On October 9, 2025, the Securities and Exchange Commission’s (SEC’s) Division of Corporation Finance (Staff) issued updated guidance applicable to IPO registrants that remove the Rule 473 delaying amendment language in order...more
10/10/2025
/ Corporate Counsel ,
Division of Corporate Finance ,
Filing Requirements ,
Government Shutdown ,
Initial Public Offering (IPO) ,
New Guidance ,
No-Action Letters ,
Regulatory Requirements ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Securities Regulation
On September 30, 2025, the staff of the SEC’s Division of Corporation Finance published a summary of the impact of the government shutdown on the Division’s operations, along with guidance for registrants who have or expect...more
10/1/2025
/ Capital Markets ,
Division of Corporate Finance ,
EDGAR ,
Filing Deadlines ,
Filing Requirements ,
Government Shutdown ,
New Guidance ,
Registration Requirement ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Securities Exchange Act of 1934 ,
Securities Regulation
- What is new: The U.S. Congress has passed the GENIUS Act, establishing the first federal regulatory framework for payment stablecoins, addressing consumer protection, financial stability and AML compliance.
- Why it...more
7/18/2025
/ AML/CFT ,
Anti-Money Laundering ,
Cryptocurrency ,
Digital Assets ,
Financial Institutions ,
Financial Services Industry ,
New Legislation ,
Regulatory Agenda ,
Regulatory Requirements ,
Stablecoins ,
Trump Administration ,
U.S. Treasury
Our guide to 2026 SEC filing deadlines and financial statement staleness dates (including a color-coded calendar) is now available.
Public companies should factor in these key reporting deadlines, disclosure obligations and...more
7/16/2025
/ Annual Reports ,
Compliance ,
Corporate Counsel ,
Deadlines ,
Disclosure Requirements ,
Filing Deadlines ,
Financial Reporting ,
Financial Statements ,
Publicly-Traded Companies ,
Regulatory Requirements ,
Reporting Requirements ,
Securities and Exchange Commission (SEC)