On December 19, 2025, the Market Participants Division (“MPD”) of the Commodities Futures Trading Commission (“CFTC”) issued No-Action Letter No. 25-50, granting interim relief for certain commodity pool operators (“CPOs”)...more
2/6/2026
/ CFTC ,
Commodity Futures Contracts ,
Commodity Pool ,
Commodity Trading Advisors (CTAs) ,
CPOs ,
Derivatives ,
Exemptions ,
Form PF ,
Investment Adviser ,
Investment Company Act of 1940 ,
No-Action Letters ,
Private Investment Funds ,
Registered Investment Advisors ,
Registration Requirement ,
Reporting Requirements ,
Rulemaking Process ,
Securities and Exchange Commission (SEC)
The New York LLC Transparency Act (the “Act”) entered into effect January 1, 2026 (“Effective Date”). In its final iteration following Governor Hochul’s veto at the end of 2025, the imposition of the beneficial ownership...more
1/12/2026
/ Beneficial Owner ,
Business Entities ,
Corporate Transparency Act ,
Disclosure Requirements ,
Exemptions ,
Filing Deadlines ,
Filing Requirements ,
Governor Vetoes ,
Limited Liability Company (LLC) ,
New Legislation ,
New York ,
Penalties ,
Regulatory Requirements ,
Reporting Requirements
On November 17, 2025, the Securities and Exchange Commission’s (the “SEC”) Division of Examinations (the “Division”) published its examination priorities for 2026 (the “Priorities”)....more
12/10/2025
/ Algorithms ,
Artificial Intelligence ,
Compliance Monitoring ,
Cybersecurity ,
Data Privacy ,
Fiduciary Duty ,
FinTech ,
Information Security ,
Investment Adviser ,
Popular ,
Private Funds ,
Registered Investment Advisors ,
Regulation S-P ,
Risk Management ,
Robo-Advisors ,
SEC Examination Priorities ,
Securities and Exchange Commission (SEC)