On July 21, 2025, the U.S. House of Representatives passed the Equal Opportunity for All Investors Act of 2025 (the Act). The Act proposes to revise the definition of “accredited investor” in Rule 501(a) of Regulation D under...more
10/13/2025
/ Accredited Investors ,
Capital Markets ,
Investors ,
New Legislation ,
Private Funds ,
Proposed Legislation ,
Regulation D ,
Regulatory Reform ,
Retail Investors ,
Rulemaking Process ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Securities Regulation
On September 7, 2025, the North American Securities Administrators Association (NASAA), an organization through which state and provincial securities regulators in the United States, Canada and Mexico coordinate securities...more
10/10/2025
/ Accredited Investors ,
Amended Rules ,
Investment Funds ,
NASAA ,
New Regulations ,
Private Offerings ,
Public Offerings ,
Real Estate Investments ,
Registration Requirement ,
Regulation D ,
Regulatory Requirements ,
REIT ,
Securities Regulation
On June 26, 2025, the Securities and Exchange Commission (SEC) held a roundtable discussion on whether the current executive compensation disclosure framework for public companies can be improved....more
7/10/2025
/ CEOs ,
Compensation & Benefits ,
Disclosure Requirements ,
Executive Compensation ,
Pay Ratio ,
Pay-for-Performance ,
Publicly-Traded Companies ,
Regulatory Agenda ,
Roundtable ,
Securities and Exchange Commission (SEC) ,
Securities Regulation
Morris, Manning & Martin, LLP’s Securities & Corporate Governance Quarterly Newsletter is designed to update public and private company clients on recent developments in federal securities laws and corporate governance...more
12/13/2024
/ Beneficial Owner ,
Business Entities ,
Business Ownership ,
Capital Markets ,
Compliance ,
Corporate Governance ,
Corporate Transparency Act ,
Enforcement Priorities ,
FinCEN ,
Nasdaq ,
Popular ,
Reporting Requirements ,
Securities ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934 ,
Securities Regulation ,
Securities Violations