On March 19, 2026, the Staff of the SEC’s Division of Corporation Finance (the “Staff”) issued a new Corporate Finance Interpretation (“CFI” and formerly known as Compliance and Disclosure Interpretations). ...more
3/24/2026
/ Capital Markets ,
Corporate Issuers ,
Division of Corporate Finance ,
Filing Requirements ,
Form S-3 ,
New Guidance ,
Public Offerings ,
Publicly-Traded Companies ,
Regulatory Requirements ,
Securities Act of 1933 ,
Securities Regulation ,
Shelf Registration
On September 15, 2025, the Division of Corporation Finance (“CorpFin”) of the Securities and Exchange Commission (“SEC”) issued a no-action response saying it will not recommend enforcement under Exchange Act Rules...more
The federal government shutdown that commenced on October 1, 2025, will significantly limit operations at the Securities and Exchange Commission (“SEC”). During the shutdown, public companies must continue to meet all filing...more
10/3/2025
/ Capital Markets ,
Corporate Governance ,
Division of Corporate Finance ,
EDGAR ,
Filing Deadlines ,
Filing Requirements ,
Government Shutdown ,
No-Action Letters ,
Proxy Season ,
Publicly-Traded Companies ,
Securities and Exchange Commission (SEC) ,
WKSIs
On September 27, 2024, the Securities and Exchange Commission (SEC) approved a new filer access and account management system called EDGAR Next, via significant amendments to Rules 10 and 11 of Regulation S-T, along with...more
9/12/2025
/ Amended Regulation ,
Compliance Dates ,
Corporate Governance ,
EDGAR ,
Filing Deadlines ,
Filing Requirements ,
Final Rules ,
Publicly-Traded Companies ,
Regulation S-T ,
Regulatory Reform ,
Regulatory Requirements ,
Reporting Requirements ,
Securities and Exchange Commission (SEC)
On September 27, 2024, the Securities and Exchange Commission (SEC) approved a new filer access and account management system called EDGAR Next, via significant amendments to Rules 10 and 11 of Regulation S-T, along with...more
On February 11, 2025, the Securities and Exchange Commission Division of Corporate Finance (Corp Fin) posted two Compliance and Disclosure Interpretations (C&DIs): revised Question 103.11 and new Question 103.12 related to a...more
On September 27, 2024, the Securities and Exchange Commission (SEC) approved significant amendments to Rules 10 and 11 of Regulation S-T, along with updates to Form ID and the EDGAR Filer Manual. Collectively referred to as...more
Earlier this year, in connection with final rulemaking by the Securities and Exchange Commission (the “SEC”), Nasdaq, NYSE and NYSE American proposed listing standards requiring that listed issuers adopt clawback policies to...more