The Financial Industry Regulatory Authority, Inc. (“FINRA”) has proposed a new rule (the “Proposal”) that would consolidate and modernize its rules governing outside business activities and private securities transactions by...more
1/21/2026
/ Broker-Dealer ,
Capital Markets ,
Compliance Monitoring ,
Financial Industry Regulatory Authority (FINRA) ,
Proposed Rules ,
Regulatory Reform ,
Regulatory Requirements ,
Reporting Requirements ,
Rulemaking Process ,
Securities and Exchange Commission (SEC) ,
Securities Regulation