The Securities and Exchange Commission ("SEC") has revised its Enforcement Manual (the "Manual") for the first time since 2017, implementing critical changes to enforcement policies and procedures....more
3/9/2026
/ Corporate Counsel ,
Corporate Misconduct ,
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Department of Justice (DOJ) ,
Enforcement Actions ,
Enforcement Guidance ,
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Securities and Exchange Commission (SEC) ,
Securities Regulation ,
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Wells Notice
Financial reporting and disclosure enforcement is a perennial priority for the U.S. Securities and Exchange Commission (“SEC”), but the change in presidential administrations in January 2025 ushered in a potentially new...more
1/9/2026
/ Cross-Border Transactions ,
Disclosure Requirements ,
Economic Sanctions ,
Enforcement Actions ,
Enforcement Priorities ,
Insider Trading ,
Publicly-Traded Companies ,
Regulatory Oversight ,
Regulatory Requirements ,
Reporting Requirements ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Securities Regulation ,
Securities Violations