Last month, Ohio, along with nine other state attorneys general (collectively, the AGs) entered into an assurance of voluntary compliance (AV) with Menard Inc. d/b/a Menards, a Wisconsin-based home improvement retailer. The...more
1/8/2026
/ Advertising ,
Consumer Protection Laws ,
Coronavirus/COVID-19 ,
Disclosure Requirements ,
Enforcement Actions ,
False Advertising ,
Investigations ,
Misleading Statements ,
Price Gouging ,
Regulatory Requirements ,
Retailers ,
Settlement ,
State Attorneys General ,
Unfair or Deceptive Trade Practices
Washington Attorney General (AG) Nick Brown announced a settlement with Central Washington Health Services Association, doing business as Confluence Health, over its handling of charity care refunds. The AG alleges that since...more
12/26/2025
/ Consumer Protection Laws ,
Enforcement Actions ,
Health Care Providers ,
Healthcare Reform ,
Hospitals ,
Medical Debt ,
Regulatory Oversight ,
Regulatory Requirements ,
Settlement ,
State Attorneys General ,
Unfair or Deceptive Trade Practices
On November 21, Delaware Attorney General Kathy Jennings’s Investor Protection Unit (IPU) announced a $995,180 penalty against Kovack Advisors, Inc. (Kovack) for a series of violations of the Delaware Securities Act. The...more
12/11/2025
/ Books & Records ,
Broker-Dealer ,
Consent Order ,
Delaware ,
Enforcement Actions ,
Investment Adviser ,
Investor Protection ,
Misleading Statements ,
Penalties ,
Recordkeeping Requirements ,
Registered Investment Advisors ,
Registration Requirement ,
Regulatory Oversight ,
Regulatory Requirements ,
Securities Regulation ,
State and Local Government ,
State Attorneys General ,
State Securities Regulators
On November 13, North Carolina Attorney General (AG) Jeff Jackson and Utah AG Derek Brown, along with the Attorney General Alliance, announced a task force in conjunction with generative artificial intelligence (AI)...more
11/25/2025
/ Artificial Intelligence ,
Consumer Protection Laws ,
Emerging Technologies ,
Enforcement Actions ,
Innovative Technology ,
Microsoft ,
New Legislation ,
Online Safety for Children ,
Regulatory Oversight ,
Regulatory Requirements ,
Risk Management ,
State Attorneys General
On September 22, a group of 28 state AGs led by Iowa filed an amicus brief in Vapor Technology Association v. Wooten in support of North Carolina’s state directory law that prohibits the sale of electronic nicotine delivery...more
10/22/2025
/ Amicus Briefs ,
Appeals ,
E-Cigarettes ,
Federal Food Drug and Cosmetic Act (FFDCA) ,
Food and Drug Administration (FDA) ,
Government Agencies ,
Preemption ,
Public Health ,
Regulatory Requirements ,
State Attorneys General ,
Statutory Interpretation
On September 29, 2025, California Governor Gavin Newsom signed Senate Bill 53, the Transparency in Frontier Artificial Intelligence Act, into law. The bill will go into effect on January 1, 2026. The act builds upon the...more
10/17/2025
/ Artificial Intelligence ,
California ,
Incident Response Plans ,
Machine Learning ,
New Legislation ,
Regulatory Reform ,
Regulatory Requirements ,
Reporting Requirements ,
Risk Management ,
State and Local Government ,
Whistleblowers
On October 2, New York Attorney General (AG) Letitia James announced that, in accordance with the “Stop Hiding Hate” Act, social media companies are now required to report their content moderation policies to her office, with...more
10/6/2025
/ Enforcement Actions ,
New Legislation ,
New York ,
Online Platforms ,
Penalties ,
Policies and Procedures ,
Regulatory Requirements ,
Reporting Requirements ,
Social Media ,
State and Local Government ,
State Attorneys General ,
Transparency
Last week, Colorado lawmakers held a special session that culminated in a decision to delay the implementation of the Colorado Artificial Intelligence Act (CAIA) until June 30, 2026, extending the timeline beyond its original...more
9/8/2025
/ AI Act ,
Artificial Intelligence ,
Disparate Impact ,
Executive Orders ,
Impact Assessments ,
New Legislation ,
Non-Discrimination Rules ,
Regulatory Requirements ,
Risk Management ,
Safe Harbors ,
State and Local Government
In this episode of Regulatory Oversight, Stephen Piepgrass, Michael Yaghi, and Dan Waltz conclude their two-part series on the Better Business Bureau (BBB). The group discusses strategies for managing and improving BBB...more
On July 28, the New Jersey Division of Consumer Affairs issued a reminder to more than 3,000 auto dealerships regarding their obligations under the New Jersey data deletion law, N.J.S.A. § 56:12-18.1. This law, enacted and...more
