The SEC just fired a warning shot across international waters. On September 5th, the agency announced the launch of a new Cross-Border Task Force aimed squarely at rooting out fraud by foreign companies—and the professionals...more
9/8/2025
/ Anti-Fraud Provisions ,
Auditors ,
Capital Markets ,
China ,
Corporate Counsel ,
Cross-Border Transactions ,
Enforcement Actions ,
Financial Markets ,
Foreign Private Issuers ,
Securities and Exchange Commission (SEC) ,
Securities Fraud ,
Securities Regulation
On June 1, 2022, the United States Attorney for the Southern District of New York unsealed a two-count indictment of Nathaniel Chastain, charging him with wire fraud and money laundering, and accusing him of “insider trading...more