The staff of the US Securities and Exchange Commission’s (SEC’s) Divisions of Corporation Finance, Investment Management, and Trading and Markets (the Staff) issued a joint statement (the Statement) on January 28, 2026...more
2/20/2026
/ Blockchain ,
Cryptoassets ,
Digital Assets ,
Digital Securities ,
Distributed Ledger Technology (DLT) ,
FinTech ,
Investment Company Act of 1940 ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934 ,
Securities Regulation ,
Tokenization
The SEC staff issued a no-action letter on December 11, 2025 to the Depository Trust Company (DTC), a subsidiary of the Depository Trust & Clearing Corporation (DTCC) granting relief under certain provisions of the federal...more
1/12/2026
/ Blockchain ,
Capital Markets ,
Consumer Financial Products ,
Digital Assets ,
Distributed Ledger Technology (DLT) ,
Financial Services Industry ,
FinTech ,
Market Participants ,
New Guidance ,
No-Action Letters ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Tokenization ,
Uniform Commercial Code (UCC)
New York has now joined with 32 other states and the District of Columbia in enacting the 2022 amendments to the Uniform Commercial Code (UCC) promulgated by the American Law Institute and the Uniform Law Commission. The...more