On Feb. 26, 2026, the Market Participants Division (“MPD”) of the Commodity Futures Trading Commission (“CFTC”) amended and restated CFTC No-Action Letter No. 25-50 (“Letter No. 25-50”) with new CFTC No-Action Letter No....more
3/3/2026
/ CFTC ,
Commodity Exchange Act (CEA) ,
Commodity Futures Contracts ,
CPOs ,
Derivatives ,
Investment Funds ,
Investment Management ,
Market Participants ,
No-Action Letters ,
Registration Requirement ,
Regulatory Requirements ,
Relief Measures
On Dec. 19, 2025, the Market Participants Division (MPD) of the Commodity Futures Trading Commission (CFTC) issued No-Action Letter 25-50 (the “Letter”), which provides interim no-action relief from commodity pool operator...more
1/20/2026
/ CFTC ,
Commodity Futures Contracts ,
CPOs ,
Derivatives ,
Exemptions ,
Form PF ,
Investment Adviser ,
Investment Company Act of 1940 ,
Investment Funds ,
No-Action Letters ,
Registration Requirement ,
Regulation D ,
Reporting Requirements
We’re pleased to share the October edition of our Financial Regulatory Roundup Newsletter, highlighting key developments shaping the financial regulatory landscape.
In the latest issue we discuss:
- NYDFS Issues Two...more
10/9/2025
/ Advanced Notice of Proposed Rulemaking (ANPRM) ,
Banking Sector ,
Banks ,
Blockchain ,
BSA/AML ,
CFTC ,
Cryptoassets ,
Derivatives ,
Digital Assets ,
Financial Institutions ,
FinCEN ,
Industry Letters ,
Investment Firms ,
NYDFS ,
OCC ,
Public Comment ,
Regulatory Requirements ,
Risk Management ,
The GENIUS Act