8/14/2025
/ Automotive Industry ,
Car Dealerships ,
Consumer Privacy Rights ,
Data Deletion ,
Data Management ,
Data Privacy ,
Internet of Things ,
Motor Vehicles ,
New Jersey ,
NIST ,
Office of Consumer Affairs ,
Regulatory Requirements
In this episode of Regulatory Oversight, we kick off a two-part series on the Better Business Bureau (BBB). Stephen Piepgrass, Michael Yaghi, and Dan Waltz explore the significance of the BBB for businesses, particularly in...more
Indiana and Maryland became the most recent states to enact legislation regulating earned wage access (EWA) services, with Indiana passing House Enrolled Act 1125 on May 6, and Maryland passing House Bill 1294 on May 20....more
The Massachusetts attorney general’s (AG) office has finalized new consumer protection regulations aimed at eliminating hidden “junk fees” and improving price transparency. Set to take effect on September 2, the regulations...more
5/14/2025
/ Disclosure Requirements ,
E-Commerce ,
Fees ,
Final Rules ,
Goods or Services ,
Hidden Fees ,
New Regulations ,
Price Transparency ,
Regulatory Reform ,
Regulatory Requirements ,
Retail Market ,
State Attorneys General
Indiana Attorney General (AG) Todd Rokita recently partnered with the Indiana Gaming Commission to alert consumers about advertisements for illegal gambling....more
3/25/2025
/ Advertising ,
Casinos ,
Enforcement Actions ,
False Advertising ,
Gambling ,
Online Advertisements ,
Online Gaming ,
Regulatory Requirements ,
Sports Betting ,
State Attorneys General ,
Unfair or Deceptive Trade Practices
Massachusetts Attorney General (AG) Andrea Joy Campbell announced Massachusetts’ new consumer protection regulations prohibiting “junk fees” and providing consumers with greater transparency regarding trial and subscription...more
3/11/2025
/ Auto-Renewal ,
Disclosure Requirements ,
Fees ,
Hidden Fees ,
Marketing ,
New Regulations ,
Regulatory Requirements ,
State Attorneys General ,
Subscription Services ,
Transparency ,
Unfair or Deceptive Trade Practices
In Tennessee v. EEOC, the Eighth Circuit reversed a district court’s decision and reinstated a lawsuit by 17 states (led by the Tennessee and Arkansas attorneys general (AG)), holding that these states have standing to sue...more
On February 4, a Vermont Superior Court judge entered a $2,733,989.47 judgment against Phoenix Counseling & Wellness, PLC (Phoenix), and the company’s owner for alleged violations of the Vermont False Claims Act (VFCA)....more
Private equity firms and health care companies operating in Massachusetts will now face enhanced liability risks following the recent passage and enactment of legislation regulating private equity investment in Massachusetts...more
Recently, Attorney General (AG) Matthew J. Platkin announced, in a joint press release with the New Jersey State Athletic Control Board (SACB), the adoption of a new sports betting policy related to combative sports. The...more
On November 12, the Kentucky attorney general (AG) issued a formal opinion, concluding that the Kentucky Board of Pharmacy lacks the authority to regulate nonresident pharmacists beyond what is specified in KRS Chapter 315....more
New Jersey Attorney General (AG) Matthew J. Platkin and the Division of Consumer Affairs (Division) took action against the popular dating app company, Bumble, Inc., for alleged violations of the state’s consumer protection...more
On October 26, Delaware Attorney General (AG) Kathleen Jennings filed a lawsuit against fourteen chemical companies for allegedly contaminating the state’s natural resources with per- and poly-fluoroalkyl substances (PFAS)...more
11/3/2023
/ 3M Company ,
Contamination ,
Delaware ,
Discharge of Pollutants ,
Drinking Water ,
Enforcement Actions ,
Environmental Policies ,
Manufacturers ,
PFAS ,
Public Health ,
Regulatory Requirements ,
Regulatory Violations ,
State Attorneys General ,
Toxic Chemicals ,
Toxic Exposure ,
Warning Labels
On August 16, a coalition of seven state attorneys general (AG) announced a settlement with participants alleged to be involved in a “massive” robocall operation. The stipulated order, which names Scott Shapiro, Michael T....more
Join us for the first in a series of episodes covering artificial intelligence (AI). As technology continues to develop, more companies are using AI in their day-to-day business, and with increased use comes increased risk....more