Josh Mahoney

Josh Mahoney

Faegre Drinker Biddle & Reath LLP

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Latest Posts › Securities and Exchange Commission (SEC)

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A Proposal to the CFTC for a New Way for “Bets” to Be Hedged

Perhaps it is in the spirit of March Madness and bracketology, but the Commodity Futures Trading Commission (CFTC or Commission) recently acknowledged consideration of a proposal by a sports gambling company to allow...more

3/11/2021  /  CFTC , Derivatives , Futures , Hedge Funds , Investors , NFL , Regulatory Oversight , Securities and Exchange Commission (SEC) , Sports Gambling

SEC Settles Enforcement Action against Private Equity Firm for Beneficial Ownership Reporting Violations

On September 17, 2020, the SEC announced the imposition of a cease-and-desist order against private equity firm Welsh, Carson, Anderson & Stowe (Welsh Carson), an SEC-registered investment manager, in connection with alleged...more

10/9/2020  /  Cease and Desist Orders , Enforcement Actions , Investment , Investment Adviser , Private Equity , Reporting Requirements , Schedule 13D , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Violations
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