Corporate finance firms (“CFFs”) are vital to the growth and success of the UK economy. They help businesses raise money by connecting them with investors or lenders. The nature of their business means that it is essential...more
11/24/2025
/ AML/CFT ,
Anti-Money Laundering ,
Compliance Monitoring ,
Customer Due Diligence (CDD) ,
Due Diligence ,
Financial Conduct Authority (FCA) ,
Investors ,
Money Laundering ,
Regulatory Oversight ,
Risk Management ,
UK
As part of its wider financial crime supervisory work in support of its 2025–30 strategy, the FCA has published the findings from its multi-firm review of firms' business-wide risk assessment (BWRA) and customer risk...more
11/13/2025
/ AML/CFT ,
Anti-Money Laundering ,
Compliance Management Systems ,
Customer Due Diligence (CDD) ,
Financial Conduct Authority (FCA) ,
Financial Crimes ,
Financial Services Industry ,
FinTech ,
Money Laundering ,
Regulatory Oversight ,
Risk Assessment
The Financial Conduct Authority (“the FCA”) has published final guidance on the treatment of politically exposed persons (PEPs) for anti-money laundering purposes, which updates its Guidance issued in 2017 (“the 2017...more