released in TRACE...more

Effective Date for TRACE Dissemination of 144A Data

As we reported in a previous post, the SEC approved amendments to FINRA Rules 6750 and 7730, and TRACE dissemination procedures for Rule 144A trade data. FINRA has announced that these amendments will go into effect beginning...more

TRACE Dissemination of 144A Data

The SEC recently approved FINRA’s rule change to permit dissemination of trade data for 144A bonds on TRACE. FINRA will publish a regulatory notice within 60 days of the rule approval, which was earlier this month, providing...more

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