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NYSE, Nasdaq Set December 1, 2023 Compliance Date for Dodd-Frank Clawback Listing Standards

The New York Stock Exchange (NYSE) and Nasdaq, on June 5 and June 6, respectively, amended the proposed listing standards they previously submitted to the US Securities and Exchange Commission (SEC) to extend the compliance...more

6/9/2023 / Clawbacks , Dodd-Frank , NYSE , Rule 10D-1 , Securities Exchange Act

Preparing for SEC’s Clawback Policies: 10 Compliance Tips for Public Companies

Last fall, the US Securities and Exchange Commission (SEC) announced that it had adopted new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq, to establish listing...more

5/1/2023 / Clawbacks , Executive Compensation , Incentive Compensation , Nasdaq , NYSE , Publicly-Traded Companies , Securities and Exchange Commission (SEC)

SEC Adopts Compensation Clawback Requirements

The US Securities and Exchange Commission (SEC) announced on October 26, 2022, that it has adopted new rules directing national securities exchanges, including the New York Stock Exchange and Nasdaq, to establish listing...more

11/1/2022 / Clawbacks , Dodd-Frank , Listing Standards , Nasdaq , New Rules , Publicly-Traded Companies , Securities and Exchange Commission (SEC)

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